Technical Papers
Apr 19, 2023

Variational Models for Nonhydrostatic Free-Surface Flow: A Unified Outlook to Maritime and Open-Channel Hydraulics Developments

Publication: Journal of Hydraulic Engineering
Volume 149, Issue 7

Abstract

The computation of three-dimensional unsteady non-hydrostatic flows over large domains and/or for long simulation times is frequently conducted in research and practice using approximate methods to avoid the cost of a fully 3D solution. Among these methods are the shallow-water perturbation theories of St. Venant and Boussinesq, and the theory of directed fluid sheets by Green and Naghdi. The latter theory is not limited to shallow-water flows, and it is essentially a weighted-average residual method of Galerkin type, further developed by Shields and Webster for maritime hydraulics. The method is in essence equivalent to the vertically-averaged and moment (VAM) equations developed by Steffler and Jin for open channel flows, although this has not been recognized in the literature. A general framework for constructing VAM models of high-order, by linking maritime and open channel flow developments, is not available in the literature. In this work, a generalized framework for designing weighted-average residual equations for free-surface flow is presented based on the Kantorovich and Krylov method. The development of physically sound expansions for the hydrodynamic variables, and the construction of general systems of VAM equations to determine the unknowns in the expansions by selecting suitable weighting functions, is discussed in detail. The approach produces high-order models, thereby generalizing Steffler and Jin’s development. A hierarchy of high-order VAM models is demonstrated to progressively converge to the exact dispersion relation of periodic waves by increasing the vertical resolution. These models are not limited by any shallowness assumption and exhibit more accurate wave dispersion properties compared to the Serre-Green-Naghdi equations. Computational results show that the VAM equations produce an accurate prediction of dam-break waves and dispersive wave effects over submerged bars.

Get full access to this article

View all available purchase options and get full access to this article.

Data Availability Statement

The MATLAB scripts developed for algebraic symbolic computations in this research are available from the corresponding author upon reasonable request.

Acknowledgments

The work of the first Author was supported by the Spanish project PID2020-114688RB-I00 and grant María de Maeztu for Centers and Units of Excellence in R&D (Ref. CEX2019-000968-M). He acknowledges Prof. James T. Kirby, University of Delaware, for his comments on the use of weighted-residual approaches in maritime hydraulics, and Prof. Michael Bestehorn, Brandenburg University of Technology Cottbus, for his advice on water wave modeling with sigma mapping. The Authors acknowledge the work of the Associate Editor and three referees of this work, who offered many comments to improve the paper.

