Technical Papers
Jan 30, 2019

Building Infrastructure Resilience in Coastal Flood Risk Management

Publication: Journal of Water Resources Planning and Management
Volume 145, Issue 4

Abstract

The alteration of a watershed’s hydrologic response due to urban development, population growth, global warming, and sea level rise have increased the frequency and intensity of floods. In order to cope with the new challenges in coastal flood management, many efforts were made after Superstorm Sandy. These efforts call for better understanding of flood hazard, better understanding of the operation of infrastructures in a resilience context, ways to mitigate hazard impacts, rebuilding efforts by adaptive design, and developing a unified scale of resilience for measuring performance. In this paper, attempts have been made to address implementation of these measures. The main purpose of this study is to improve resilience in infrastructures, particularly wastewater-treatment plants (WWTPs), which play a pivotal role in urban lifelines in New York City. To do this, first, a flood inundation map has been generated to evaluate the current response of the study area to a 100-year flood and determine the flood inundation depth at WWTPs. Next, a multicriteria decision-making (MCDM) approach was utilized to quantify the resilience index as a system performance indicator. Afterward, two approaches based on resilience-improving measures have been considered to improve this index. The first approach is to provide redundancies between WWTPs to make a platform for WWTPs’ cooperation to move the sewage between them. The second approach is to implement adaptive hazard mitigation practices such as best management practices (BMPs) based on a proposed framework of a key initiative in New York City. In order to prioritize various groups of BMPs, five methods of flood mitigation practices, namely resist, delay, discharge, store, and retreat, have been ranked using experts’ opinions in a MCDM framework. Thereafter, resilience improvements based on the two aforementioned approaches have been compared by considering financial resources allocation to each WWTP, and the most efficient alternative solutions have been chosen. The methodology outlined in this paper can be utilized in other urban coastal settings to plan for better flood preparedness.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

The first author was formerly a research professor at New York University. Part of this paper was orally presented at a workshop in Wuhan, China in January 2017 cosponsored by the US National Science Foundation and National Science Foundation of China.

References

Aerts, J. C., W. W. Botzen, K. Emanuel, N. Lin, H. de Moel, and E. O. Michel-Kerjan. 2014. “Evaluating flood resilience strategies for coastal megacities.” Science 344 (6183): 473–475. https://doi.org/10.1126/science.1248222.
Aiqing, F. E. N. G., G. A. O. Jiangbo, W. U. Shaohong, L. I. U. Yanhua, and H. E. Xiaojia. 2016. “A review of storm surge disaster risk research and adaptation in China under climate change.” Prog. Geogr. 35 (11): 1411–1419. https://doi.org/10.18306/dlkxjz.2016.11.011.
Barron, E. N. 2013. Vol. 2 of Game theory: An introduction. Hoboken, NJ: Wiley.
Bilskie, M. V., S. C. Hagen, S. C. Medeiros, and D. L. Passeri. 2014. “Dynamics of sea level rise and coastal flooding on a changing landscape.” Geophys. Res. Lett. 41 (3): 927–934. https://doi.org/10.1002/2013GL058759.
Blake, R., R. Khanbilvardi, and C. Rosenzweig. 2000. “Climate change impacts on New York City’s water supply system.” JAWRA J. Am. Water Resour. Assoc. 36 (2): 279–292. https://doi.org/10.1111/j.1752-1688.2000.tb04267.x.
Brackins, J. T., and A. J. Kalyanapu. 2016. “Using ADCIRC and HEC-FIA modeling to predict storm surge impact on coastal infrastructure.” In Proc., World Environmental and Water Resources Congress 2016, 203–212. Reston, VA: ASCE.
Brázdil, R., Z. W. Kundzewicz, and G. Benito. 2006. “Historical hydrology for studying flood risk in Europe.” Hydrol. Sci. J. 51 (5): 739–764. https://doi.org/10.1623/hysj.51.5.739.
Bruneau, M., S. E. Chang, R. T. Eguchi, G. C. Lee, T. D. O’Rourke, A. M. Reinhorn, M. Shinozuka, K. Tierney, W. A. Wallace, and D. Von Winterfeldt. 2003. “A framework to quantitatively assess and enhance the seismic resilience of communities.” Earthquake Spectra 19 (4): 733–752. https://doi.org/10.1193/1.1623497.
Cimellaro, G. P., A. M. Reinhorn, and M. Bruneau. 2010. “Framework for analytical quantification of disaster resilience.” Eng. Struct. 32 (11): 3639–3649. https://doi.org/10.1016/j.engstruct.2010.08.008.
Downer, C. W., and F. L. Ogden. 2004. “GSSHA: Model to simulate diverse stream flow producing processes.” J. Hydrol. Eng. 9 (3): 161–174. https://doi.org/10.1061/(ASCE)1084-0699(2004)9:3(161).
England, J. F., R. D. Jarrett, and J. D. Salas. 2003. “Data-based comparisons of moments estimators using historical and Paleoflood data.” J. Hydrol. 278 (1): 172–196. https://doi.org/10.1016/S0022-1694(03)00141-0.
FEMA. 2012. HAZUS-MH 2.1 flood technical manual. Washington, DC: Dept. of Homeland Security.
FEMA. 2013. Preliminary flood insurance. New York: FEMA.
FIS (Flood Insurance Study). 2013. Preliminary flood insurance. New York: FIS.
Fujiang, Y., J. Dong, and L. Ye. 2015. The historical data collection of storm surge in China. [In Chinese.] Beijing: China Ocean Press.
Gilard, O., and P. Givone. 1997. “Flood risk management: New concepts and methods for objective negotiations.” IAHS Publ. -Ser. Proc. Rep. -Int. Assoc. Hydrol. Sci. 239: 145–158.
Horritt, M. S., and P. D. Bates. 2001. “Predicting floodplain inundation: Raster-based modelling versus the finite-element approach.” Hydrol. Process. 15 (5): 825–842. https://doi.org/10.1002/hyp.188.
Huang, Y., and H. Cheng. 2013. “The impact of climate change on coastal geological disasters in southeastern China.” Nat. Hazard. 65 (1): 377–390. https://doi.org/10.1007/s11069-012-0370-7.
INTERREG IV A 2 Seas. 2013. “Raising flood awareness and self-efficacy.” Accessed July 15, 2018. http://www.flood-aware.com/downloads/index.html.
Karamouz, M., M. Fereshtehpour, F. Ahmadvand, and Z. Zahmatkesh. 2016a. “Coastal flood damage estimator: An alternative to FEMA’s HAZUS platform.” J. Irrig. Drain. Eng. 142 (6): 04016016. https://doi.org/10.1061/(ASCE)IR.1943-4774.0001017.
