Scholarly Papers
Jul 3, 2023

The Finality Principle in Arbitration: A Historical Exploration

Publication: Journal of Legal Affairs and Dispute Resolution in Engineering and Construction
Volume 15, Issue 4

Abstract

South Africa maintains a robust pro-arbitration policy which emphasizes the principle of finality. Despite the fact that this principle is well advocated in construction, engineering, and other aligned sector arbitration case law, insight into the broader historical discourse on arbitration in South Africa is more limited. Subsequently, in order to develop valuable and comprehensive insight into not only the theoretical foundations surrounding the finality principle in South African arbitration but also its future, this paper undertakes a historical account of the development of the principle of finality in South African domestic arbitration law. The paper suggests that pro-arbitration attitudes toward the finality principle espoused by the judiciary represent a hallmark of early formalization of English legal traditions through legislative frameworks which predate modern-day South Africa. The value of this study comes from the valuable insight it provides into past and existing theoretical and judicial debates surrounding the robustness of domestic arbitration frameworks in South Africa and the potential opportunities for their further improvement.

Get full access to this article

View all available purchase options and get full access to this article.

Data Availability Statement

No data, models, or codes were generated or used during the study.

References

List of Cases

Alexkor Ltd., v. Richtersveld Community 2003 12 BCLR 1301 (CC) [South Africa].
Amalgamated Clothing and Textile Workers Union of South Africa v. Veldspun (Pty) Ltd. (97/92) [1993] ZASCA 158; 1994 (1) SA 162 (AD); [1994] 1 All SA 453 (A) (30 September 1993) [South Africa].
City of Johannesburg Metropolitan Municipality v. International Parking Management (Pty) Ltd. and Others (10548/2010) [2011] ZAGPJHC 5 (February 17, 2011) [South Africa].
Concor Holdings (Pty) Ltd., v. Minster of Water Affairs and Forestry and VKE Consulting Engineers (Pty) Ltd. [2006] 16947/2001 [South Africa].
Cool Ideas 1186 CC v. Hubbard and Another [2014] ZACC 16 (June 5, 2014) (also known as Cool Ideas 2) [South Africa].
Dickenson & Brown v. Fisher’s Executors 1915 AD 166 [South Africa].
Dutch Reformed Church v. Town Council of Cape Town [1898] ZACGHSCR Juta 27; (1898) 15 Juta 95 (March 12, 1898) [South Africa].
Hlophe v. Judicial Service Commission and Others (19006/09) [2009] ZAGPJHC 19; [2009] 4 All SA 67 (GSJ) (June 1, 2009) [South Africa].
Hlophe v. Premier of the Western Cape Province, Hlophe v. Freedom under Law and Other (CCT 41/11, CCT 46/11) [2012] ZACC 4; 2012 (6) SA 13 (CC); 2012 (6) BCLR 567 (CC) (March 30, 2012) [South Africa].
Hubbard v. Cool Ideas 1186 CC (580/12) [2013] ZASCA 71; 2013 (5) SA 112 (SCA); [2013] 3 All SA 387 (SCA) (May 28, 2013) (also known as Cool Ideas 1) [South Africa].
Lazarus v. Goldberg and Another 1920 CPD 154 [South Africa].
Lufuno Mphaphuli & Associates (Pty) Ltd., v. Nigel Athol Andrews and Bopanang Construction CC CCT 97107 [2009] ZACC [South Africa].
Sidumo and Another v. Rustenburg Platinum Mines Ltd. and Others (CCT 85/06) [2007] ZACC 22; [2007] 12 BLLR 1097 (CC); 2008 (2) SA 24 (CC); (2007) 28 ILJ 2405 (CC); 2008 (2) BCLR 158 (CC) (October 5, 2007) [South Africa].
Telcordia Technologies Inc., v. Telkom SA Ltd. [2006] ZASCA 112; [2006] 139 SCA (RSA); 2007 (3) SA 266 (SCA); [2007] 2 All SA 243 (SCA); 2007 (5) BCLR 503 (SCA) (November 22, 2006) [South Africa].
Theron en Andere v. Ring van Wellington van die NG Sendingkerk in Suid-Afrika en Andere 1976(2) SA 1 (A) [South Africa].
Zhongji Development Construction Engineering Company Limited v. Kamoto Copper Company Sarl (421/2013) [2014] ZASCA 160; 2015 (1) SA 345 (SCA); [2014] 4 All SA 617 (SCA) (October 1, 2014) [South Africa].

