Technical Papers
Jan 6, 2014

Integrated Urban-Construction Planning Framework for Slum Upgrading Projects

Publication: Journal of Construction Engineering and Management
Volume 140, Issue 4

Abstract

Slums are areas of population concentrations developed in the absence of physical planning and lack access to life essentials. Slums represent major national challenges in countries where they exist, especially developing countries. Various intervention strategies can be adopted to upgrade and/or replace slums, but are often faced with serious construction challenges, such as lack of access to sites and poor terrain conditions. Moreover, during the execution of slum upgrading projects, resident families can experience significant social and economic disruptions. The objective of this paper is present an integrated urban-construction planning framework for slum upgrading projects. This framework incorporates participatory upgrading and is designed to achieve three important objectives, including (1) maximizing the benefits of slum upgrading projects by identifying and accelerating the delivery of urgent projects; (2) providing more accurate and practical estimates of upgrading projects costs and timelines, which enables controlling and minimizing the total projects costs and durations; and (3) minimizing the social and economic disruptions for resident families during construction. An illustrative example is presented to demonstrate the potential of the proposed framework and its core multiobjective optimization process.

Get full access to this article

View all available purchase options and get full access to this article.

References

Abdelhalim, K. (2010). “Participatory upgrading of informal areas—A Decision-makers guide for action.” Participatory Development Programme in Urban Areas (PDP), 〈http://www.citiesalliance.org/ca/node/2044〉 (Jul. 25, 2010).
Abiko, A., Cardoso, L., Rinaldelli, R., and Haga, H. (2007). “Basic costs of slums upgrading in Brazil.” Global Urban Dev., 3(1), 〈http://www.globalurban.org/GUDMag07Vol3Iss1/Abiko.htm〉 (Nov. 23, 2013).
Abiko, A. K. (2003). “Quanto custaria urbanizar uma favela no Brasil?” ABRAMO, Pedro (org.), Cidade da Informalidade, Sete Letras, Rio de Janeiro, 225–236.
Adedimeji, A. A., Heard, N. J., Odutolu, O., and Omololu, F. M. (2008). “Social factors, social support and condom use behavior among young urban slum inhabitants in southwest Nigeria.” East Afr. J. Public Health, 5(3), 215–222.
Ancona, A. L., and Lareu, S. (2002). “Avaliação do programa Guarapiranga: Custos e componentes de infra-estrutura.” Anais do Seminário de Avaliação de Projetos: Habitação e Meio Ambiente, IPT, São Paulo, Brazil.
Auyero, J. (2000). “The logic of clientelism in Argentina: An ethnographic account.” Latin Am. Res. Rev., 35(3), 55–81.
Biswas-Diener, R., and Diener, E. (2001). “Making the best of a bad situation: Satisfaction in the slums of Calcutta.” Culture Well-Being, Social Indicators Res. Ser., 55(3), 329–352.
Burra, S. (2005). “Towards a pro-poor framework for slum upgrading in Mumbai, India.” Environ. Urbaniz., 17(1), 67–88.
Carpenter, J. P., Daniere, A. G., and Takahashi, L. M. (2004). “Cooperation, trust, and social capital in Southeast Asian urban slums.” J. Econ. Behav. Org., 55(4), 533–551.
COBRAPE. (2000). Relatório Urbanização de Favelas: gerenciamento da fase final do programa Guarapiranga e avaliação de seus resultados, BIRD/COBRAPE, Unidade de Gerenciamento do Programa (UGP), São Paulo, Brazil.
Davis, M. (2006). Planet of slums, Verso, New York.
Deb, K., Agrawal, S., Pratap, A., and Meyarivan, T. (2001). “A fast elitist Non-Dominated Sorting Genetic Algorithm for multi-objective optimization.”, Genetic Algorithm Laboratory, Indian Institute of Technology, Kanpur, India.
Dietz, H. (1998). Urban poverty, political participation and the state: Lima 1970–1990, University of Pittsburgh Press, Pittsburgh, PA.
El-Anwar, O., El-Rayes, K., and Elnashai, A. (2010a). “Maximizing the sustainability of integrated housing recovery efforts.” J. Constr. Eng. Manage., 〈https://doi.org/10.1061/(ASCE)CO.1943-7862.0000185〉.
El-Anwar, O., El-Rayes, K., and Elnashai, A. (2010b). “Minimization of socioeconomic disruption for displaced population following disasters.” Disasters, 34(3), 865–883.
