Technical Papers
Sep 26, 2023

Soil Arching Effect Associated with Ground Movement and Stress Transfer Adjacent to Braced Excavation in Clayey Ground

Publication: Journal of Geotechnical and Geoenvironmental Engineering
Volume 149, Issue 12

Abstract

A field test for investigating the soil arching effect behind the diaphragm wall was carried out in an average 17-meter-deep, braced excavation in the normally-consolidated clayey ground. Horizontal and vertical ground movements, lateral earth pressures, diaphragm wall deformations, and strut loads were measured and analyzed. The soil arching zone and the loosened zone behind the wall are determined by the force and displacement boundary conditions of soil mass. The arching stress transferred along the arching zone drags the soil against the bracing and increases the lateral earth pressure around the upper parts of the wall. This results in a passive state of stress and horizontal compression and vertical extension of the soil around the crest of the wall. The top of the arching zone extends vertically and is on the same vertical line as the maximum ground surface settlement. The three-dimensional arching is essentially formed by the superposition of multiple transverse two-dimensional archings along the longitudinal direction of excavation, of which two arching feet were located near the corner.

Get full access to this article

View all available purchase options and get full access to this article.

Data Availability Statement

All data, models, and code generated or used during the study appear in the published article.

Acknowledgments

The research is supported by funds from the National Natural Science Foundation of China (Grant Nos. 52090082, 51938005, 51878267, and 52108318), China Hunan Provincial Science & Technology Department (Grant Nos. 2019RS1030 and 2021JJ30119), Youth Science and Technology Innovation Talent Project of Hunan Province (Grant No. 2021RC3043), and Wuhan Municipal Construction Group Company Limited. The authors are grateful to Mr. Yaoming Tang from Hunan University for his help in the field test. The authors also express their thanks to Dr. Xingtao Lin from Shenzhen University for his suggestions.

