Technical Papers
Sep 15, 2021

Stability Analysis of Pressurized 3D Tunnel Face with Tensile Strength Cutoff

Publication: International Journal of Geomechanics
Volume 21, Issue 11

Abstract

The aim of this study is to propose an effective approach to evaluate the stability of a shield tunnel face with tensile strength cutoff by using the upper-bound limit analysis method. Based on the discretization and “point by point” techniques, two improved rotational failure mechanisms, namely the improved collapse failure mechanism and the improved blowout failure mechanism, are developed with the tensile cutoff for the first time. Based on these improved failure mechanisms, the critical collapse and blowout pressures of tunnel faces are then determined by using the upper-bound limit analysis method. The proposed method is then validated by comparisons with previous analytical solutions and numerical results, showing that the proposed method is an effective approach to evaluate the stability of shield tunnel faces. The influences of model parameters on the critical support pressures and the failure feature of the proposed mechanisms are finally presented.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

The support from the Guizhou Provincial Science and Technology Major Project (Qian-ke-he-zhong-da-zhuan-xiang-zi [2018]3010) is greatly appreciated.

References

Anagnostou, G., and K. Kovári. 1996. “Face stability conditions with earth-pressure-balanced shields.” Tunnelling Underground Space Technol. 11 (2): 165–173. https://doi.org/10.1016/0886-7798(96)00017-X.
Anagnostou, S. 2012. “The contribution of horizontal arching to tunnel face stability.” geotechnik 35 (1): 34–44. https://doi.org/10.1002/gete.201100024.
Baker, R. 2004. “Nonlinear Mohr envelopes based on triaxial data.” J. Geotech. Geoenviron. Eng. 130 (5): 498–506. https://doi.org/10.1061/(ASCE)1090-0241(2004)130:5(498).
Cai, M., P. K. Kaiser, Y. Tasaka, and M. Minami. 2007. “Determination of residual strength parameters of jointed rock masses using the GSI system.” Int. J. Rock Mech. Min. Sci. 44 (2): 247–265. https://doi.org/10.1016/j.ijrmms.2006.07.005.
Chen, G., J. Zou, Q. Pan, Z.-H. Qian, and H.-Y. Shi. 2020. “Earthquake-induced slope displacements in heterogeneous soils with tensile strength cutoff.” Comput. Geotech. 124: 103637. https://doi.org/10.1016/j.compgeo.2020.103637.
Chen, G., J. Zou, and Z. Qian. 2019. “An improved collapse analysis mechanism for the face stability of shield tunnel in layered soils.” Geomech. Eng. 17 (1): 97–107. https://doi.org/10.12989/gae.2019.17.1.097.
Chen, W. F. 1975. Limit analysis and soil plasticity. Amsterdam, Netherlands: Elsevier.
Du, D., D. Dias, and X. Yang. 2018. “Analysis of earth pressure for shallow square tunnels in anisotropic and non-homogeneous soils.” Comput. Geotech. 104: 226–236. https://doi.org/10.1016/j.compgeo.2018.08.022.
He, Y., Y. Liu, H. Hazarika, and R. Yuan. 2019. “Stability analysis of seismic slopes with tensile strength cutoff.” Comput. Geotech. 112: 245–256. https://doi.org/10.1016/j.compgeo.2019.04.029.
Huang, F., and X. L. Yang. 2011. “Upper bound limit analysis of collapse shape for circular tunnel subjected to pore pressure based on the Hoek-Brown failure criterion.” Tunnelling Underground Space Technol. 26 (5): 614–618. https://doi.org/10.1016/j.tust.2011.04.002.
Huang, M., Z. Tang, W. Zhou, and J. Yuan. 2018. “Upper bound solutions for face stability of circular tunnels in nonhomogeneous and anisotropic clays.” Comput. Geotech. 98: 189–196. https://doi.org/10.1016/j.compgeo.2018.02.015.
Ibrahim, E., A.-H. Soubra, G. Mollon, W. Raphael, D. Dias, and A. Reda. 2015. “Three-dimensional face stability analysis of pressurized tunnels driven in a multilayered purely frictional medium.” Tunnelling Underground Space Technol. 49 (1): 18–34. https://doi.org/10.1016/j.tust.2015.04.001.
Leca, E., and L. Dormieux. 1990. “Upper and lower bound solutions for the face stability of shallow circular tunnels in frictional material.” Géotechnique 40 (4): 581–606. https://doi.org/10.1680/geot.1990.40.4.581.
Li, T. Z., and X. L. Yang. 2019a. “Three-dimensional face stability of shallow-buried tunnels with tensile strength cutoff.” Comput. Geotech. 110: 82–93. https://doi.org/10.1016/j.compgeo.2019.02.014.
Li, W., and C. Zhang. 2020. “Face stability analysis for a shield tunnel in anisotropic sands.” Int. J. Geomech. 20 (5): 04020043. https://doi.org/10.1061/(ASCE)GM.1943-5622.0001666.
Li, Z. W., and X. L. Yang. 2019b. “Active earth pressure for retaining structures in cohesive backfills with tensile strength cutoff.” Comput. Geotech. 110: 242–250. https://doi.org/10.1016/j.compgeo.2019.02.023.
Michalowski, R. 2013. “Stability assessment of slopes with cracks using limit analysis.” Can. Geotech. J. 50 (10): 1011–1021. https://doi.org/10.1139/cgj-2012-0448.
Michalowski, R. 2017. “Stability of intact slopes with tensile strength cutoff.” Géotechnique 67 (8): 720–727. https://doi.org/10.1680/jgeot.16.P.037.
Mollon, G., D. Dias, and A. Soubra. 2009. “Probabilistic analysis and design of circular tunnels against face stability.” Int. J. Geomech. 9 (6): 237–249. https://doi.org/10.1061/(ASCE)1532-3641(2009)9:6(237).
Mollon, G., D. Dias, and A. Soubra. 2010. “Face stability analysis of circular tunnels driven by a pressurized shield.” J. Geotech. Geoenviron. Eng. 136 (1): 215–229. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000194.
Mollon, G., D. Dias, and A. Soubra. 2011. “Rotational failure mechanisms for the face stability analysis of tunnels driven by a pressurized shield.” Int. J. Numer. Anal. Methods Geomech. 35 (12): 1363–1388. https://doi.org/10.1002/nag.962.
Oreste, P. P., and D. Dias. 2012. “Stabilisation of the excavation face in shallow tunnels using fibreglass dowels.” Rock Mech. Rock Eng. 45 (4): 499–517. https://doi.org/10.1007/s00603-012-0234-1.
Pan, Q., and D. Dias. 2016. “Face stability analysis for a shield-driven tunnel in anisotropic and nonhomogeneous soils by the kinematical approach.” Int. J. Geomech. 16 (3): 04015076. https://doi.org/10.1061/(ASCE)GM.1943-5622.0000569.
Pan, Q., and D. Dias. 2017. “Safety factor assessment of a tunnel face reinforced by horizontal dowels.” Eng. Struct. 142: 56–66. https://doi.org/10.1016/j.engstruct.2017.03.056.
Pan, Q., and D. Dias. 2018. “Three dimensional face stability of a tunnel in weak rock masses subjected to seepage forces.” Tunn. Undergr. Space Technol. 71: 555–566. https://doi.org/10.1016/j.tust.2017.11.003.
Park, D., and R. Michalowski. 2017. “Three-dimensional stability analysis of slopes in hard soil/soft rock with tensile strength cut-off.” Eng. Geol. 229: 73–84. https://doi.org/10.1016/j.enggeo.2017.09.018.
Paul, B. 1961. “A modification of the Coulomb-Mohr theory of fracture.” J. Appl. Mech. 28 (2): 259–268. https://doi.org/10.1115/1.3641665.
Perazzelli, P., T. Leone, and G. Anagnostou. 2014. “Tunnel face stability under seepage flow conditions.” Tunnelling Underground Space Technol. 43: 459–469. https://doi.org/10.1016/j.tust.2014.03.001.
Qian, Z., J. Zou, Q. Pan, and D. Dias. 2019. “Safety factor calculations of a tunnel face reinforced with umbrella pipes: A comparison analysis.” Eng. Struct. 199: 109639. https://doi.org/10.1016/j.engstruct.2019.109639.
Senent, S., G. Mollon, and R. Jimenez. 2013. “Tunnel face stability in heavily fractured rock masses that follow the Hoek-Brown failure criterion.” Int. J. Rock Mech. Min. Sci. 60: 440–451. https://doi.org/10.1016/j.ijrmms.2013.01.004.
Subrin, D., and H. Wong. 2002. “Stability of the front of a tunnel in a rubbing environment: A new 3D break mechanism.” C.R. Méc. 330 (7): 513–519. https://doi.org/10.1016/S1631-0721(02)01491-2.
Zhang, D., and B. Zhang. 2020. “Stability analysis of the pressurized 3D tunnel face in anisotropic and nonhomogeneous soils.” Int. J. Geomech. 20 (4): 04020018. https://doi.org/10.1061/(ASCE)GM.1943-5622.0001635.
Zou, J., G. Chen, and Z. Qian. 2019. “Tunnel face stability in cohesion-frictional soils considering the soil arching effect by improved failure models.” Comput. Geotech. 106: 1–17. https://doi.org/10.1016/j.compgeo.2018.10.014.
Zou, J., and Z. Qian. 2018. “Face-stability analysis of tunnels excavated below groundwater considering coupled flow deformation.” Int. J. Geomech. 18 (8): 04018089. https://doi.org/10.1061/(ASCE)GM.1943-5622.0001199.

