Case Studies
Jan 22, 2018

Predicting Excavation-Induced Settlement for Embedded Footing: Case Study

Publication: International Journal of Geomechanics
Volume 18, Issue 4

Abstract

Analytical solutions are proposed to evaluate the average settlement under an embedded footing in an elastic soil. The rigid foundation was simplified as a uniformly loaded area. Four factors, the Gibson, trench, sidewall friction, and retaining wall effects, were considered to reduce the settlement of the footing due to embedment. Immediate settlement of a footing can be calculated using either conventional influence factors or by a finite-layer-based consolidation analysis with a short time interval. The effectiveness of the proposed techniques was evaluated by comparing results obtained from different approaches, and a maximum difference of 10% was observed. The method was also used to analyze the settlements of the base slab of an excavation, which were compared with field measurements of the West Extension Line of the Nanjing Metro Line 10. On the basis of the analysis, the reason why a compensated foundation could experience excessive settlement is discussed. Overexcavation induced by basal heave results in a very loose state of the soil underneath the footing where swelling could occur. Reloading after backfilling easily causes large settlements. Therefore, an arched beam foundation is proposed to reduce the magnitude of further settlement of the footing.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

This work was supported by the National Science Fund for Excellent Young Scholars (Grant 51322807), National Natural Science Foundation of China (Grant 51578164), Natural Science Foundation of Guangxi Province (Grant 2016GXNSFGA380008), Ministry of Education of China through the Changjiang Scholars Program to Dr. Guoxiong Mei, and National Natural Science Foundation of China (Grant 41672296) to Dr. Yanlin Zhao.