List of Statutes

Arbitration Act 1889 [United Kingdom].
Arbitration Act 1996 [United Kingdom].
Arbitration Act 24 of 1898 (Natal) [South Africa].
Arbitration Act 42 of 1965 [South Africa].
Arbitrations Act, 1898 (Act No. 29 of 1898) of the Cape of Good Hope [South Africa].
General Law Amendment Act 49 of 1996 [South Africa].
International Arbitration Act 15 of 2017 [South Africa].
Justice Laws Rationalisation Act 18 of 1996 [South Africa].
Natal Arbitration Act 24 of 1898 [South Africa].
Prevention and Combating of Corrupt Activities Act 12 of 2004 [South Africa].
South Africa Act 1909 [South Africa].
The Constitution of South Africa [South Africa].
Transvaal Ordinance Act 24 of 1904 [South Africa].

Works Cited

Adibfar, A., A. Costin, and R. R. Issa. 2020. “Design copyright in architecture, engineering, and construction industry: Review of history, pitfalls, and lessons learned.” J. Leg. Aff. Dispute Resolut. Eng. Constr. 12 (3): 04520032. https://doi.org/10.1061/(ASCE)LA.1943-4170.0000421.
AlRaeesi, E., and U. Ojiako. 2021. “An examination of the legal perspective of public policy implementation on construction projects arbitration.” J. Leg. Aff. Dispute Resolut. Eng. Constr. 13 (3): 03721002. https://doi.org/10.1061/(ASCE)LA.1943-4170.0000474.
Arfazadeh, H. 2002. “In the shadow of the unruly horse: International arbitration and the public policy exception.” Am. Rev. Int. Arbitration 13 (Apr): 43–197.
Baboolal-Frank, R. 2022. “A review of judicial enforcement of arbitral awards in South Africa.” Conflict Resolut. Q. 40 (2): 271–277. https://doi.org/10.1002/crq.21364.
Badah, S. 2016. “Public policy and non-arbitrability in Kuwait.” Asian Int. Arbitration J. 12 (2): 137–180.
Baker, T. 2014. “Overhauling arbitration in South Africa.” Norton Rose Fulbright 3: 29–32.
Becker, J., and J. Kleyn. 1989. “Public Policy and arbitration: The unruly horse and the arbitrability of claims in America.” Int. Bus. Lawyer 17 (9): 422–424.
Beinart, B. 1981. “The English legal contribution in South Africa: The interaction of civil and common law.” Acta Juridica 1981: 7–64.
Bissohop, W. 1908. “Modern Roman Dutch law.” Law Q. Rev. 24 (2): 157–171.
Brand, F. 2014. “Judicial review of arbitration awards.” Stellenbosch Law Rev. 25 (2): 247–264.
Bromley, C. 2018. “Defining finality: What constitutes a final arbitration award.” Alternative Dispute Resolut. 22 (3): 4–6.
Burrow, A. 2008. “Telcordia Technologies Inc. v. Telkom SA Ltd: A Fresh Start for International Arbitration in South Africa?” Arbitration Int. 24 (2): 337–344. https://doi.org/10.1093/arbitration/24.2.337.
Butler, D. 1994. “South African arbitration legislation: The need for reform.” Comparative Int. Law J. Southern Africa 27 (2): 118–163.
Butler, D. 1998. Arbitration: An international arbitration act for South Africa. Pretoria, South Africa: South Africa Law Commission.
Butler, D. 2001. Domestic arbitration. Pretoria, South Africa: South Africa Law Commission.
Chatterjee, A. 2009. “Analyzing problems of exclusive and concurrent jurisdiction.” In Administrative law and justice (2001-2007): Windsor Yearbook of Access to Justice, edited by L. A. Jacobs and J. A. L. Mactavish, 334–350. Windsor, ON, Canada: Univ. of Windsor.
Craies, W. 1900. “The law of South Africa.” J. Soc. Comp. Legislation 2 (2): 233–239.
De Groot, H. 1767. “Itleiding tot de Hollandsche Rechtsgeleerdheid; see Lee, R. 1930. The Introduction to the Jurisprudence of Holland (Inleiding tot de Hollandsche Rechts-Geleertheyd) of Hugo Grotius.” Trans. Grotius Soc. 16: 29–40.
de Smidt, T. 1999. “Roman-Dutch Cape law.” Fundamina 5: 123–129.
De Soysa, S. 1993. “Resolving custody disputes between married parents in Roman-Dutch jurisdictions: Will English law continue to be relevant?” Comp. Int. Law J. Southern Africa 26 (3): 364–375.
Douthwaite, G. 1960. “South Africa and the law.” Hastings Law J. 11 (4): 411–423.
Drummonds, H. 2012. “The public policy exception to arbitration award enforcement: A path through the bramble bush.” Willamette Law Rev. 49 (1): 105–164.
Du Plessis, F. 2007. “Foot dragging and dizzying pirouettes: But no reform: Arbitration law.” Without Prejudice 7 (6): 39–40.
Erasmus, H. 1989. “Roman Law in South Africa Today.” South African Law J. 106 (4): 666–677.
Fombad, C. 2005. “Botswana and the dynamics of legal modernisation within a dual English common law/Roman-Dutch law legal heritage.” Afr. J. Int. Comp. Law 13 (1): 7–24. https://doi.org/10.3366/ajicl.2005.13.1.7.
Freedman, W. 2015. “The application of the mandament van spolie to constitutional and statutory rights: City of Cape Town v Strümpher 2012 4 SA 207 (SCA).” J. South Afr. Law/Tydskrif vir die Suid-Afrikaanse 2015 (1): 197–205.
Freedman, W. 2022. “The escape rule and the ownership of enclosed wild animals in English and South African Law.” J. South Afr. Law/Tydskrif vir die Suid-Afrikaanse 2022 (3): 581–591. https://doi.org/10.47348/TSAR/2022/i3a11.
Gauntlett, J. 2007. “The legal system of South Africa and its approach to arbitration.” Advocate 20 (2): 28–32.
Gentry, T. 2018. “The essence test: Picking up a supreme court fumble.” Catholic Univ. Law Rev. 67 (4): 737–760.
Hayford, S. 1996. “Law in disarray: Judicial standards for vacatur of commercial arbitration awards.” Georgia Law Rev. 30 (3): 731–842.
Hayford, S. 1998a. “New paradigm for commercial arbitration: Rethinking the relationship between reasoned awards and the judicial standards for vacatur.” George Washington Law Review 66 (3): 443–507.
Hayford, S. 1998b. “Reining in the Manifest Disregard of the Law Standard: The Key to Restoring Order to the Law of Vacatur.” J. Dispute Resolut. 1998 (2): 117–140.
Jacobs, W. 2006. “Two recent Supreme Court of Appeal decisions on the common-law and contractual consequences of fraudulent insurance claims: Case comments.” SA Mercantile Law J. 18 (4): 456–464.
Jagannathan, M., V. Nawle, V. Malla, and V. Delhi. 2022. “Role of case laws in claim management and contracts.” J. Leg. Aff. Dispute Resolut. Eng. Constr. 14 (4): 04522025. https://doi.org/10.1061/(ASCE)LA.1943-4170.0000558.
Lawson, F. 1951. “The rational strength of English law.” In The Hamlyn Lectures (Third Series), Pub. London: Stevens & Sons Ltd.
Leasure, S. 2016. “Arbitration law in tensions after Hall Street: Accuracy or finality.” Univ. Arkansas Little Rock Law Rev. 39 (1): 75–104.
Lee, R. 1909. “The History of the Roman-Dutch Law.” J. Soc. Comp. Legislation 10 (2): 261–268.
Lerner, G. 1998. Why history matters: Life and thought. Oxford, UK: Oxford University Press.
