Case Studies
Jul 13, 2022

Formal Prevention through Design Process and Implementation for Mechanical, Electrical, and Plumbing Worker Safety

Publication: Journal of Management in Engineering
Volume 38, Issue 5

Abstract

There are many studies that focus on Prevention through Design (PtD) for construction workers and developing formalized PtD processes for construction projects. However, few studies have aimed at developing a formalized PtD process for mechanical/electrical/plumbing (MEP) worker safety. A formal process for implementing PtD for MEP worker safety is badly needed because MEP work onsite and during operation and maintenance (O&M) can lead to injury and death. To address this knowledge gap, our research team aimed to create a formalized PtD process for MEP safety and developed case studies that detail how the process can be implemented in the field. The formalized process and case studies would then be used in an implementation guide created specifically for the industry. This project was completed through expert interviews, six case studies, and ongoing discussion and review by an Industry Advisory Council. Using these methods, the team identified factors for implementation success and developed a formalized PtD process specific to the MEP worker context. The process consists of five phases: (1) hazard identification, (2) risk assessment, (3) design review, (4) implementation, and (5) learning. We anticipate that this study will contribute to the field of PtD research through creating one of the first formalized PtD processes for MEP construction and O&M worker safety, and through a cross-case analysis of the six PtD cases that indicated not only the importance of stakeholder engagement and cross-disciplinary dialogue, but that effective PtD implementation can occur even outside of a collaborative project delivery context at any point during design and construction.

Get full access to this article

View all available purchase options and get full access to this article.

Data Availability Statement

Some or all data, models, or code that support the findings of this study are available from the corresponding author upon reasonable request.

Acknowledgments

This study was funded by the SHIP Grant Program of the Washington State Department of Labor and Industries (Project No. 2019ZH00418). Any opinions, findings, conclusions, or recommendations expressed in this paper are those of the authors and do not necessarily reflect the views of the SHIP Grant Program. The authors thank their industry supporters for participating in the study.

References

Barrett, S. 2014. Safe design in practice: For designers of structures. Barron, QLD, Australia: Safe Design Australia.
Behm, M., J. Culvenor, and K. Genn. 2017. “Safe design: A source for innovation in the built environment.” Pract. Period. Struct. Des. Constr. 22 (4): 04017024. https://doi.org/10.1061/(ASCE)SC.1943-5576.0000345.
CII (Construction Industry Institute). 2010. “Design for construction safety toolbox (version 2.0).” Accessed December 10, 2020. https://www.techstreet.com/cii/standards/cii-ir101-2?gateway_code=cii&product_id=2088668.
Cokal, E. 2019. “Protecting against arc flash with ‘safety by design’.” Accessed October 1, 2019. https://ohsonline.com/Articles/2019/10/01/Protecting-Against-Arc-Flash-with-Safety-by-Design.aspx?Page=1.
Cooke, T., H. Lingard, N. Blismas, and A. Stranieri. 2008. “ToolSHeD TM: The development and evaluation of a decision support tool for health and safety in construction design.” Eng. Constr. Archit. Manage. 15 (4): 336–351. https://doi.org/10.1108/09699980810886847.
Doan, D. 2016. “Prevention through design for electrical systems [Electrical Safety].” IEEE Ind. Appl. Mag. 22 (4): 5–6. https://doi.org/10.1109/MIAS.2016.2547791.
Frijters, A. C., and P. H. Swuste. 2008. “Safety assessment in design and preparation phase.” Saf. Sci. 46 (2): 272–281. https://doi.org/10.1016/j.ssci.2007.06.032.
Gambatese, J. 2019. Prevention through design (PtD) in the project delivery process: A PtD sourcebook for construction site safety. Corvallis, OR: Oregon State Univ.
Gambatese, J. A. 2008. “Research issues in prevention through design.” J. Saf. Res. 39 (2): 153–156. https://doi.org/10.1016/j.jsr.2008.02.012.
Gambatese, J. A., M. Behm, and J. W. Hinze. 2005. “Viability of designing for construction worker safety.” J. Constr. Eng. Manage. 131 (9): 1029–1036. https://doi.org/10.1061/(ASCE)0733-9364(2005)131:9(1029).
Gambatese, J. A., A. G. Gibb, C. Brace, and N. Tymvios. 2017. “Motivation for prevention through design: Experiential perspectives and practice.” Pract. Period. Struct. Des. Constr. 22 (4): 04017017. https://doi.org/10.1061/(ASCE)SC.1943-5576.0000335.
Gaur, S., and A. Tawalare. 2022. “Investigating the role of BIM in stakeholder management: Evidence from a metro-rail project.” J. Manage. Eng. 38 (1): 05021013. https://doi.org/10.1061/(ASCE)ME.1943-5479.0000979.
Gillen, M., L. M. Goldenhar, S. Hecker, and S. Schneider. 2014. Safety culture and climate in construction: Bridging the gap between research and practice. Washington, DC: CPWR—The Center for Construction Research and Training.
Goh, Y. M., and S. Chua. 2016. “Knowledge, attitude and practices for design for safety: A study on civil & structural engineers.” Accid. Anal. Prev. 93 (Aug): 260–266. https://doi.org/10.1016/j.aap.2015.09.023.
Hagan, P. E., J. F. Montgomery, and J. T. O’Reilly. 2009. Accident prevention manual for business & industry: Engineering & technology. Itasca, IL: National Safety Council.
Hardison, D., and M. Hallowell. 2019. “Construction hazard prevention through design: Review of perspectives, evidence, and future objective research agenda.” Saf. