Technical Papers
Feb 10, 2015

How Should Robustness Be Defined for Water Systems Planning under Change?

Publication: Journal of Water Resources Planning and Management
Volume 141, Issue 10

Abstract

Water systems planners have long recognized the need for robust solutions capable of withstanding deviations from the conditions for which they were designed. Robustness analyses have shifted from expected utility to exploratory bottom-up approaches which identify vulnerable scenarios prior to assigning likelihoods. Examples include Robust Decision Making (RDM), Decision Scaling, Info-Gap, and Many-Objective Robust Decision Making (MORDM). We propose a taxonomy of robustness frameworks to compare and contrast these approaches based on their methods of (1) alternative generation, (2) sampling of states of the world, (3) quantification of robustness measures, and (4) sensitivity analysis to identify important uncertainties. Building from the proposed taxonomy, we use a regional urban water supply case study in the Research Triangle region of North Carolina to illustrate the decision-relevant consequences that emerge from each of these choices. Results indicate that the methodological choices in the taxonomy lead to the selection of substantially different planning alternatives, underscoring the importance of an informed definition of robustness. Moreover, the results show that some commonly employed methodological choices and definitions of robustness can have undesired consequences when ranking decision alternatives. For the demonstrated test case, recommendations for overcoming these issues include: (1) decision alternatives should be searched rather than prespecified, (2) dominant uncertainties should be discovered through sensitivity analysis rather than assumed, and (3) a carefully elicited multivariate satisficing measure of robustness allows stakeholders to achieve their problem-specific performance requirements. This work emphasizes the importance of an informed problem formulation for systems facing challenging performance tradeoffs and provides a common vocabulary to link the robustness frameworks widely used in the field of water systems planning.

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Acknowledgments

Portions of this work were funded under grants from the Sectoral Applications Research Program (SARP) of the United States National Oceanic and Atmospheric Administration (NOAA) climate program office (Award No. NA110AS2310144), the National Science Foundation through the Network for Sustainable Climate Risk Management (SCRiM) (NSF cooperative agreement GEO-1240507), and the National Institute of Food and Agriculture, U.S. Department of Agriculture (WSC Agreement No. 2014-67003-22076). The views expressed in this work represent those of the authors and do not necessarily reflect the views or policies of NOAA, NSF, or the USDA.

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Journal of Water Resources Planning and Management
Volume 141Issue 10October 2015

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Received: Sep 19, 2014
Accepted: Dec 3, 2014
Published online: Feb 10, 2015
Discussion open until: Jul 10, 2015
Published in print: Oct 1, 2015

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Jonathan D. Herman, S.M.ASCE [email protected]
School of Civil and Environmental Engineering, 207 Hollister Hall, Cornell Univ., Ithaca, NY 14853 (corresponding author). E-mail: [email protected]
Patrick M. Reed, Ph.D., A.M.ASCE
Professor, School of Civil and Environmental Engineering, 211 Hollister Hall, Cornell Univ., Ithaca, NY 14853.
Harrison B. Zeff
Dept. of Environmental Sciences and Engineering, Univ. of North Carolina, Chapel Hill, NC 27599.
Gregory W. Characklis, Ph.D., M.ASCE
Professor, Dept. of Environmental Sciences and Engineering, Univ. of North Carolina, Chapel Hill, NC 27599.

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