Levenberg, P. 2016. “Arbitration and choice of law in sub-Saharan Africa.” Florida J. Int. Law 28 (2): 241–272.
Lokin, J. 2008. “Harmonisation in Roman, Roman-Dutch and South African Law.” Fundamina 14 (2): 24–36.
Lukits, R. 2014. “The reasons to enter into arbitration agreements in classical Roman law.” J. Eur. History of Law 5 (2): 21–26.
Mackarness, F. 1906. “Roman-Dutch law.” J. Soc. Comp. Legislation 7 (1): 34–41.
Moglen, E. 1983. “Commercial arbitration in the eighteenth century: Searching for the transformation of American law.” Yale Law J. 93 (1): 135–152. https://doi.org/10.2307/796247.
Morice, G. 1905. English and Roman-Dutch Law, being a statement of the differences between the law of England and Roman-Dutch Law as prevailing in South Africa and some of the other British Colonies Hardcover, Reprint, October 16, 2018. Sacramento, CA: Franklin Classics.
Ojiako, U. 2023a. “A constitutional perspective of the finality principle in arbitration.” J. Leg. Aff. Dispute Resolut. Eng. Constr. 15 (1): 04522030. https://doi.org/10.1061/(ASCE)LA.1943-4170.0000579.
Ojiako, U. 2023b. “The finality principle in arbitration: A theoretical exploration.” J. Leg. Aff. Dispute Resolut. Eng. Constr. 15 (1): 04522038. https://doi.org/10.1061/(ASCE)LA.1943-4170.0000573.
Ojiako, U. 2023c. “The finality principle in construction arbitration: An evolutionary perspective.” J. Leg. Aff. Dispute Resolut. Eng. Constr. 15 (1): 04522035. https://doi.org/10.1061/(ASCE)LA.1943-4170.0000591.
Ojiako, U., M. Chipulu, A. Marshall, and H. Bashir. 2021. “Public policy and projects: The impact of intra-national jurisdictional concurrency on construction disputes.” J. Leg. Aff. Dispute Resolut. Eng. Constr. 13 (2): 04521005. https://doi.org/10.1061/(ASCE)LA.1943-4170.0000456.
Onyema, E. 2020. “Arbitration in Africa survey report.” Accessed November 20, 2022. https://eprints.soas.ac.uk/33162/1/2020%20Arbitration%20in%20Africa%20Survey%20Report%2030.06.2020.pdf.
Oppong, R. 2008. “Roman-Dutch Law meets the common law on jurisdiction in international matters.” J. Private Int. Law 4 (2): 311–327. https://doi.org/10.1080/17536235.2008.11424342.
Pain, J. 1978. “The reception of English and Roman-Dutch law in Africa with Reference to Botswana, Lesotho and Swaziland.” Comp. Int. Law J. Southern Afr. 11 (2): 137–167.
Palley, C. 1962. “Rectification of written contracts in English and Roman-Dutch Law.” Zimbabwe Law J. 2 (1): 16–27.
Plucknett, T. 1939. “The relations between Roman Law and English common law down to the sixteenth century: A general survey.” Univ. Toronto Law J. 3 (1): 24–50. https://doi.org/10.2307/824596.
Polkinghorne, M., and S. Volkmer. 2017. “The legality requirement in investment arbitration.” J. Int. Arbitration 34 (2): 149–168. https://doi.org/10.54648/JOIA2017010.
Quadagno, J., and S. Knapp. 1992. “Have historical sociologists forsaken theory? Thoughts on the history/theory relationship.” Sociol. Methods Res. 20 (4): 481–507. https://doi.org/10.1177/0049124192020004004.
Rantsane, D. 2020. “The origin of arbitration law in South Africa.” Potchefstroom Electron. Law J./Potchefstroomse Elektroniese Regstydskrif 2020 (23): 1–27. https://doi.org/10.17159/1727-3781/2020/v23i0a8963.
