Tunneling-Induced Deformation of Bare Frame Structures on Sand: Numerical Study of Building Deformations
Publication: Journal of Geotechnical and Geoenvironmental Engineering
Volume 147, Issue 11
Abstract
The paper compares the performance of two FEM approaches in reproducing the response of bare frame structures to tunneling in dry dense sand. A fully coupled approach, in which the tunnel, frame, and soil are accounted for, is compared with a two-stage method incorporating simpler structural and soil models. The two approaches are validated against centrifuge test results of tunneling in sand beneath frames founded on either rafts or separate footings. Both approaches provide good estimates of displacements and distortions experienced by the frames provided that the soil-foundation interface and structural stiffness are correctly accounted for. The numerical models are also employed to extend the range of eccentric configurations investigated with centrifuge tests. The results demonstrate that shear deformations play an important role for all considered buildings, whereas only frames on separate footings are sensitive to horizontal ground movements. Finally, data are synthesized using modification factors and recently proposed relative stiffness terms.
Get full access to this article
View all available purchase options and get full access to this article.
Data Availability Statement
Data and models are available from the corresponding author on request.
Acknowledgments
This project has received funding from the European Union’s Horizon 2020 research and innovation programme under the Marie Sklodowska-Curie Grant Agreement No. 793715. The financial support provided by the China Scholarship Council (CSC) and the University of Nottingham, UK, is also recognized.
References
Amorosi, A., D. Boldini, G. De Felice, M. Malena, and M. Sebastianelli. 2014. “Tunnelling-induced deformation and damage on historical masonry structures.” Géotechnique 64 (2): 118–130. https://doi.org/10.1680/geot.13.P.032.
Boldini, D., N. Losacco, S. Bertolin, and A. Amorosi. 2018. “Finite Element modelling of tunnelling-induced displacements on framed structures.” Tunnelling Underground Space Technol. 80 (Oct): 222–231. https://doi.org/10.1016/j.tust.2018.06.019.
Boone, S. J. 1996. “Ground-movement-related building damage.” J. Geotech. Eng. 122 (11): 886–896. https://doi.org/10.1061/(ASCE)0733-9410(1996)122:11(886).
Boscardin, M. D., and E. J. Cording. 1989. “Building response to excavation-induced settlement.” J. Geotech. Eng. 115 (1): 1–21. https://doi.org/10.1061/(ASCE)0733-9410(1989)115:1(1).
Burland, J. B., B. B. Broms, and V. F. B. De Mello. 1977. “Behaviour of foundations and structures.” In Vol. 2 of Proc., 9th Int. Conf. on Soil Mechanics and Foundation Engineering, 495–546. Tokyo: Japanese Geotechnical Society.
Burland, J. B., and C. P. Wroth. 1974. “Settlement of buildings and associated damage.” In Proc., Conf. on Settlement of Structures, 611–654. London: Pentech Press.
Cheng, C. Y., G. R. Dasari, Y. K. Chow, and C. F. Leung. 2007. “Finite element analysis of tunnel-soil-pile interaction using displacement controlled model.” Tunnelling Underground Space Technol. 22 (4): 450–466. https://doi.org/10.1016/j.tust.2006.08.002.
Comodromos, E. M., M. C. Papadopoulou, and G. K. Konstantinidis. 2014. “Numerical assessment of subsidence and adjacent building movements induced by TBM-EPB tunneling.” J. Geotech. Geoenviron. Eng. 140 (11): 04014061. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001166.
Cook, D. 1994. “Studies of settlement and crack damage in old and new facades.” In Vol. 6 of Proc., 3rd Int. Masonry Conf., 203–211. London: British Masonry Society, Stoke-on-Trent.
Cowper, G. R. 1966. “The shear coefficient in Timoshenko’s beam theory.” J. Appl. Mech. 33 (2): 335–340. https://doi.org/10.1115/1.3625046.
Dafalias, Y. F., and M. T. Manzari. 2004. “Simple plasticity sand model accounting for fabric change effects.” J. Eng. Mech. 130 (6): 622–634. https://doi.org/10.1061/(ASCE)0733-9399(2004)130:6(622).
Dimmock, P. S., and R. J. Mair. 2008. “Effect of building stiffness on tunnelling-induced ground movement.” Tunnelling Underground Space Technol. 23 (4): 438–450. https://doi.org/10.1016/j.tust.2007.08.001.
Elkayam, I., and A. Klar. 2019. “Nonlinear elasto-plastic formulation for tunneling effects on superstructures.” Can. Geotech. J. 56 (7): 956–969. https://doi.org/10.1139/cgj-2018-0021.
Fargnoli, V., D. Boldini, and A. Amorosi. 2015a. “Twin tunnel excavation in coarse grained soils: Observations and numerical back-predictions under free field conditions and in presence of a surface structure.” Tunnelling Underground Space Technol. 49 (Jun): 454–469. https://doi.org/10.1016/j.tust.2015.06.003.