References

Bjerrum, L. (1972). “Embankments on soft ground.” Proc., Specialty Conf., Performance of Earth-Supported Structures, Vol. 2, ASCE, New York, 1–54.
Bolton, M. D., Lam, S.-Y., Vardanega, P. J., Ng, C. W. W., and Ma, X. (2014). “Ground movements due to deep excavations in Shanghai: Design charts.” Front. Struct. Civ. Eng., 8(3), 201–236.
Boscardin, M. D., and Cording, E. J. (1989). “Building response to excavation-induced settlement.” J. Geotech. Engrg., 1–21.
Bowles, J. E. (1987). “Elastic foundation settlements on sand deposits.” J. Geotech. Engrg., 846–860.
Burland, J. B., and Burbidge, M. C. (1985). “Settlement of foundations on sand and gravel.” Proc. Inst. Civ. Eng., 78(6), 1325–1381.
Christian, J. T., and Carrier, W. D., III. (1978). “Janbu, Bjerrum and Kjaernsli’s chart reinterpreted.” Can. Geotech. J., 15(1), 123–128.
D'Appolonia, D. J., Poulos, H. G., and Ladd, C. C. (1971). “Initial settlement of structures on clay.” J. Soil Mech. and Found. Div., 97(10), 1359–1377.
Erden, B. F. (1974). “Influence of shape and embedment on dynamic foundation response.” Ph.D. thesis, Univ. of Massachusetts, Boston.
Fox, E. N. (1948). “The mean elastic settlement of a uniformly loaded area at a depth below the ground surface.” Proc., 2nd Int. Conf., Soil Mechanics and Foundation Engineering, Vol. 1, International Society for Soil Mechanics and Geotechnical Engineering, Haarlem, Netherlands, 129–132.
Foye, K. C., Basu, P., and Prezzi, M. (2008). “Immediate settlement of shallow foundations bearing on clay.” Int. J. Geomech., 300–310.
Gazetas, G., and Stokoe, K. H., II. (1991). “Free vibration of embedded foundations: Theory versus experiment.” J. Geotech. Engrg., 1382–1401.
Gazetas, G., Tassoulas, J. L., Dobry, R., and O'Rourke, M. J. (1985). “Elastic settlement of arbitrarily shaped foundations embedded in half-space.” Géotechnique, 35(3), 339–346.
Giroud, J.-P. (1972). “Settlement of rectangular foundation on soil layer.” J. Soil Mech. and Found. Div., 98(1), 149–154.
Groth, N. N., and Chapman, C. R. (1969). “Computer evaluation of deformations due to subsurface loads in a semi-infinite elastic medium.” Bachelor’s thesis, Univ. of Sydney, Sydney, NSW, Australia.
Hsiao, C. L. (2007). “Wall and ground movements in a braced excavation in clays and serviceability reliability of adjacent buildings.” Ph.D. thesis, Clemson Univ., Clemson, SC.
Hsieh, P.-G., and Ou, C.-Y. (1998). “Shape of ground surface settlement profiles caused by excavation.” Can. Geotech. J., 35(6), 1004–1017.
Hu, Z. F., Yue, Z. Q., Zhou, J., and Tham, L. G. (2003). “Design and construction of a deep excavation in soft soils adjacent to the Shanghai Metro tunnels.” Can. Geotech. J., 40(5), 933–948.
Jafarian, Y., Haddad, A., and Mehrzad, B. (2017). “Load-settlement mechanism of shallow foundations rested on saturated sand with upward seepage.” Int. J. Geomech., 04016076.
Janbu, N., Bjerrum, L., and Kjaernsli, B. (1956). Soil mechanics applied to some engineering problems, Norwegian Geotechnical Institute, Oslo, Norway.
Kung, G. T.-C. (2010). “Chapter 25: Finite element analysis of wall deflection and ground movements caused by braced excavations.” Finite element analysis, D. Moratal, ed., Sciyo, 611–636.
Kung, G. T., Juang, C. H., Hsiao, E. C. L., and Hashash, Y. M. A. (2007). “Simplified model for wall deflection and ground-surface settlement caused by braced excavation in clays.” J. Geotech. Geoenviron. Eng., 731–747.
Lam, S. Y. (2010). “Ground movements due to excavation in clay: physical and analytical models.” Doctoral thesis, Univ. of Cambridge, Cambridge, U.K.
Lee, J., and Salgado, R. (2002). “Estimation of footing settlement in sand.” Int. J. Geomech., 1–28.
Long, M. (2001). “Database for retaining wall and ground movements due to deep excavations.” J. Geotech. Geoenviron. Eng., 203–224.
Lutenegger, A. J., and DeGroot, D. J. (1995). “Settlement of shallow foundations on granular soils.” Univ. of Massachusetts, Amherst, MA.
Mair, R. J. (2003). “Research on tunnelling-induced ground movements and their effects on buildings—Lessons from the Jubilee Line Extension.” Proc., Int. Conf., Response of Buildings to Excavation-Induced Ground Movements, F. M. Jardine, ed., Construction Industry Research and Information Association, London, 3–26.
Mei, G.-X., et al. (2004). “Consolidation analysis of a cross-anisotropic homogeneous elastic soil using a finite layer numerical method.” Int. J. Numer. Anal. Methods Geomech., 28(2), 111–129.
Mei, G.-X., Lok, T. M., Xia, J., and Wu, S. S. (2014). “One-dimensional consolidation with asymmetrical exponential drainage boundary.” Geomech. Eng., 6(1), 47–63.