Republic of South Africa. 1965. “Government gazette extraordinary, 14 April, 1965.” Accessed December 3, 2022. https://www.gov.za/sites/default/files/gcis_document/201505/act-42-1965.pdf.
Rose, J. 2010. “Studying the past: The nature and development of legal history as an academic discipline.” J. Legal History 31 (2): 101–128. https://doi.org/10.1080/01440365.2010.496925.
SALRC (South African Law Commission) 2001. “Project 94: Domestic arbitration.” Accessed July 1, 2020. https://www.justice.gov.za/salrc/reports/r_prj94_dom2001.pdf.
Sanders, A. 1981. “The characteristic features of Southern African law.” Comp. Int. Law J. Southern Afr. 14 (3): 328–335.
Sarhadi, M., S. Hasanzadeh, and S. Yousefi. 2021. “Evolving history of sustainable project: Exploring existential meaning at the agency level.” J. Leg. Aff. Dispute Resolut. Eng. Constr. 13 (2): 04521003. https://doi.org/10.1061/(ASCE)LA.1943-4170.0000459.
Schulze, W. 2005. “Parate Executie and public policy. The Supreme Court of Appeal provides further guidelines: Note.” Obiter 26 (3): 710–718.
Schulze, W. 2011. “Of arbitration, politics and the price of neglect - South African international arbitration legislation continues to lag behind: Bidoli v Bidoli: Case notes.” SA Mercantile Law J. 23 (2): 291–299.
Scott, J. 1993. “The future of our Roman-Dutch law: Reflections and suggestion.” De Jure 26 (2): 394–400.
Sherman, C. 1914. “The Romanization of English Law.” Yale Law J. 23 (4): 318–329. https://doi.org/10.2307/785012.
South African Law Commission. 1998. Arbitration: An international arbitration act for South Africa.” Accessed April 1, 2020. https://www.justice.gov.za/salrc/reports/r_prj94_july1998.pdf.
South African Law Commission. 2001. “Project 94: Domestic arbitration.” Accessed July 1, 2020. https://www.justice.gov.za/salrc/reports/r_prj94_dom2001.pdf.
Stalker, T., D. Rosenberg, and R. Nolan. 2016. “Vacating arbitration awards due to evident partiality under the federal arbitration act.” Defense Counsel J. 83 (2): 207–211.
Statistics South Africa. 2022. P0340: Governance, public safety, and justice survey (GPSJS) 2021/22.” Accessed November 20, 2020. https://www.statssa.gov.za/publications/P0340/P03402022.pdf.
Stein, P. 1995. “Roman arbitration: An English perspective.” Israel Law Rev. 29 (1 and 2): 215–227. https://doi.org/10.1017/S0021223700014631.
Steyn, L. 2017. “Execution against debtor’s home in terms of Roman-Dutch law and the contemporary South African law: Comparative observations.” Fundamina 23 (2): 94–117. https://doi.org/10.17159/2411-7870/2017/v23n2a6.
Swanepoel, C. 2009. “The demise of the Roman-Dutch ‘kommer-recht’: Interpretation of statutes so as to conform to the spirit, purport and objects of the South African Bill of Rights.” J. Juridical Sci. 34 (1): 21–36.
Sweet, J. 2010. “Historic Cases: Spearin v United States.” J. Leg. Aff. Dispute Resolut. Eng. Constr. 2 (4): 188–189. https://doi.org/10.1061/(ASCE)LA.1943-4170.0000048.
Tompkins, J. 2018. “Manifest disregard of the law: The continuing evolution of an historically ambiguous Vacatur standard.” Dispute Resolut. Int. 12 (2): 145–164.
UNCITRAL. 1985. “UNCITRAL Model Law on International Commercial Arbitration 1985; With amendments as adopted in 2006.” Accessed December 23, 2019. https://www.uncitral.org/pdf/english/texts/arbitration/ml-arb/07-86998_Ebook.pdf.