References

Arboleda-Monsalve, L. G., and R. J. Finno. 2015. “Influence of concrete time-dependent effects on the performance of top-down construction.” J. Geotech. Geoenviron. Eng. 141 (4): 04014120. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001260.
Brinkgreve, R. B. J., W. Broere, and D. Waterman. 2006. “Plaxis, finite element code for soil and rock analyses, users manual.” In Plaxis. Rotterdam, Netherlands: A.A. Balkema.
Chen, C. N., W. Y. Huang, and C. T. Tseng. 2011. “Stress redistribution and ground arch development during tunneling.” Tunnelling Underground Space Technol. 26 (1): 228–235. https://doi.org/10.1016/j.tust.2010.06.012.
Chen, R. P., J. Li, L. G. Kong, and L. J. Tang. 2013. “Experimental study on face instability of shield tunnel in sand.” Tunnelling Underground Space Technol. 33 (Jan): 12–21. https://doi.org/10.1016/j.tust.2012.08.001.
Chen, R. P., F. Y. Meng, Z. C. Li, Y. H. Ye, and J. N. Ye. 2016. “Investigation of response of metro tunnels due to adjacent large excavation and protective measures in soft soil.” Tunnelling Underground Space Technol. 58 (Sep): 224–235. https://doi.org/10.1016/j.tust.2016.06.002.
Cheng, H. Z., R. P. Chen, H. N. Wu, and F. Y. Meng. 2020. “A simplified method for estimating the longitudinal and circumferential behaviors of the shield-driven tunnel adjacent to a braced excavation.” Comput. Geotech. 123 (Jul): 103595. https://doi.org/10.1016/j.compgeo.2020.103595.
Clough, G. W., and T. D. O’Rourke. 1990. “Construction induced movements of in situ walls.” In Proc., ASCE Conf. on Design and Performance of Earth Retaining Structures, 439–470. Reston, VA: ASCE.
Finno, R. J., D. K. Atmatzidis, and S. B. Perkins. 1989. “Observed performance of a deep excavation in clay.” J. Geotech. Geoenviron. Eng. 115 (8): 1045–1064. https://doi.org/10.1061/(ASCE)0733-9410(1989)115:8(1045).
Finno, R. J., and S. M. Nerby. 1989. “Saturated clay response during braced cut construction.” J. Geotech. Geoenviron. Eng. 115 (8): 1065–1084. https://doi.org/10.1061/(ASCE)0733-9410(1989)115:8(1065).
Hashash, Y. M., and A. J. Whittle. 2002. “Mechanisms of load transfer and arching for braced excavations in clay.” J. Geotech. Geoenviron. Eng. 128 (3): 187–197. https://doi.org/10.1061/(ASCE)1090-0241(2002)128:3(187).
Hashash, Y. M. A., A. Osouli, and C. Marulanda. 2008. “Central artery/ tunnel project excavation induced ground deformations.” J. Geotech. Geoenviron. Eng. 134 (9): 1399–1406. https://doi.org/10.1061/(ASCE)1090-0241(2008)134:9(1399).
Hsieh, P. G., and C. Y. Ou. 1998. “Shape of ground surface settlement profiles caused by excavation.” Can. Geotech. J. 35 (6): 1004–1017. https://doi.org/10.1139/t98-056.
Karlsrud, K., and L. Andresen. 2005. “Loads on braced excavations in soft clay.” Int. J. Geomech. 5 (2): 107–113. https://doi.org/10.1061/(ASCE)1532-3641(2005)5:2(107).
Kung, G. T. C. 2009. “Comparison of excavation-induced wall deflection using top-down and bottom-up construction methods in Taipei silty clay.” Comput. Geotech. 36 (3): 373–385. https://doi.org/10.1016/j.compgeo.2008.07.001.
Lambe, T. W., and R. V. Whitman. 1969. Soil mechanics. New York: Wiley.
Li, D. P., D. G. Tang, F. G. Yan, and M. Huang. 2014. “Mechanics of deep excavation’s spatial effect and soil pressure calculation method considering its influence.” J. Zhejiang Univ. 48 (9): 1632–1639. https://doi.org/10.3785/j.issn.1008-973X.2014.09.013.
Li, Z. F., W. A. Lin, J. N. Ye, Y. M. Chen, X. C. Bian, and F. Gao. 2021. “Soil movement mechanism associated with arching effect in a multi-strutted excavation in soft clay.” Tunneling Underground Space Technol. 110 (Apr): 103816. https://doi.org/10.1016/j.tust.2021.103816.
Liu, G. B., C. W. W. Ng, and Z. W. Wang. 2005. “Observed performance of a deep multi-strutted excavation in Shanghai soft clays.” J. Geotech. Geoenviron. Eng. 131 (8): 1004–1013. https://doi.org/10.1061/(ASCE)1090-0241(2005)131:8(1004).
Liu, M. C., F. Y. Meng, R. P. Chen, H. Z. Cheng, and Z. C. Li. 2023. “Numerical study on the lateral soil arching effect and associated tunnel responses behind braced excavation in clayey ground.” Transp. Geotech. 40 (May): 100970. https://doi.org/10.1016/j.trgeo.2023.100970.
Meng, F. Y., R. P. Chen, and X. Kang. 2018. “Effects of tunneling-induced soil disturbance on post-construction settlement in structured soft soils.” Tunnelling Underground Space Technol. 80 (Oct): 53–63. https://doi.org/10.1016/j.tust.2018.06.007.
Meng, F. Y., R. P. Chen, X. Kang, and Z. C. Li. 2020. “e-p curve-based structural parameter for assessing of clayey soil structure disturbance.” Bull. Eng. Geol. Environ. 79 (8): 4387–4398. https://doi.org/10.1007/s10064-020-01833-8.
Meng, F. Y., R. P. Chen, S. L. Liu, and H. N. Wu. 2021. “Centrifuge modeling of ground and tunnel responses to nearby excavation in soft soil.” J. Geotech. Geoenviron. Eng. 147 (3): 04020178. https://doi.org/10.1061/(ASCE)GT.1943-5606.0002473.
Ng, C. W. W., Y. Hong, G. B. Liu, and T. Liu. 2012. “Ground deformations and soil-structure interaction of a multi-propped excavation in Shanghai soft clays.” Géotechnique 62 (10): 907–921. https://doi.org/10.1680/geot.10.P.072.
Ou, C. Y., J. T. Liao, and W. L. Cheng. 2000. “Building response and ground movements induced by a deep excavation.” Géotechnique 50 (3): 209–220. https://doi.org/10.1680/geot.2000.50.3.209.
Peck, R. B. 1969. “Deep excavation and tunneling in soft ground.” In Proc., 7th Int. Conf. on Soil Mechanics and Foundation Engineering, 225–290. London: International Society for Soil Mechanics and Foundation Engineering.
Tan, Y., and D. L. Wang. 2013a. “Characteristics of a large-scale deep foundation pit excavated by the central-island technique in Shanghai soft clay. I: Bottom-up construction of the central cylindrical shaft.” J. Geotech. Geoenviron. Eng. 139 (11): 1875–1893. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000928.
Tan, Y., and D. L. Wang. 2013b. “Characteristics of a large-scale deep foundation pit excavated by the central-island technique in Shanghai soft clay. II: Top-down construction of the peripheral rectangular pit.” J. Geotech. Geoenviron. Eng. 139 (11): 1894–1910. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000929.
Terzaghi, K. 1943. Theoretical soil mechanics. New York: Wiley.
Trochu, F. 1993. “A contouring program based on dual Kriging interpolation.” Eng. Comput. 9 (3): 160–177. https://doi.org/10.1007/BF01206346.
Twine, D., and H. Roscoe. 1999. Temporary propping of deep excavations: Guidance on design, C517. London: Construction Industry Research and Information Association.
Zhang, J. F., J. J. Chen, J. H. Wang, and Y. F. Zhu. 2013. “Prediction of tunnel displacement induced by adjacent excavation in soft soil.” Tunnelling Underground Space Technol. 36: 24–33.