Information & Authors

Information

Published In

Go to International Journal of Geomechanics
International Journal of Geomechanics
Volume 21Issue 11November 2021

History

Received: Nov 8, 2020
Accepted: Jul 9, 2021
Published online: Sep 15, 2021
Published in print: Nov 1, 2021
Discussion open until: Feb 15, 2022

Permissions

Request permissions for this article.

Authors

Affiliations

Ph.D. Student, School of Civil Engineering, Central South Univ., Changsha, Hunan 410075, PR China (corresponding author). ORCID: https://orcid.org/0000-0002-7051-4424. Email: [email protected]
Jin-Feng Zou [email protected]
Professor, School of Civil Engineering, Central South Univ., Changsha, Hunan 410075, PR China. Email: [email protected]
Shi-Xiong Liu [email protected]
Engineer, Construction Dept., Fuzhou Water Investment and Development Co., Ltd. FuZhou, Fujian 350001, PR China. Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

  • Three-dimensional blow-out stability analysis of shield tunnel face in anisotropic and heterogeneous soils, Tunnelling and Underground Space Technology, 10.1016/j.tust.2022.104851, 131, (104851), (2023).
  • Stability Analysis of 3D Tunnel Face of Shallow Rectangular Shield Tunnel, KSCE Journal of Civil Engineering, 10.1007/s12205-023-1511-0, 27, 3, (1368-1382), (2023).
  • The Face Stability Analysis of Shield Tunnels Subjected to Seepage Based on the Variational Principle, Sustainability, 10.3390/su142416538, 14, 24, (16538), (2022).
  • Stability Analysis of the Horseshoe Tunnel Face in Rock Masses, Materials, 10.3390/ma15124306, 15, 12, (4306), (2022).
  • Three-Dimensional Seismic Bearing Capacity Assessment of Heterogeneous and Anisotropic Slopes, International Journal of Geomechanics, 10.1061/(ASCE)GM.1943-5622.0002493, 22, 9, (2022).

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share