Karamouz, M., S. Nazif, and M. Falahi. 2012. Hydrology and hydroclimatology: Principles and applications. Boca Raton, FL: CRC Press.
Karamouz, M., E. Rasoulnia, M. A. Olyaei, and Z. Zahmatkesh. 2018. “Prioritizing investments in improving flood resilience and reliability of wastewater treatment infrastructure.” J. Infrastruct. Syst. 24 (4): 04018021. https://doi.org/10.1061/(ASCE)IS.1943-555X.0000434.
Karamouz, M., E. Rasoulnia, Z. Zahmatkesh, M. A. Olyaei, and A. Baghvand. 2016b. “Uncertainty-based flood resilience evaluation of wastewater treatment plants.” J. Hydroinf. 18 (6): 990–1006. https://doi.org/10.2166/hydro.2016.084.
Karamouz, M., A. Razmi, S. Nazif, and Z. Zahmatkesh. 2017. “Integration of inland and coastal storms for flood hazard assessment using a distributed hydrologic model.” Environ. Earth Sci. 76 (11): 395. https://doi.org/10.1007/s12665-017-6722-6.
Karamouz, M., Z. Zahmatkesh, E. Goharian, and S. Nazif. 2015. “Combined impact of inland and coastal floods: Mapping knowledge base for development of planning strategies.” J. Water Resour. Plann. Manage. 141 (8): 04014098. https://doi.org/10.1061/(ASCE)WR.1943-5452.0000497.
Kentang, L. E. 2000. “An analysis of the recent severe storm surge disaster events in China.” Nat. Hazard. 21 (2–3): 215–223. https://doi.org/10.1023/A:1008077621186.
Kenward, A., D. Yawitz, and U. Raja. 2013. Sewage overflows from Hurricane Sandy. Princeton, NJ: Climate Central.
Kenyon, W. 2007. “Evaluating flood risk management options in Scotland: A participant-led multi-criteria approach.” Ecol. Econ. 64 (1): 70–81. https://doi.org/10.1016/j.ecolecon.2007.06.011.
Khaliq, M. N., T. B. M. J. Ouarda, J. C. Ondo, P. Gachon, and B. Bobée. 2006. “Frequency analysis of a sequence of dependent and/or non-stationary hydro-meteorological observations: A review.” J. Hydrol. 329 (3): 534–552. https://doi.org/10.1016/j.jhydrol.2006.03.004.
Kobayashi, Y., and J. W. Porter. 2012. Flood risk management in the People’s Republic of China: Learning to live with flood risk. Mandaluyong City, Philippines: Asian Development Bank.
Koks, E. E., B. Jongman, T. G. Husby, and W. J. Botzen. 2015. “Combining hazard, exposure and social vulnerability to provide lessons for flood risk management.” Environ. Sci. Policy 47: 42–52. https://doi.org/10.1016/j.envsci.2014.10.013.
Kong, J., and S. P. Simonovic. 2016. An original model of infrastructure system resilience. London: Resilient Infrastructure.
Kousky, C., S. M. Olmstead, M. A. Walls, and M. Macauley. 2013. “Strategically placing green infrastructure: Cost-effective land conservation in the floodplain.” Environ. Sci. Technol. 47 (8): 3563–3570. https://doi.org/10.1021/es303938c.
Krzys, B. P. 2010. “PVC duct fittings and PVC duct pipe list price catalog.” Accessed March 25, 2017. www.trenchless-technology.com/pdfs/2010_Pipe_Materials_Guide.pdf.
Lu, M. 2013. Study on risk assessment of seawall overflowed by typhoon storm surge at Zhejiang coast. [In Chinese.] Hangzhou, China: Zhejiang Univ.
Machado, M. J., B. A. Botero, J. López, F. Francés, A. Díez-Herrero, and G. Benito. 2015. “Flood frequency analysis of historical flood data under stationary and non-stationary modelling.” Hydrol. Earth Syst. Sci. 19 (6): 2561–2576. https://doi.org/10.5194/hess-19-2561-2015.
Maidment, D. R. 1993. Vol. 1 of Handbook of hydrology. New York: McGraw-Hill.
Marfai, M. A., A. B. Sekaranom, and P. Ward. 2015. “Community responses and adaptation strategies toward flood hazard in Jakarta, Indonesia.” Nat. Hazard. 75 (2): 1127–1144. https://doi.org/10.1007/s11069-014-1365-3.
Mortimer, E., A. Bergin, and R. A. Carter. 2011. Sharing risk: Financing Australia’s disaster resilience. Canberra, Australia: Australian Strategic Policy Institute.
Mutikanga, H. E., S. K. Sharma, and K. Vairavamoorthy. 2011. “Multi-criteria decision analysis: A strategic planning tool for water loss management.” Water Resour. Manage. 25 (14): 3947–3969. https://doi.org/10.1007/s11269-011-9896-9.
Nicholls, R. J., R. J. Dawson, and S. A. Day. 2015. Broad scale simulation. Dordrecht, Netherlands: Springer.
Nicholls, R. J., S. Hanson, C. Herweijer, N. Patmore, S. Hallegatte, J. Corfee-Morlot, J. Château, and R. Muir-Wood. 2008. “Ranking port cities with high exposure and vulnerability to climate extremes: Exposure estimates.” Vol. 1 of OECD environment working papers. Paris: OECD Publishing.
NOAA (National Oceanic and Atmospheric Administration). 2017a. “Observed water levels at Battery Park.” Accessed April 1, 2017. https://tidesandcurrents.noaa.gov/waterlevels.html?id=8518750.
NOAA (National Oceanic and Atmospheric Administration). 2017b. “Observed water levels at Kings Point.” Accessed April 1, 2017. https://tidesandcurrents.noaa.gov/waterlevels.html?id=8516945.
NYCDEP (New York City Department of Environmental Protection). 2013. “NYC wastewater resiliency plan, climate risk assessment and adaptation study.” Chap. 2 in Wastewater treatment plants. New York: Dept. of Environmental Protection.
Øien, K., S. Massaiu, R. K. Tinmannsvik, and F. Størseth. 2010. “Development of early warning indicators based on resilience engineering.” In Proc., 10th Int. Conf. on Probabilistic Safety Assessment and Management, 7–11. Seattle.
Pielke, R. A., M. W. Downton, and J. B. Miller. 2002. Flood damage in the United States, 1926-2000: A reanalysis of National Weather Service estimates. Boulder, CO: Univ. Corporation for Atmospheric Research.
RBD (Rebuild by Design). 2014a. “Hudson River Project team’s proposal.” Accessed January 8, 2017. http://www.rebuildbydesign.org/data/files/673.pdf.
RBD (Rebuild by Design). 2014b. “New meadowlands team’s proposal.” Accessed January 8, 2017. http://www.rebuildbydesign.org/data/files/672.pdf.
RBD (Rebuild by Design). 2014c. “Rebuild by Design organization.” Accessed November 7, 2017. http://www.rebuildbydesign.org/our-work/sandyprojects.
RBD (Rebuild by Design). 2014d. “The BIG U team’s proposal.” Accessed January 8, 2017. http://www.rebuildbydesign.org/data/files/675.pdf.
RBD (Rebuild by Design). 2014e. “The Hunts Point Lifelines team’s proposal.” Accessed January 8, 2017. http://www.rebuildbydesign.org/data/files/677.pdf.
RBD (Rebuild by Design). 2014f. “The Living Breakwaters team’s proposal.” Accessed January 8, 2017. http://www.rebuildbydesign.org/data/files/676.pdf.
RBD (Rebuild by Design). 2014g. “The Living with the Bay team’s proposal.” Accessed January 8, 2017. http://www.rebuildbydesign.org/data/files/674.pdf.
Sayers, P. B., J. W. Hall, and I. C. Meadowcroft. 2002. “Towards risk-based flood hazard management in the UK.” In Vol. 150 of Proc., Institution of Civil Engineers-Civil Engineering, 36–42. London: Thomas Telford.
Sharif, H. O., L. Sparks, A. A. Hassan, J. Zeitler, and H. Xie. 2010. “Application of a distributed hydrologic model to the November 17, 2004, flood of Bull Creek watershed, Austin, Texas.” J. Hydrol. Eng. 15 (8): 651–657. https://doi.org/10.1061/(ASCE)HE.1943-5584.0000228.
Simonovic, S. P., and A. Peck. 2013. “Dynamic resilience to climate change caused natural disasters in coastal megacities quantification.” Br. J. Environ. Clim. Change 3 (3): 378–401. https://doi.org/10.9734/BJECC/2013/2504.