van der Bergh, R. 2012. “The remarkable survival of Roman-Dutch Law in nineteenth-century South Africa.” Fundamina 18 (1): 71–91.
Van Der Merwe, D. 1994. “Es labt sich nicht lesen-reflections on the status and continued relevance of the South African common law.” J. South Afr. Law/Tydskrif vir die Suid-Afrikaanse 1994 (4): 660–681.
Van Der Merwe, D. 1998. “Roman-Dutch Law: From virtual reality to constitutional resource.” J. South Afr. Law/Tydskrif vir die Suid-Afrikaanse 1998 (1): 1–19.
van Leeuwen, S. 1886. Commentaries on Roman Dutch Law, II, Chapter IX (On jurisdiction and constrain by commission, and mutual appointment by the parties, and herrunder of judges by selection and goodmen, otherwise called delegated judges, arbiters and arbitratore). Pub. Stevens and Haynes (translated by J. G. Kotze, and edited C. W. Decker). London: Temple Bar.
van Niekerk, G. 2012. “Constitutional protection of common law: The endurance of the civilian tradition in southern Africa.” Fundamina 18 (1): 115–134.
van Reenen, T. 1996. “The relevance of Roman (Dutch) law for legal integration in South Africa (with some lessons to be learnt from the African and European experiences).” Fundamina 2 (1): 65–102.
Van Reenen, T. 1995. “The relevance of the Roman (Dutch) law for legal integration in South Africa with some lessons to be learnt from the African and European experiences.” South Afr. Law J. 112 (2): 276–308.
Voet, J., S. Brice, and L. Hoskyns. 1726. Voet Commentarius Ad Pandectas Translated into English. Pub. Gale, Making of Modern Law (Translated 2013); This is a translation of the original text by Voet published in 1726 by P. de Hondt. Farmington Hills, MI: Gale.
Wessels, J. 1908. History of the Roman-Dutch Law: The Influence of English Law on the Development of the Roman-Dutch Law in South Africa. Cape Colony, South Africa: African Book.
Wessels, J. 1920. “The Future of Roman Dutch Law in South Africa.” South Afr. Law J. 37 (3): 265–284.
Williams, J. 1910. “Roman-Dutch law.” Yale Law J. 19 (3): 156–161. https://doi.org/10.2307/784568.
Wilske, S. 2011. “Why South Africa should update its international arbitration legislation: An appeal from the international arbitration community for legal reform in South Africa.” J. Int. Arbitration 28 (1): 1–13. https://doi.org/10.54648/JOIA2011001.
Yates, C. 2018. “Manifest disregard in international commercial arbitration: Whether manifest disregard holds, however good, bad or ugly.” UMass Law Rev./Univ. Massachusetts Law Rev. 13 (2): 265–284.

Information & Authors

Information

Published In

Go to Journal of Legal Affairs and Dispute Resolution in Engineering and Construction
Journal of Legal Affairs and Dispute Resolution in Engineering and Construction
Volume 15Issue 4November 2023

History

Received: Oct 25, 2022
Accepted: Apr 11, 2023
Published online: Jul 3, 2023
Published in print: Nov 1, 2023
Discussion open until: Dec 3, 2023

Permissions

Request permissions for this article.

Authors

Affiliations

Professor, Barrister of The Middle Temple, College of Engineering, Univ. of Sharjah, Sharjah 27272, United Arab Emirates; Visiting Professor, Centre for Systems Studies, Univ. of Hull, Hull, UK. ORCID: https://orcid.org/0000-0003-0506-2115. Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share