Fargnoli, V., C. G. Gragnano, D. Boldini, and A. Amorosi. 2015b. “3D numerical modelling of soil-structure interaction during EPB tunnelling.” Géotechnique 65 (1): 23–37. https://doi.org/10.1680/geot.14.P.091.
Farrell, R. 2010. “Tunnelling in sands and the response of buildings.” Ph.D. thesis, Dept. of Engineering, Cambridge Univ.
Farrell, R., R. Mair, A. Sciotti, and A. Pigorini. 2014. “Building response to tunnelling.” Soils Found. 54 (3): 269–279. https://doi.org/10.1016/j.sandf.2014.04.003.
Finno, R. J., F. T. Voss, E. Rossow, and J. T. Blackburn. 2005. “Evaluating damage potential in buildings affected by excavations.” J. Geotech. Geoenviron. Eng. 131 (10): 1199–1210. https://doi.org/10.1061/(ASCE)1090-0241(2005)131:10(1199).
Franza, A., S. Acikgoz, and M. J. DeJong. 2020. “Timoshenko beam models for the coupled analysis of building response to tunnelling.” Tunnelling Underground Space Technol. 96 (Feb): 103160. https://doi.org/10.1016/j.tust.2019.103160.
Franza, A., and M. J. DeJong. 2019. “Elastoplastic solutions to predict tunneling-induced load redistribution and deformation of surface structures.” J. Geotech. Geoenviron. Eng. 145 (4): 04019007. https://doi.org/10.1061/(ASCE)GT.1943-5606.0002021.
Franzius, J. N., D. M. Potts, and J. B. Burland. 2006. “The response of surface structures to tunnel construction.” Proc. Inst. Civ. Eng. Geotech. Eng. 159 (1): 3–17. https://doi.org/10.1680/geng.2006.159.1.3.
Fu, J., Z. Yu, S. Wang, and J. Yang. 2018. “Numerical analysis of framed building response to tunnelling induced ground movements.” Eng. Struct. 158 (Mar): 43–66. https://doi.org/10.1016/j.engstruct.2017.11.039.
Giardina, G., N. Losacco, M. J. DeJong, G. M. B. Viggiani, and R. J. Mair. 2020. “Effect of soil models on the prediction of tunnelling-induced deformations of structures.” Proc. Inst. Civ. Eng. Geotech. Eng. 173 (5): 379–397. https://doi.org/10.1680/jgeen.18.00127.
Goh, K. H., and R. J. Mair. 2014. “Response of framed buildings to excavation-induced movements.” Soils Found. 54 (3): 250–268. https://doi.org/10.1016/j.sandf.2014.04.002.
Haji, T. K., A. M. Marshall, and W. Tizani. 2018. “A cantilever approach to estimate bending stiffness of buildings affected by tunnelling.” Tunnelling Underground Space Technol. 71 (Jan): 47–61. https://doi.org/10.1016/j.tust.2017.08.005.
Lambe, T. W. 1973. “Predictions in soil engineering.” Géotechnique 23 (2): 151–202. https://doi.org/10.1680/geot.1973.23.2.151.
Lehane, B., and E. Cosgrove. 2000. “Applying triaxial compression stiffness data to settlement prediction of shallow foundations on cohesionless soil.” Proc. Inst. Civ. Eng. Geotech. Eng. 143 (4): 191–200. https://doi.org/10.1680/geng.2000.143.4.191.
Losacco, N., A. Burghignoli, and L. Callisto. 2014. “Uncoupled evaluation of the structural damage induced by tunnelling.” Géotechnique 64 (8): 646–656. https://doi.org/10.1680/geot.13.P.213.
Losacco, N., L. Callisto, and A. Burghignoli. 2016. “Soil-structure interaction due to tunnelling in soft ground, an equivalent solid approach.” In Proc., Structural Analysis of Historical Constructions: Anamnesis, Diagnosis, Therapy, Controls, edited by K. Van Balen and E. Verstrynge, 495–501. Boca Raton, FL: CRC Press.
Mair, R. 2013. “Tunnelling and deep excavations: Ground movements and their effects.” In Proc., 15th European Conf. on Soil Mechanics and Geotechnical Engineering—Geotechnics of Hard Soils—Weak Rocks (Part 4), edited by A. Anagnostopoulos, M. Pachakis, and C. Tsatsanifos, 39–70. Amsterdam, Netherlands: IOS Press.
Mair, R. J., R. N. Taylor, and A. Bracegirdle. 1993. “Subsurface settlement profiles above tunnels in clay.” Géotechnique 43 (2): 315–320. https://doi.org/10.1680/geot.1993.43.2.315.