Mei, G. X., Yin, J. H., Zai, J. M., and Zhu, G. F. (2005). “Immediate settlement of a rectangular foundations embedded in a saturated isotropic elastic soil.” Geotech. Eng., 36(2), 109–113.
Moormann, C. (2004). “Analysis of wall and ground movements due to deep excavations in soft soil based on a new worldwide database.” Soils Found., 44(1), 87–98.
Ni, P., Mei, G., and Zhao, Y. (2017). “Displacement-dependent earth pressures on rigid retaining walls with compressible geofoam inclusions: Physical modeling and analytical solutions.” Int. J. Geomech., 04016132.
Ni, P., Mei, G., Zhao, Y., and Chen, H. (2018a). “Plane strain evaluation of stress path for supported excavations under lateral loading and unloading.” Soils Found.
Ni, P., Moore, I. D., and Take, W. A. (2018b). “Distributed fibre optic sensing of strains on buried full-scale PVC pipelines crossing a normal fault.” Géotechnique, 68(1), 1–17.
Papadopoulos, B. P. (1992). “Settlements of shallow foundations on cohesionless soils.” J. Geotech. Engrg., 377–393.
Poulos, H. G., and Davis, E. H. (1974). Elastic solutions for soil and rock mechanics, John Wiley & Sons, New York.
Rechea, C., Levasseur, S., and Finno, R. (2008). “Inverse analysis techniques for parameter identification in simulation of excavation support systems.” Comput. Geotech., 35(3), 331–345.
Ren, G., Smith, J. V., Tang, J. W., and Xie, Y. M. (2005). “Underground excavation shape optimization using an evolutionary procedure.” Comput. Geotech., 32(2), 122–132.
Sales, M. M., Small, J. C., and Poulos, H. G. (2010). “Compensated piled rafts in clayey soils: Behaviour, measurements, and predictions.” Can. Geotech. J., 47(3), 327–345.
Shahriar, M. A., Sivakugan, N., Das, B. M., Urquhart, A., and Tapiolas, M. (2015). “Water table correction factors for settlements of shallow foundations in granular soils.” Int. J. Geomech., 06014015.
Son, M., and Cording, E. J. (2005). “Estimation of building damage due to excavation-induced ground movements.” J. Geotech. Geoenviron. Eng., 162–177.
Tan, Y., and Li, M. (2011). “Measured performance of a 26 m deep top-down excavation in downtown Shanghai.” Can. Geotech. J., 48(5), 704–719.
Tan, Y., and Wei, B. (2012). “Observed behaviors of a long and deep excavation constructed by cut-and-cover technique in Shanghai soft clay.” J. Geotech. Geoenviron. Eng., 69–88.
Tang, Y., and Zhao, X. (2014). “121-story Shanghai Center Tower foundation re-analysis using a compensated pile foundation theory.” Struct. Des. Tall Special Build., 23(11), 854–879.
Tang, Y., and Zhao, X. (2015). “Deformation of compensated piled raft foundations with deep embedment in super-tall buildings of Shanghai.” Struct. Des. Tall Special Build., 24(7), 521–536.
Terzaghi, K., Peck, R. B., and Mesri, G. (1996). Soil mechanics in engineering practice, 3rd Ed., John Wiley & Sons, New York.
Wang, J. H., Xu, Z. H., and Wang, W. D. (2010). “Wall and ground movements due to deep excavations in Shanghai soft soils.” J. Geotech. Geoenviron. Eng., 985–994.
Yoo, C., and Lee, D. (2008). “Deep excavation-induced ground surface movement characteristics—A numerical investigation.” Comput. Geotech., 35(2), 231–252.
Yue, Z, Q., Xiao, H. T., Tham, L. G., Lee, C. F., and Yin, J. H. (2005). “Stresses and displacements of a transversely isotropic elastic halfspace due to rectangular loadings.” Eng. Anal. Boundary Elem., 29(6), 647–671.
Zhang, W.-W., Zhu, G., Wang, R., and Meng, Q. (2009). “Solution charts for the consolidation of circular footings embedded in a finite stratum.” Can. Geotech. J., 46(6), 708–718.

Information & Authors

Information

Published In

Go to International Journal of Geomechanics
International Journal of Geomechanics
Volume 18Issue 4April 2018

History

Received: Mar 1, 2017
Accepted: Oct 10, 2017
Published online: Jan 22, 2018
Published in print: Apr 1, 2018
Discussion open until: Jun 22, 2018

Permissions

Request permissions for this article.

Authors

Affiliations

Pengpeng Ni [email protected]
Research Fellow, School of Civil and Environmental Engineering, Nanyang Technological Univ., Singapore 639798. E-mail: [email protected]
Linhui Song
Associate Professor, School of Physical and Mathematical Sciences, Nanjing Tech Univ., Nanjing 211800, China.
Guoxiong Mei [email protected]
Professor, Key Laboratory of Disaster Prevention and Structural Safety of Ministry of Education, College of Civil Engineering and Architecture, Guangxi Univ., Nanning 530004, China (corresponding author). E-mail: [email protected]
Yanlin Zhao
Professor, Key Laboratory of Disaster Prevention and Structural Safety of Ministry of Education, College of Civil Engineering and Architecture, Guangxi Univ., Nanning 530004, China.

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share