TECHNICAL PAPERS
Nov 1, 2008

Cyclic Softening of Low-Plasticity Clay and Its Effect on Seismic Foundation Performance

Publication: Journal of Geotechnical and Geoenvironmental Engineering
Volume 134, Issue 11

Abstract

During the 1999 Chi-Chi Earthquake (Mw=7.6) , significant incidents of ground failure occurred in Wufeng, Taiwan, which experienced peak accelerations 0.7g . This paper describes the results of field investigations and analyses of a small region within Wufeng along an E–W trending line 350m long. The east end of the line has single-story structures for which there was no evidence of ground failure. The west end of the line had three to six-story reinforced concrete structures that underwent differential settlement and foundation bearing failures. No ground failure was observed in the free field. Surficial soils consist of low-plasticity silty clays that extend to 812m depth in the damaged area (west side), and 310m depth in the undamaged area (east side). A significant fraction of the foundation soils at the site are liquefaction susceptible based on several recently proposed criteria, but the site performance cannot be explained by analysis in existing liquefaction frameworks. Accordingly, an alternative approach is used that accounts for the clayey nature of the foundation soils. Field and laboratory tests are used to evaluate the monotonic and cyclic shear resistance of the soil, which is compared to the cyclic demand placed on the soil by ground response and soil–structure interaction. Results of the analysis indicate a potential for cyclic softening and associated strength loss in foundation soils below the six-story buildings, which contributes to bearing capacity failures at the edges of the foundation. Similar analyses indicate high factors of safety in foundation soils below one-story buildings as well in the free field, which is consistent with the observed field performance.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

This project was sponsored by the Pacific Earthquake Engineering Research Center’s Program of Applied Earthquake Engineering Research of Lifeline Systems supported by the State Energy Resources Conservation and Development Commission and the Pacific Gas and Electric Company. This work made use of Earthquake Engineering Research Centers Shared Facilities supported by the National Science Foundation under Award No. NASAEEC-9701568. In addition, the support of the California Dept. of Transportation’s PEARL program is acknowledged. Professor Ertugrul Taciroglu and professor John Wallace of UCLA are thanked for their assistance with the structural response simulations. Professor Scott Brandenberg and his graduate student Joseph Coe performed the dynamic finite element analyses of a two-dimensional foundation–soil system and their work is appreciated.