References

Abramowitz, M., and I. A. Stegun. 1972. Handbook of mathematical functions with formulas, graphs, and mathematical tables. 10th ed. New York: Wiley.
Beji, S., and J. A. Battjes. 1993. “Experimental investigation of wave propagation over a bar.” Coastal Eng. 19 (1−2): 151–162. https://doi.org/10.1016/0378-3839(93)90022-Z.
Bestehorn, M., and P. A. Tyvand. 2009. “Merging and colliding bores.” Phys. Fluids 21 (4): 042107. https://doi.org/10.1063/1.3115909.
Bush, A. W. 1992. Perturbation methods for engineers and scientists. Boca Raton, FL: CRC Press.
Cantero-Chinchilla, F. N., R. J. Bergillos, and O. Castro-Orgaz. 2020. “Nearshore coastal flow processes using weighted-averaged equations.” Ocean Eng. 211 (Sep): 107480. https://doi.org/10.1016/j.oceaneng.2020.107480.
Cantero-Chinchilla, F. N., O. Castro-Orgaz, and A. A. Khan. 2018. “Depth-integrated nonhydrostatic free-surface flow modeling using weighted-averaged equations.” Int. J. Numer. Methods Fluids 87 (1): 27–50. https://doi.org/10.1002/fld.4481.
Castro-Orgaz, O., and F. N. Cantero-Chinchilla. 2020. “Non-linear shallow water flow modelling over topography with depth-averaged potential equations.” Environ. Fluid Mech. 20 (2): 261–291. https://doi.org/10.1007/s10652-019-09691-z.
Castro-Orgaz, O., and H. Chanson. 2020. “Undular and broken surges in dam-break flows: A review of wave breaking strategies in a Boussinesq-type framework.” Environ. Fluid Mech. 20 (6): 1383–1416. https://doi.org/10.1007/s10652-020-09749-3.
Castro-Orgaz, O., and W. H. Hager. 2017. “Non-hydrostatic free surface flows.” In Advances in geophysical and environmental mechanics and mathematics. Berlin: Springer.
Demirbilek, Z., and W. C. Webster. 1992. Application of the Green-Naghdi theory of fluid sheets to shallow-water wave problems. Vicksburg, MS: USACE, Waterways Experiment Station.
Finlayson, B. A. 1972. The method of weighted residuals and variational principles. With applications in fluid mechanics, heat and mass transfer. New York: Academic Press.
Finlayson, B. A., and L. E. Scriven. 1966. “The method of weighted residuals—A review.” Appl. Mech. Rev. 19 (9): 735–748.
Friedrichs, K. O. 1948. “On the derivation of the shallow water theory.” Commun. Pure Appl. Math. 1 (1): 81–87.
Ghamry, H. K., and P. M. Steffler. 2002a. “Effect of applying different distribution shapes for velocities and pressure on simulation of curved open channels.” J. Hydraul. Eng. 128 (11): 969–982. https://doi.org/10.1061/(ASCE)0733-9429(2002)128:11(969).
Ghamry, H. K., and P. M. Steffler. 2002b. “Two dimensional vertically averaged and moment equations for rapidly varied flows.” J. Hydraul. Res. 40 (5): 579–587.
Ghamry, H. K., and P. M. Steffler. 2005. “Two-dimensional depth-averaged modeling of flow in curved open channels.” J. Hydraul. Res. 43 (1): 44–55.
Gobbi, M. F., and J. T. Kirby. 1999. “Wave evolution over submerged sills: Tests of a high-order Boussinesq model.” Coastal Eng. 37 (1): 57–96. https://doi.org/10.1016/S0378-3839(99)00015-0.
Green, A. E., and P. M. Naghdi. 1976a. “A derivation of equations for wave propagation in water of variable depth.” J. Fluid Mech. 78 (2): 237–246. https://doi.org/10.1017/S0022112076002425.
Green, A. E., and P. M. Naghdi. 1976b. “Directed fluid sheets.” Proc. R. Soc. London, Ser. A 347 (1651): 447–473. https://doi.org/10.1098/rspa.1976.0011.
Green, A. E., and P. M. Naghdi. 1984. “A direct theory of viscous flow in channels.” Arch. Ration. Mech. Anal. 86 (1): 39–63. https://doi.org/10.1007/BF00280647.
Green, A. E., and P. M. Naghdi. 1986. “A nonlinear theory of water waves for finite and infinite depths.” Philos. Trans. R. Soc. London, Ser. A 320 (1552): 37–70. https://doi.org/10.1098/rsta.1986.0104.
Green, A. E., and P. M. Naghdi. 1987. “Further developments in a nonlinear theory of water waves for finite and infinite depths.” Philos. Trans. R. Soc. London, Ser. A 324 (1577): 47–72. https://doi.org/10.1098/rsta.1987.0117.
Hirt, C. W., B. D. Nichols, and N. C. Romero. 1975. SOLA—A numerical solution algorithm for transient fluid flows. Los Alamos, NM: Los Alamos Scientific Laboratory.
Kantorovich, L. V., and V. I. Krylov. 1958. Approximate methods of higher analysis. Groningen, Netherlands: Interscience Publishers.
Katopodes, N. D. 2019. Free surface flow: Computational methods. Oxford, UK: Butterworth-Heinemann.
Keller, J. B. 1948. “The solitary wave and periodic waves in shallow water.” Commun. Pure Appl. Math. 1 (4): 323–339. https://doi.org/10.1002/cpa.3160010402.
Khan, A. A., and P. M. Steffler. 1996a. “Modeling overfalls using vertically averaged and moment equations.” J. Hydraul. Eng. 122 (7): 397–402. https://doi.org/10.1061/(ASCE)0733-9429(1996)122:7(397).
Khan, A. A., and P. M. Steffler. 1996b. “Vertically averaged and moment equations model for flow over curved beds.” J. Hydraul. Eng. 122 (1): 3–9. https://doi.org/10.1061/(ASCE)0733-9429(1996)122:1(3).
Laitone, E. 1960. “The second approximation to cnoidal and solitary waves.” J. Fluid Mech. 9 (3): 430–444. https://doi.org/10.1017/S0022112060001201.
Levich, V. G., and V. S. Krylov. 1969. “Surface-tension-driven phenomena.” Annu. Rev. Fluid Mech. 1 (1): 293–316. https://doi.org/10.1146/annurev.fl.01.010169.001453.
Liggett, J. A. 1994. Fluid mechanics. New York: McGraw-Hill.
Long, R. R. 1956. “Solitary waves in the one- and two-fluid systems.” Tellus 8 (4): 460–471. https://doi.org/10.3402/tellusa.v8i4.9035.
Luth, H. R., G. Klopman, and N. Kitou. 1994. Kinematics of waves breaking partially on an offshore bar, LVD measurements for waves without a net onshore current. Delft, Netherlands: Delft Hydraulics.
Mohapatra, P. K., and M. H. Chaudhry. 2004. “Numerical solution of Boussinesq equations to simulate dam-break flows.” J. Hydraul. Eng. 130 (2): 156–159. https://doi.org/10.1061/(ASCE)0733-9429(2004)130:2(156).
Mohapatra, P. K., V. Eswaran, and S. Murthy Bhallamudi. 1999. “Two-dimensional analysis of dam-break flow in vertical plane.” J. Hydraul. Eng. 125 (2): 183–192. https://doi.org/10.1061/(ASCE)0733-9429(1999)125:2(183).
Serre, F. 1953. “Contribution à l’étude des écoulements permanents et variables dans les canaux [Contribution to the study of steady and unsteady channel flows].” Houille Blanche 39 (3): 374–388. https://doi.org/10.1051/lhb/1953034.
Shields, J. J. 1986. A direct theory for waves approaching a beach.” Ph.D. dissertation, Dept. of Naval Architecture and Offshore Engineering, Univ. of California at Berkeley.
Shields, J. J., and W. C. Webster. 1988. “On direct methods in water-wave theory.” J. Fluid Mech. 197 (Dec): 171–199. https://doi.org/10.1017/S0022112088003222.
Shimozono, T., H. Ikewaza, and S. Sato. 2017. “Non-hydrostatic modeling of coastal levee overflows.” Coastal Dyn. 2017: 1606–1615.
Steffler, P. M., and Y. C. Jin. 1993. “Depth-averaged and moment equations for moderately shallow free surface flow.” J. Hydraul. Res. 31 (1): 5–17. https://doi.org/10.1080/00221689309498856.
Su, C. H., and C. S. Gardner. 1969. “Korteweg-de Vries equation and generalizations. III: Derivation of Korteweg-de Vries equation and Burgers equation.” J. Math. Phys. 10 (3): 536–539. https://doi.org/10.1063/1.1664873.
Touboul, J., and K. Belibassakis. 2019. “A novel method for water waves propagating in the presence of vortical mean flows over variable bathymetry.” J. Ocean Eng. Mar. Energy 5 (4): 333–350. https://doi.org/10.1007/s40722-019-00151-w.
Valentine, H. R. 1969. Applied hydrodynamics. London: Butterworths.
Van Dyke, M. 1975. Perturbation methods in fluid mechanics. Stanford, CA: Parabolic Press.
Webster, W. C., and D. Y. Kim. 1990. “The dispersion of large amplitude gravity waves in deep water.” In Proc., 18th Symp. on Naval Hydrodynamics. Washington, DC: National Academies Press.
Webster, W. C., and J. J. Shields. 1989. “Conservation of mechanical energy and circulation in the theory of inviscid fluid sheets.” J. Eng. Math. 23 (1): 1–15. https://doi.org/10.1007/BF00058430.
Webster, W. C., and B. Zhao. 2018. “The development of a high-accuracy, broadband, Green-Naghdi model for steep, deep-water ocean waves.” J. Ocean Eng. Mar. Energy 4 (4): 273–291. https://doi.org/10.1007/s40722-018-0122-1.
Yang, Z. T., and P. L.-F. Liu. 2019. “Depth-integrated wave-current models. Part 1. Two-dimensional formulation and applications.” J. Fluid Mech. 883 (Jan): A4. https://doi.org/10.1017/jfm.2019.831.
Yang, Z. T., and P. L.-F. Liu. 2022. “Depth-integrated wave-current models. Part 2. Current with an arbitrary profile.” J. Fluid Mech. 936 (Feb): A31. https://doi.org/10.1017/jfm.2022.42.
Zhang, Y., A. B. Kennedy, N. Panda, C. Dawson, and J. J. Westerink. 2013. “Boussinesq-Green-Naghdi rotational water wave theory.” Coastal Eng. 73 (Mar): 13–27. https://doi.org/10.1016/j.coastaleng.2012.09.005.