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 149Issue 12December 2023

History

Received: Aug 4, 2022
Accepted: Jul 19, 2023
Published online: Sep 26, 2023
Published in print: Dec 1, 2023
Discussion open until: Feb 26, 2024

Permissions

Request permissions for this article.

Authors

Affiliations

Professor, Research Center for Advanced Underground Space Technologies, Hunan Univ., Changsha 410082, China; Key Laboratory of Building Safety and Energy Efficiency of the Ministry of Education, Hunan Univ., Changsha 410082, China; College of Civil Engineering, Hunan Univ., Changsha 410082, China (corresponding author). ORCID: https://orcid.org/0000-0001-6968-4955. Email: [email protected]
Mu-chun Liu, S.M.ASCE [email protected]
Key Laboratory of Building Safety and Energy Efficiency of the Ministry of Education, Hunan Univ., Changsha 410082, China; College of Civil Engineering, Hunan Univ., Changsha 410082, China; Dept. of Civil, Environmental, and Geospatial Engineering, Michigan Technological Univ., Houghton, MI 49931. Email: [email protected]
Fan-yan Meng, A.M.ASCE [email protected]
Associate Professor, Research Center for Advanced Underground Space Technologies, Hunan Univ., Changsha 410082, China; Key Laboratory of Building Safety and Energy Efficiency of the Ministry of Education, Hunan Univ., Changsha 410082, China; College of Civil Engineering, Hunan Univ., Changsha 410082, China. Email: [email protected]
Professor, Research Center for Advanced Underground Space Technologies, Hunan Univ., Changsha 410082, China; Key Laboratory of Building Safety and Energy Efficiency of the Ministry of Education, Hunan Univ., Changsha 410082, China; College of Civil Engineering, Hunan Univ., Changsha 410082, China. Email: [email protected]
Zhong-chao Li [email protected]
Senior Engineer, Wuhan Municipal Construction Group Company Limited, Wuhan 430024, China. Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share