Mair, R. J., R. N. Taylor, and J. B. Burland. 1996. “Prediction of ground movements and assessment of risk of building damage due to bored tunnelling.” In Proc., Int. Symp. Geotechnical Aspects of Underground Construction in Soft Ground, edited by R. J. Mair and R. N. Taylor, 713–718. Rotterdam, Netherlands: A.A. Balkema.
Marshall, A. M., A. Klar, and R. J. Mair. 2010. “Tunneling beneath buried pipes: View of soil strain and its effect on pipeline behavior.” J. Geotech. Geoenviron. Eng. 136 (12): 1664–1672. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000390.
Namazi, E., and H. Mohamad. 2013. “Assessment of building damage induced by three-dimensional ground movements.” J. Geotech. Geoenviron. Eng. 139 (4): 608–618. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000822.
Pickhaver, J., H. Burd, and G. Houlsby. 2010. “An equivalent beam method to model masonry buildings in 3D finite element analysis.” Comput. Struct. 88 (19): 1049–1063. https://doi.org/10.1016/j.compstruc.2010.05.006.
Potts, D. M., and T. I. Addenbrooke. 1997. “A structure’s influence on tunnelling-induced ground movements.” Proc. Inst. Civ. Eng. Geotech. Eng. 125 (2): 109–125. https://doi.org/10.1680/igeng.1997.29233.
Rampello, S., L. Callisto, G. Viggiani, and F. M. Soccodato. 2012. “Evaluating the effects of tunnelling on historical buildings: The example of a new subway in Rome/Auswertung der Auswirkungen des Tunnelbaus auf historische Gebäude am Beispiel einer neuen U-Bahnlinie in Rom.” Geomech. Tunnelling 5 (3): 275–299. https://doi.org/10.1002/geot.201200017.
Ritter, S., G. G. Giardina, A. Franza, and M. J. DeJong. 2020. “Building deformation caused by tunneling: Centrifuge modeling.” J. Geotech. Geoenviron. Eng. 146 (5): 04020017. https://doi.org/10.1061/(ASCE)GT.1943-5606.0002223.
Son, M., and E. J. Cording. 2005. “Estimation of building damage due to excavation-induced ground movements.” J. Geotech. Geoenviron. Eng. 131 (2): 162–177. https://doi.org/10.1061/(ASCE)1090-0241(2005)131:2(162).
Visone, C. 2008. “Performance-based approach in seismic design of embedded retaining walls.” Ph.D. thesis, Dept. of Hydraulic, Geotechnical and Environmental Engineering, Univ. Naples Federico II.
Xu, J., A. Franza, and A. M. Marshall. 2020. “Response of framed buildings on raft foundations to tunneling.” J. Geotech. Geoenviron. Eng. 146 (11): 04020120. https://doi.org/10.1061/(ASCE)GT.1943-5606.0002376.
Xu, J., A. Franza, A. M. Marshall, N. Losacco, and D. Boldini. 2021. “Tunnel-framed building interaction: Comparison between raft and separate footing foundations.” Géotechnique 71 (7): 631–644. https://doi.org/10.1680/jgeot.19.P.393.
Yiu, W. N., H. J. Burd, and C. M. Martin. 2017. “Finite-element modelling for the assessment of tunnel-induced damage to a masonry building.” Géotechnique 67 (9): 780–794. https://doi.org/10.1680/jgeot.sip17.P.249.
Zhao, Y. 2008. “In situ soil testing for foundation performance prediction.” Ph.D. thesis, Dept. of Engineering, Cambridge Univ.
Information & Authors
Information
Published In
Copyright
© 2021 American Society of Civil Engineers.
History
Received: Jun 26, 2020
Accepted: Jun 3, 2021
Published online: Aug 23, 2021
Published in print: Nov 1, 2021
Discussion open until: Jan 23, 2022
Authors
Metrics & Citations
Metrics
Citations
Download citation
If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.
Cited by
- Giorgia Giardina, Nunzio Losacco, Matthew J. DeJong, Giulia M. B. Viggiani, Robert J. Mair, J. Nick Shirlaw, Storer J. Boone, Discussion: Effect of soil models on the prediction of tunnelling-induced deformations of structures, Proceedings of the Institution of Civil Engineers - Geotechnical Engineering, 10.1680/jgeen.22.00123, 176, 1, (99-102), (2023).
- Andrea Franza, Seyedmohsen Miraei, Daniela Boldini, Nunzio Losacco, An equivalent beam approach for assessing tunnelling-induced distortions of frames with infills, Tunnelling and Underground Space Technology, 10.1016/j.tust.2022.104686, 129, (104686), (2022).
- Tianzuo Wang, Ruipeng Wang, Fei Xue, Ningbo Tang, Experimental Investigation on the Effect of Volume Loss on Ground Movements Induced by Tunnelling in Sand, KSCE Journal of Civil Engineering, 10.1007/s12205-022-0342-8, 27, 1, (122-134), (2022).