Information & Authors

Information

Published In

Go to Journal of Hydraulic Engineering
Journal of Hydraulic Engineering
Volume 149Issue 7July 2023

History

Received: May 9, 2022
Accepted: Jan 19, 2023
Published online: Apr 19, 2023
Published in print: Jul 1, 2023
Discussion open until: Sep 19, 2023

Permissions

Request permissions for this article.

Authors

Affiliations

Oscar Castro-Orgaz [email protected]
Professor, Hydraulic Engineering Area, Univ. of Cordoba, Rabanales Campus, Leonardo da Vinci Bldg., Córdoba 14071, Spain (corresponding author). Email: [email protected]
Willi H. Hager, F.ASCE [email protected]
Emeritus Professor, Laboratory of Hydraulics, Hydrology, and Glaciology, Swiss Federal Institute of Technology, Zürich CH-8092, Switzerland. Email: [email protected]
Nikolaos D. Katopodes, F.ASCE [email protected]
Emeritus Professor, Dept. of Civil and Environmental Engineering, Univ. of Michigan, Ann Arbor, MI 48105. Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

  • Full Nonlinearity in Weakly Dispersive Boussinesq Models: Luxury or Necessity, Journal of Hydraulic Engineering, 10.1061/JHEND8.HYENG-13718, 150, 1, (2024).
  • 2D Serre-Green-Naghdi Equations over Topography: Elliptic Operator Inversion Method, Journal of Hydraulic Engineering, 10.1061/JHEND8.HYENG-13703, 150, 1, (2024).
  • Boussinesq Modeling of Transcritical Flows over Steep Topography, Journal of Hydraulic Engineering, 10.1061/JHEND8.HYENG-13614, 150, 1, (2024).

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share