Singh, V. P., and W. G. Strupczewski. 2002. “On the status of flood frequency analysis.” Hydrol. Process. 16 (18): 3737–3740. https://doi.org/10.1002/hyp.5083.
USDA. 2017. “Geospatial data gateway: Order data for NY.” Accessed April 10, 2017. https://gdg.sc.egov.usda.gov/.
USGS. 2017. “Current/historical observations for New York.” Accessed April 10, 2017. http://waterdata.usgs.gov/usa/nwis/uv?01302020.
Von Neumann, J., and O. Morgenstern. 1945. Theory of games and economic behavior. Princeton, NJ: Princeton University Press.
Von Neumann, J., and O. Morgenstern. 2007. Theory of games and economic behavior. Princeton, NJ: Princeton University Press.
Wang, L., L. Fang, and K. Hipel. 2003. “Water resources allocation: A cooperative game theoretic approach.” J. Environ. Inf. 2 (2): 11–22. https://doi.org/10.3808/jei.200300019.
Wang, Y., and S. Shang. 1999. “Storm surge in Bohai Bay and its countermeasures.” J. Catastrophology 14 (3): 71–75.
Xie, L., and Z. K. Zhang. 2010. “Study on the relationship between intensity, spatial-temporal distribution of storm surges and disaster losses along the coast of China in past 20 years.” [In Chinese.] Mar. Sci. Bull. 29 (6): 690–696.
Yan, B., S. Li, J. Wang, Z. Ge, and L. Zhang. 2016. “Socio-economic vulnerability of the megacity of Shanghai (China) to sea-level rise and associated storm surges.” Reg. Environ. Change 16 (5): 1443–1456. https://doi.org/10.1007/s10113-015-0878-y.
Yang, G. 2000. “Historical change and future trends of storm surge disaster in China’s coastal area.” [In Chinese.] J. Nat. Disasters 9 (3): 23–30.
Yang, S., X. Liu, and Q. Liu. 2016. “A storm surge projection and disaster risk assessment model for China coastal areas.” Nat. Hazard. 84 (1): 649–667. https://doi.org/10.1007/s11069-016-2447-1.
Yilmaz, B., and N. Harmancioglu. 2010. “Multi-criteria decision making for water resource management: A case study of the Gediz River Basin, Turkey.” Water SA 36 (5): https://doi.org/10.4314/wsa.v36i5.61990.
You, D., Y. Nie, B. Cai, S. Liu, and C. Wu. 2012. “Relationship between sea-level rise and extremely high storm surge caused by the Fierce Typhoon No. 0814 (Hagupit) over the Pearl River Estuary.” Trop. Geogr. 32 (3): 228–232.
Young, H. P., N. Okada, and T. Hashimoto. 1982. “Cost allocation in water resources development.” Water Resour. Res. 18 (3): 463–475. https://doi.org/10.1029/WR018i003p00463.
Zheng, N., Y. Tachikawa, and K. Takara. 2008. “A distributed flood inundation model integrating with rainfall-runoff processes using GIS and remote sensing data.” Int. Arch. Photogramm. Remote Sens. Spatial Inf. Sci. 37 (4): 1513–1518.

Information & Authors

Information

Published In

Go to Journal of Water Resources Planning and Management
Journal of Water Resources Planning and Management
Volume 145Issue 4April 2019

History

Received: Mar 9, 2018
Accepted: Sep 6, 2018
Published online: Jan 30, 2019
Published in print: Apr 1, 2019
Discussion open until: Jun 30, 2019

Permissions

Request permissions for this article.

Authors

Affiliations

M. Karamouz, F.ASCE [email protected]
Professor, School of Civil Engineering, Univ. of Tehran, 14174 Tehran, Iran (corresponding author). Email: [email protected]
Research Assistant, School of Civil Engineering, Univ. of Tehran, 14174 Tehran, Iran. Email: [email protected]
Research Assistant, School of Civil Engineering, Univ. of Tehran, 14174 Tehran, Iran. Email: [email protected]
Professor, Center for Water Resources and Environment Research, Sun Yat-sen Univ., Guangzhou 510275, China. Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share