Ferguson, B., and Navarrete, J. (2003). “A financial framework for reducing slums: Lessons from experience in Latin America.” Environ. Urbaniz., 15(2), 201–215.
Handzic, K. (2010). “Is legalized land tenure necessary in slum upgrading? Learning from Rio’s land tenure policies in the Favela Bairro Program.” Habitat Int., 34(1), 11–17.
Howeidy, A., et al. (2009). “Cairo’s informal areas between urban challenges and hidden potentials-facts. Voices. Visions.” Participatory Development Programme in Urban Areas (PDP), 〈http://www.citiesalliance.org/index.html〉 (Nov. 23, 2013).
Imparato, I., and Ruster, J. (2003). Slum upgrading and participation: Lessons from Latin America, The World Bank, Washington, DC.
Khalifa, M. A. (2011). “Redefining slums in Egypt: Unplanned versus unsafe areas.” Habitat Int., 35(1), 40–49.
Lynch, O. M. (1974). “Political mobilisation and ethnicity among Adi-Dravidas in a Bombay slum.” Econ. Polit. Wkly., 9(39), 1657–1668.
Nijman, J. (2008). “Against the odds: Slum rehabilitation in neoliberal Mumbai.” Cities, 25(2), 73–85.
Nijman, J. (2010). “A Study of space in Mumbai’s slums.” Tijdschrift voor Economische en Sociale Geografie, 101(1), 4–17.
Payne, G. (2005). “Getting ahead of the game: A twin-track approach to improving existing slums and reducing the need for future slums.” Environ. Urbaniz., 17(1), 135–146.
Portes, A. (1972). “Rationality in the slum: An essay on interpretive sociology.” Comp. Stud. Social Hist., 14(3), 268–286.
Reis, R. B., et al. (2008). “Impact of environment and social gradient on Leptospira infection in urban slums.” PLoS Negl. Trop. Dis., 2(4), e228.
Riley, L. W., Ko, A. I., Unger, A., and Reis, M. G. (2007). “Slum health: Diseases of neglected populations.” BMC Int. Health Human Rights, 7(1), 2.
Rocha, R. F., Carvalho, C. S., Moretti, R. S., and Samora, P. R. (2002). “Procedimentos para tomada de decisão em programas de urbanização de favelas.” Anais do IX Encontro Nacional de Tecnologia do Ambiente Construído, Antac, Foz do Iguaçu.
Suttles, G. (1868). The social order of the slum, University of Chicago Press, Chicago.
The Cities Alliance. (2008). “Slum upgrading, up close, experiences of six cities.” The Cities Alliance, Washington DC, 〈http://www.citiesalliance.org/ca/node/694〉 (Jul. 25, 2010).
UN-HABITAT. (2003). “Slums of the world: The face of urban poverty in the new millennium?” United Nations Human Settlements Programme, 〈http://www.unhabitat.org/pmss/listItemDetails.aspx?publicationID=1124〉 (Dec. 6, 2010).
UN-HABITAT. (2008). “Slum households and shelter deprivations: Degrees and characteristics.” United Nations Human Settlements Programme, 〈http://www.unhabitat.org/downloads/docs/presskitsowc2008/slum%20households.pdf〉 (Dec. 6, 2010).
UN-Statistics Division. (2010). “Slum population as percentage of urban, percentage.” United Nations Statistics Division, 〈http://unstats.un.org/unsd/mdg/SeriesDetail.aspx?srid=710〉 (Dec. 6, 2010).
Viratkapan, V., and Perera, R. (2006). “Slum relocation projects in Bangkok: What has contributed to their success or failure?” Habitat Int., 30(1), 157–174.
Vlahov, D., et al. (2007). “Urban as a determinant of health.” J. Urban Health, 84(S1), 16–26.

Information & Authors

Information

Published In

Go to Journal of Construction Engineering and Management
Journal of Construction Engineering and Management
Volume 140Issue 4April 2014

History

Received: Dec 15, 2010
Accepted: Jan 2, 2013
Published online: Jan 6, 2014
Published in print: Apr 1, 2014
Discussion open until: Jun 6, 2014

Permissions

Request permissions for this article.

Authors

Affiliations

Omar El-Anwar [email protected]
A.M.ASCE
Assistant Professor, Dept. of Construction Management, Univ. of Washington, Seattle, WA 98195; and Lecturer, Structural Engineering Dept., Cairo Univ., Cairo, Egypt (corresponding author). E-mail: [email protected]
Tamer Abdel Aziz [email protected]
Lecturer, Architecture Dept., Cairo Univ., Cairo, Egypt; and Expert in the National Urban Observatory—General Organization for Physical Planning, Cairo, Egypt. E-mail: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share