Abstract

The 2017 Pohang earthquake [the second largest local magnitude (ML) of 5.4 since 1978] caused significant damage: numerous sand boils and a few building settlements were observed in rice paddies and residential areas, respectively, representing unprecedented case histories of earthquake-triggered liquefaction and cyclic softening. This study evaluated liquefaction triggering and cyclic softening potentials using three in situ tests [standard penetration test (SPT), cone penetration test (CPT), and downhole (DH) test for shear wave velocity (VS)] and laboratory tests (grain size and soil indices) for the observed sand boils and building settlements. We selected six sites, four of which had sand boils (Sites 1, 2, 3, and 4), and two of which had experienced building settlements that may have resulted from cyclic softening (Sites 5 and 6). The SPT, CPT, and VS adequately assessed liquefaction triggering [i.e., factor of safety (FS)<1 or 1] at Sites 1 through 4 (except for VS at Sites 1 and 2), where sand boils were prevalent. The cyclic softening potential was fairly evaluated from the SPT and CPT (FS<1 or 1 at several depths) at Sites 5 and 6, consistent with the building settlement, whereas VS led to FS>2 at all depths. The site-specific cyclic stress ratio through the maximum shear stress ratio computed from site response analysis appropriately evaluated the liquefaction triggering and cyclic softening at the considered sites. The results of the soil index test are consistent with the liquefaction and cyclic softening susceptibility criteria for fine-grained soils. We publicly provide the field and laboratory measurements in this study to enrich case history data on liquefaction and cyclic softening induced by intermediate-size earthquakes (e.g., a moment magnitude, M<6), which might significantly contribute to geotechnical earthquake engineering and engineering geoscience communities.

Get full access to this article

View all available purchase options and get full access to this article.

Data Availability Statement

Some or all data, models, or code generated or used during the study are available in a repository or online in accordance with funder data retention policies. Data for the three in situ tests are provided in the Supplemental Materials.

Acknowledgments

This research was supported by a Grant (20SCIP-C151438-02) from the Construction Technology Research Program funded by the Ministry of Land, Infrastructure, and Transport of the Korean government. We thank the late Professor Dong-Soo Kim for his contribution to the liquefaction project after the Pohang earthquake.

References

Abrahamson, N. A., W. J. Silva, and R. Kamai. 2014. “Summary of the ASK14 ground motion relation for active crustal regions.” Earthquake Spectra 30 (3): 1025–1055. https://doi.org/10.1193/070913EQS198M.
Agaiby, S. S., and P. W. Mayne. 2015. “Relationship between undrained shear strength and shear wave velocity for clays.” In Proc., 6th Symp. on Deformation Characteristics of Geomaterials, 358–365. Argentina, South America: IOS Press.
Andrus, R. D., and K. H. Stokoe II. 2000. “Liquefaction resistance of soils from shear-wave velocity.” J. Geotech. Geoenviron. Eng. 126 (11): 1015–1025. https://doi.org/10.1061/(ASCE)1090-0241(2000)126:11(1015).
Andrus, R. D., K. H. Stokoe, and C. Hsein Juang. 2004. “Guide for shear-wave-based liquefaction potential evaluation.” Earthquake Spectra 20 (2): 285–308. https://doi.org/10.1193/1.1715106.
Armstrong, R. J., and E. J. Malvick. 2016. “Practical considerations in the use of liquefaction susceptibility criteria.” Earthquake Spectra 32 (3): 1941–1950.
Boore, D. M., J. P. Stewart, E. Seyhan, and G. M. Atkinson. 2014. “NGA-West2 equations for predicting PGA, PGV, and 5% damped PSA for shallow crustal earthquakes.” Earthquake Spectra 30 (3): 1057–1085. https://doi.org/10.1193/070113EQS184M.
Boulanger, R., and I. Idriss. 2014. CPT and SPT based liquefaction triggering procedures. Los Angeles: Univ. of California.
Boulanger, R. W. 2003. “High overburden stress effects in liquefaction analyses.” J. Geotech. Geoenviron. Eng. 129 (12): 1071–1082. https://doi.org/10.1061/(ASCE)1090-0241(2003)129:12(1071).
Boulanger, R. W., and I. Idriss. 2006. “Liquefaction susceptibility criteria for silts and clays.” J. Geotech. Geoenviron. Eng. 132 (11): 1413–1426. https://doi.org/10.1061/(ASCE)1090-0241(2006)132:11(1413).
Boulanger, R. W., and I. M. Idriss. 2004. Evaluating the potential for liquefaction or cyclic failure of silts and clays. Alexandria, VA: National Science Foundation.
Bray, J. D., and R. B. Sancio. 2006. “Assessment of the liquefaction susceptibility of fine-grained soils.” J. Geotech. Geoenviron. Eng. 132 (9): 1165–1177. https://doi.org/10.1061/(ASCE)1090-0241(2006)132:9(1165).
Bray, J. D., R. B. Sancio, T. Durgunoglu, A. Onalp, T. L. Youd, J. P. Stewart, R. B. Seed, K. O. Cetin, E. Bol, and M. B. Baturay. 2004. “Subsurface characterization at ground failure sites in Adapazari, Turkey.” J. Geotech. Geoenviron. Eng. 130 (7): 673–685. https://doi.org/10.1061/(ASCE)1090-0241(2004)130:7(673).
Campbell, K. W., and Y. Bozorgnia. 2014. “NGA-West2 ground motion model for the average horizontal components of PGA, PGV, and 5% damped linear acceleration response spectra.” Earthquake Spectra 30 (3): 1087–1115. https://doi.org/10.1193/062913EQS175M.
Cetin, K. O., R. B. Seed, A. Der Kiureghian, K. Tokimatsu, L. F. Harder Jr., R. E. Kayen, and R. E. Moss. 2004. “Standard penetration test-based probabilistic and deterministic assessment of seismic soil liquefaction potential.” J. Geotech. Geoenviron. Eng. 130 (12): 1314–1340. https://doi.org/10.1061/(ASCE)1090-0241(2004)130:12(1314).
Chiou, B. S.-J., and R. R. Youngs. 2014. “Update of the Chiou and Youngs NGA model for the average horizontal component of peak ground motion and response spectra.” Earthquake Spectra 30 (3): 1117–1153. https://doi.org/10.1193/072813EQS219M.
Cho, H.-I., M.-G. Lee, J.-K. Ahn, C.-G. Sun, and H.-S. Kim. 2022. “Site flatfile of Korea meteorological administration’s seismic stations in Korea.” Bull. Earthquake Eng. 20 (11): 5775–5795. https://doi.org/10.1007/s10518-022-01418-8.
Darendeli, M. B. 2001. Development of a new family of normalized modulus reduction and material damping curves. Austin, TX: Univ. of Texas at Austin.
Geological Survey of Korea. 1964. “Explanatory text of the geological map of Pohang sheet (SHEET 7022-II) scale 1:50,000.” Accessed October 21, 2019. https://www.kigam.re.kr/pub/pubMain.do?menu_nix=YaN4Lp76.
Gihm, Y. S., S. W. Kim, K. Ko, J.-H. Choi, H. Bae, P. S. Hong, Y. Lee, H. Lee, K. Jin, and S. Choi. 2018. “Paleoseismological implications of liquefaction-induced structures caused by the 2017 Pohang earthquake.” Geosci. J. 22 (6): 871–880. https://doi.org/10.1007/s12303-018-0051-y.
Hashash, Y., M. Musgrove, J. Harmon, O. Ilhan, G. Xing, O. Numanoglu, D. Groholski, C. Phillips, and D. Park. 2017. DEEPSOIL 7.0, user manual. Champaign, IL: Univ. of Illinois at Urbana-Champaign.
Idriss, I. 1999. “An update to the Seed-Idriss simplified procedure for evaluating liquefaction potential.” In Proc., TRB Workshop on New Approaches to Liquefaction, Publ. n. FHWA-RD-99-165. Washington, DC: Federal Highway Administration.
Iwasaki, T. 1978. “A practical method for assessing soil liquefaction potential based on case studies at various sites in Japan.” In Proc., 2nd Int. Conf. Microzonation Safer Construction Research Application, 885–896. Alexandria, VA: National Science Foundation.
Ji, Y., H. Seo, S. Kang, H.-S. Kim, J. Kim, and B. Kim. 2022. “MASW-based shear wave velocities for predicting liquefaction-induced sand boils caused by the 2017 M5. 4 Pohang, South Korea earthquake.” J. Geotech. Geoenviron. Eng. 148 (4): 04022004. https://doi.org/10.1061/(ASCE)GT.1943-5606.0002738.
Kang, S., B. Kim, S. Bae, H. Lee, and M. Kim. 2019. “Earthquake-induced ground deformations in the low-seismicity region: A case of the 2017 M5. 4 Pohang, South Korea, earthquake.” Earthquake Spectra 35 (3): 1235–1260. https://doi.org/10.1193/062318EQS160M.
Kayen, R., R. Moss, E. Thompson, R. Seed, K. Cetin, A. D. Kiureghian, Y. Tanaka, and K. Tokimatsu. 2013. “Shear-wave velocity–based probabilistic and deterministic assessment of seismic soil liquefaction potential.” J. Geotech. Geoenviron. Eng. 139 (3): 407–419. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000743.
Kim, H.-S., M. Kim, L. G. Baise, and B. Kim. 2021. “Local and regional evaluation of liquefaction potential index and liquefaction severity number for liquefaction-induced sand boils in Pohang, South Korea.” Soil Dyn. Earthquake Eng. 141 (Feb): 106459. https://doi.org/10.1016/j.soildyn.2020.106459.
Kim, K.-H., J.-H. Ree, Y. Kim, S. Kim, S. Y. Kang, and W. Seo. 2018. “Assessing whether the 2017 Mw 5.4 Pohang earthquake in South Korea was an induced event.” Science 360 (6392): 1007–1009. https://doi.org/10.1126/science.aat6081.
Kim, S. K., and J. M. Lee. 2019. “Comparison of the aftershock activities of the 2016 M5. 8 Gyeongju and 2017 M5. 4 Pohang earthquakes, Korea.” J. Geol. Soc. Korea 55 (2): 207–218. https://doi.org/10.14770/jgsk.2019.55.2.207.
Korea Meteorological Administration. 2017. Detailed analysis of 15 Nov. Pohang earthquake. Seoul: Korea Meteorological Administration.
Kottke, A. R., M. D. Boone, N. J. Gregor, and M. Galagoda. 2018. “Application of conditional mean spectra in liquefaction triggering evaluation.” In Geotechnical earthquake engineering and soil dynamics V. Reston, VA: ASCE.
Kulhawy, F. H., and P. W. Mayne. 1990. Manual on estimating soil properties for foundation design. Palo Alto, CA: Electric Power Research Institution.
Lee, H., J. C. Kim, K. Ko, Y. S. Ghim, J. Kim, and S. R. Lee. 2018. “Characteristics of sand volcanoes caused by 2017 Pohang earthquake-induced liquefaction and their paleoseismological approach.” J. Geol. Soc. Korea 54 (3): 221–235. https://doi.org/10.14770/jgsk.2018.54.3.221.
Lee, J., C. Park, K. Kwon, J. Song, K. Kim, N.-S. Kim, and K.-W. Ko. 2022. “Numerical back-analysis of Caisson Quay Walls in the Yeong-il Bay Port during the 2017 Pohang earthquake.” KSCE J. Civ. Eng. 26 (10): 4290–4301. https://doi.org/10.1007/s12205-022-0950-3.
Liao, S. S., and R. V. Whitman. 1986. “Overburden correction factors for SPT in sand.” J. Geotech. Eng. 112 (3): 373–377. https://doi.org/10.1061/(ASCE)0733-9410(1986)112:3(373).
Matasovic, N. 1993. Seismic response of composite horizontally-layered soil deposits. Los Angeles, CA: Univ. of California, Los Angeles.
Moss, R., R. B. Seed, R. E. Kayen, J. P. Stewart, A. Der Kiureghian, and K. O. Cetin. 2006. “CPT-based probabilistic and deterministic assessment of in situ seismic soil liquefaction potential.” J. Geotech. Geoenviron. Eng. 132 (8): 1032–1051. https://doi.org/10.1061/(ASCE)1090-0241(2006)132:8(1032).
Phillips, C., and Y. M. Hashash. 2009. “Damping formulation for nonlinear 1D site response analyses.” Soil Dyn. Earthquake Eng. 29 (7): 1143–1158. https://doi.org/10.1016/j.soildyn.2009.01.004.
Robertson, P. K. 1990. “Soil classification using the cone penetration test.” Can. Geotech. J. 27 (1): 151–158. https://doi.org/10.1139/t90-014.
Seed, H. B., and I. M. Idriss. 1971. “Simplified procedure for evaluating soil liquefaction potential.” J. Soil Mech. Found. Div. 97 (9): 1249–1273. https://doi.org/10.1061/JSFEAQ.0001662.
Seed, R., K. Cetin, R. Moss, A. Kammerer, J. Wu, J. Pestana, M. Riemer, R. Sancio, J. Bray, R. Kayen. 2003. “Recent advances in soil liquefaction engineering: A unified and consistent framework.” In Proc., 26th Annual ASCE Los Angeles Geotechnical Spring Seminar. Berkeley, CA: Univ. of California.
Tsuchida, H. 1970. “Prediction and countermeasure against the liquefaction in sand deposits.” In Proc., Abstract of the seminar in the Port and Harbor Research Institute, 31–333. Yokosuka, Japan: Port and Harbour Research Institute.
Villarreal-Arango, A. F., A. C. Morales-Vélez, and K. S. Hughes. 2020. “Comparison of simplified and specific stress-based procedures to evaluate liquefaction potential using cone penetration tests: A case of study in the coastal area of Mayaguez, Puerto Rico.” In Proc., Geo-Congress 2020, 96–104. Reston, VA: ASCE.
Youd, T., I. Idriss, R. Andrus, I. Arango, G. Castro, J. Christian, and R. Dobry. 2001. “Liquefaction resistance of soils: Summary report from the 1996 NCEER and 1998 NCEER/NSF workshops on evaluation of liquefaction resistance of soils.” J. Geotech. Geoenviron. Eng. 127 (4): 297–313. https://doi.org/10.1061/(ASCE)1090-0241(2001)127:10(817).

