Examining Risk-Based Construction Inspection Practices in Transportation Agencies
Publication: Construction Research Congress 2024
ABSTRACT
State departments of transportation (DOTs) are facing the challenge of high rates of attrition and the loss of knowledge as seasoned construction inspectors retire or the agency workforce is downsized. Many DOTs are increasingly using different risk-based inspection (RBI) approaches to offset the staff shortage. These approaches prioritize the inspection of material and workmanship based on criticality, which may vary considerably in DOT’s perception of risk and inspection methods. This variability leads to the problem of inconsistency in inspection practices among DOTs. The current study addresses this problem by comparing and analyzing RBI practices of DOTs. A content analysis of DOT documents, such as inspection guidebooks and construction manuals, was conducted to identify DOTs’ risk perception and compare their critical inspection methods. The result shows that 10 DOTs implement RBI in their construction projects. There is a variation in risk perception and assessment among these 10 DOTs. A high-risk activity in a DOT inspection may be a low risk in another DOT. There are two types of RBI, inspection of materials and inspection of construction activities. DOTs may implement RBI for material, construction activity, or both. Inspection and acceptance could be performed through material sampling testing, manufacturer’s certification, and visual inspection. This study helps DOTs develop RBI approaches and adopt risk-mitigating strategies that reduce the need for inspection staff and funding.
Get full access to this article
View all available purchase options and get full access to this chapter.
REFERENCES
Anbari, M. J., Tabesh, M., and Roozbahani, A. (2017). “Risk assessment model to prioritize sewer pipes inspection in wastewater collection networks.” Journal of environmental management, 190, 91–101.
Baker, T., Molohon, J., and McIntyre, R. (2010). Materials Risk Analysis. Washington State Department of Transportation.
Caltrans. (2015). Construction Quality Assurance Program Manual. http://www.dot.ca.gov/hq/construc/docs/cqap_manual.pdf.
FDOT (Florida Department of Transportation). (2004). “Construction Aggregates Manual.” https://fdotwww.blob.core.windows.net/sitefinity/docs/defaultsource/content/materials/administration/resources/library/publications/aggregates/constructionmanual.pdf.
FDOT (Florida Department of Transportation). (2018). “Standard Specifications for Road and Bridge Construction.”https://fdotwww.blob.core.windows.net/sitefinity/docs/default source/content/programmanagement/implemented/specbooks/january2018/files/118ebook.pdf?sfvrsn=caeeea39_0.
TxDOT (Texas Department of Transportation). (2011). “Design-Build Quality Assurance Program Implementation Guide.” Available at: https://ftp.txdot.gov/pub/txdot-info/cst/db_gap_guide.pdf.
TxDOT (Texas Department of Transportation). (2017). Quality Assurance Program for Design-Build Projects with an Optional 15-Year Capital Maintenance Agreement. 2017. Retrieved from https://ftp.txdot.gov/pub/txdot-info/cst/qap_db.pdf.
Tran, D., and Mohamed, M. (2021). Development of Risk-Based Protocol for KDOT Construction Inspection. Kansas. Dept. of Transportation.
Scott, S., Molenaar, K., Daniel, J. S., and D’Angelo Consulting, L.L.C. (2017). “: Guidelines for optimizing the risk and cost of materials QA programs.” Transportation Research Board of the National Academies, Washington, DC.
Oechler, E., Molenaar, K. R., Hallowell, M., and Scott, S. (2018). “State-of-practice for risk-based quality assurance in state departments of transportation.” Engineering, Construction and Architectural Management, 25(7), 958–970.
Wani, S. S., and Gharaibeh, N. G. (2013). “Evaluating the Use of Contractor-Performed Test Results in Highway Construction and Material Acceptance Decisions.” Journal of Infrastructure Systems, 19(1), 67–73.
Li, Y., Al-Haddad, S., Taylor, T. R., Goodrum, P. M., and Sturgill, R. E. (2019). Impact of Utilizing Construction Engineering and Inspection Consultants on Highway Construction Project Cost and Schedule Performance. Transportation Research Record, 2673(11), pp.716–725.
Mohamad, M., and Tran, D. Q. (2021a). Risk-based prioritization approach to construction inspections for transportation projects. Journal of construction engineering and management, 147(1), p.04020150.
Mohamed, M., and Tran, D. Q. (2021b). Risk-based inspection for concrete pavement construction using fuzzy sets and bayesian networks. Automation in construction, 128, p.103761.
Mohamed, M., and Tran, D. Q. (2021c). Risk-based inspection model for hot mix asphalt pavement construction projects. Journal of Construction Engineering and Management, 147(6), p.04021045.
WisDOT (Wisconsin Department of Transportation). (2018). “Construction Critical Inspection Manuel.” Available at: https://wisconsindot.gov/Documents/doing-bus/eng-consultants/cnslt-rsrces/con-inspect.pdf.
Mostafavi, A., Abraham, D., Noureldin, S., Pankow, G., Novak, J., Walker, R., Hall, K., and George, B. (2013). “Risk-Based Protocol for Inspection of Transportation Construction Projects Undertaken by State Departments of Transportation.” Journal of Construction Engineering and Management, 139(8), 977–986.
Singh, S. N., and Pretorius, J. H. C. (2017). “Development of a semi-quantitative approach for risk-based inspection and maintenance of thermal power plant components.” SAIEE Africa Research Journal, 108(3), 128–138.
Shuai, J., Han, K., and Xu, X. (2012). “Risk-based inspection for large-scale crude oil tanks.” Journal of Loss Prevention in the Process Industries, 25(1), 166–175.
SDDOT (South Dakota Department of Transportation). (2013). Required Samples, Test, and Certificates.
Topalis, P., Korneliussen, G., Singh, M., and Wiggen, F. (2011). “New Generation Risk Based Inspection Methodology and Software for the Process Industry.” Proceedings of the 24th International Congress on Condition Monitoring and Diagnostics Engineering Management, COMADEM international, U.K., 695–704.
Vinod, G., Sharma, P. K., Santosh, T. V., Prasad, M. H., and Vaze, K. K. (2014). “New approach for risk-based inspection of H2S based Process Plants.” Annals of Nuclear Energy, 66, 13–19.
VDOT (Virginia Department of Transportation). (2012). Minimum Requirements for Quality Assurance and Quality Control on Design-Build and Public‐Private Transportation Act Projects. Alternate Project Delivery Office.
Yuan, C., Park, J., Xu, X., Cai, H., Abraham, D. M., and Bowman, M. D. (2018). “Risk based prioritization of construction inspection.” Transportation research record, 2672(26), 96–105.
Information & Authors
Information
Published In
History
Published online: Mar 18, 2024
Authors
Metrics & Citations
Metrics
Citations
Download citation
If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.