References

Applied Technology Council (ATC). (1996). “Seismic evaluation and retrofit of concrete buildings.” Rep. No. 96-01, Seismic Safety Commission, Sacramento, Calif.
Boulanger, R. W., and Idriss, I. M. (2006). “Liquefaction susceptibility criteria for silts and clays.”J. Geotech. Geoenviron. Eng., 132(11), 1413–1426.
Boulanger, R. W., and Idriss, I. M. (2007). “Evaluation of cyclic softening in silts and clays.” J. Geotech. Geoenviron. Eng., 133(6), 641–652.
Bray, J. D., and Sancio, R. B. (2006). “Assessment of the liquefaction susceptibility of fine-grained soils.” J. Geotech. Geoenviron. Eng., 132(9), 1165–1177.
Cetin, K. O., et al. (2004). “Standard penetration test-based probabilistic and deterministic assessment of seismic soil liquefaction potential.” J. Geotech. Geoenviron. Eng., 130(12), 1314–1340.
Chu, D. B. (2006). “Case studies of soil liquefaction of sands and cyclic softening of clays induced by the 1999 Taiwan Chi-Chi earthquake.” Ph.D. dissertation, Dept. of Civil and Environmental Engineering, Univ. of California, Los Angeles.
Chu, D. B., et al. (2004). “Documentation of soil conditions at liquefaction and non-liquefaction sites from 1999 Chi-Chi (Taiwan) earthquake.” Soil Dyn. Earthquake Eng., 24(9–10), 647–657.
Chu, D. B., Stewart, J. P., Boulanger, R. W., and Lin, P. S. (2007). “Cyclic softening of low-plasticity clay and its effect on seismic foundation performance.” Proc., 4th Int. Conf. on Earthquake Geotechnical Engineering, Springer, The Netherlands.
Computers and Structures, Inc. (2000). “SAP2000, static and dynamic finite element analysis of structures.” Version 7.40, Berkeley, Calif.
Ishihara, K. (1985). “Stability of natural deposits during earthquakes.” Proc., 11th Int. Conf. Soil Mechanics and Foundation Engineering, Vol. 1, San Francisco, Calif., 321–376.
Kim, S., and Stewart, J. P. (2003). “Kinematic soil-structure interaction from strong motion recordings.” J. Geotech. Geoenviron. Eng., 129(4), 323–335.
Kulhawy, F. H., and Mayne, P. W. (1990). “Manual on estimating soil properties for foundation design.” Rep. No. EPRI EL-6800, Electric Power Research Institute, Palo Alto, Calif.
Kwok, A. O., et al. (2007). “Use of exact solutions of wave propagation problems to guide implementation of nonlinear seismic ground response analysis procedures.” J. Geotech. Geoenviron. Eng., 133(11), 1385–1398.
Ladd, C. C. (1991). “Stability evaluation during staged construction.” J. Geotech. Engrg., 117(4), 540–615.
Liu, A. H., Stewart, J. P., Abrahamson, N. A., and Moriwaki, Y. (2001). “Equivalent number of uniform stress cycles for soil liquefaction analysis.” J. Geotech. Geoenviron. Eng., 127(12), 1017–1026.
Mitchell, J. K., and Soga, K. (2005). Fundamentals of soil behavior, 3rd Ed., John Wiley & Sons, Hoboken, N.J.
Moss, R. E. S., Seed, R. B., Kayen, R. E., Stewart, J. P., Der Kiureghian, A., and Cetin, K. O. (2006). “CPT-based probabilistic and deterministic assessment of in situ seismic soil liquefaction potential.” J. Geotech. Geoenviron. Eng., 132(8), 1032–1051.
Mylonakis, G., Gazetas, G., Nikolaou, S., and Chauncey, A. (2002). “Development of analysis and design procedures for spread footings.” Technical Rep. No. MCEER-02-003, Dept. of Civil Engineering, City Univ. of New York, New York and Dept. of Civil, Structural and Environmental Engineering, Univ. at Buffalo, State Univ. of New York, Buffalo, N.Y.
Paolucci, A., and Pecker, A. (1997). “Soil inertial effects on the bearing capacity of rectangular foundations on cohesive soils.” Eng. Struct., 19(8), 637–643.
Poulos, H. G., and Davis, E. H. (1974). Elastic solutions for soil and rock mechanics, John Wiley & Sons, Syndey, Australia.
Seed, H. B., and Idriss, I. M. (1982). Ground motions and soil liquefaction during earthquakes, Earthquake Engineering Research Institute, Berkeley, Calif.
Sheahan, T. C., Ladd, C. C., and Germaine, J. T. (1996). “Rate-dependent undrained shear behavior of saturated clay.” J. Geotech. Engrg., 122(2), 99–108.
Silva, W. J. (1986). “Soil response to earthquake ground motion.” Rep. No. RP2556-07, Electrical Power Research Institute, Palo Alto, Calif.
Skempton, A. W. (1954). “The pore-pressure coefficients A and B.” Geotechnique, 4, 143–147.
Stewart, J. P., coordinator. (2001). “Chapter 4: Soil liquefaction. Chi-Chi, Taiwan earthquake of September, 21, 1999 reconnaissance report, J. Uzarski, and C. Arnold, eds.” Earthquake Spectra, 17 (Supplement A), 37–60.
Vesic, A. S. (1973). “Analysis of ultimate loads of shallow foundations.” J. Soil Mech. and Found. Div., 99(1), 45–73.
Youd, T. L. et al. (2001). “Liquefaction resistance of soils: Summary report from the 1996 NCEER and 1998 NCEER/NSF workshops on evaluation of liquefaction resistance of soils.” J. Geotech. Geoenviron. Eng., 127(10), 817–833.
Youd, T. L., and Garris, C. T. (1995). “Liquefaction-induced ground surface disruption.” J. Geotech. Engrg., 121(11), 805–809.
Zergoun, M., and Vaid, Y. P. (1994). “Effective stress response of clay to undrained cyclic loading.” Can. Geotech. J., 31(5), 714–727.

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 134Issue 11November 2008
Pages: 1595 - 1608

History

Received: Aug 18, 2007
Accepted: Mar 24, 2008
Published online: Nov 1, 2008
Published in print: Nov 2008

Permissions

Request permissions for this article.

Authors

Affiliations

Daniel B. Chu
Chief Geotechnical Engineer, Ninyo & Moore Geotechnical & Environmental Sciences Consultants, 475 Goddard, Ste. 200, Irvine, CA 92618.
Jonathan P. Stewart [email protected]
Professor and Vice Chair, Civil and Environmental Engineering Dept. 5731 Boelter Hall, Univ. of California, Los Angeles, CA 90095 (corresponding author). E-mail: [email protected]
Ross W. Boulanger
Professor, Dept. of Civil and Environmental Engineering, Univ. of California, Davis, CA 95616.
P. S. Lin
Professor, Dept. of Civil Engineering, National Chung-Hsing Univ. 250 Kuo Kuang Rd., Taichung, Taiwan.

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share