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 150Issue 12December 2024

History

Received: Jul 20, 2023
Accepted: Jul 2, 2024
Published online: Oct 14, 2024
Published in print: Dec 1, 2024
Discussion open until: Mar 14, 2025

Permissions

Request permissions for this article.

Authors

Affiliations

Research Professor, Dept. of Urban and Environmental Engineering, Ulsan National Institute of Science and Technology, Ulsan 44919, Korea. ORCID: https://orcid.org/0000-0001-7873-1338
Research Fellow, Dept. of Geotechnical Engineering Research, Korea Institute of Civil Engineering and Building Technology, Goyang-si, Gyeonggi-do 10223, Korea. ORCID: https://orcid.org/0000-0001-6133-2664
Professor, Dept. of Civil and Environmental Engineering, Kongju National Univ., Cheonan-si, Chungcheongnam-do 31080, Korea. ORCID: https://orcid.org/0000-0001-8066-4461
Jinsun Lee
Professor, Dept. of Civil and Environmental Engineering, Wonkwang Univ., Iksan-si, Jeollabuk-do 54538, Korea.
Jongkwan Kim
Senior Researcher, Dept. of Geotechnical Engineering Research, Korea Institute of Civil Engineering and Building Technology, Goyang-si, Gyeonggi-do 10223, Korea.
Kiseog Kim
President, Heesong Geotek Co., Ltd., 14, Sagimakgol-ro 45beon-gil, Jungwon-gu, Seongnam-si, Gyeonggi-do 13209, Korea.
Ka-hyun Park
Senior Researcher, Dept. of Geotechnical Engineering Research, Korea Institute of Civil Engineering and Building Technology, Goyang-si, Gyeonggi-do 10223, Korea.
Jae-Hyun Kim
Assistant Professor, Dept. of Civil Engineering, Kangwon National Univ., Chuncheon-si, Gangwon-do 24341, Korea.
Heon-Joon Park
Assistant Professor, Dept. of Civil Engineering, Seoul National Univ. of Science and Technology, Seoul 01811, Korea.
Associate Professor, Dept. of Civil and Environmental Engineering, Hanyang Univ. Education Research Industry Cluster Ansan, Ansan-si, Gyeonggi-do 15588, Korea. ORCID: https://orcid.org/0000-0002-5574-6665
Professor, Dept. of Civil and Environmental Engineering, Hanyang Univ., Seoul 04763, Korea. ORCID: https://orcid.org/0000-0002-0180-2668
Jae-Soon Choi
Professor, Dept. of Civil and Architectural Engineering, Seokyeong Univ., Seoul 02713, Korea.
Sung-Ryul Kim
Professor, Dept. of Civil and Environmental Engineering, Seoul National Univ., Seoul 08826, Korea.
Associate Professor, Dept. of Urban and Environmental Engineering, Ulsan National Institute of Science and Technology, Ulsan 44919, Korea (corresponding author). ORCID: https://orcid.org/0000-0002-3290-7163. Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share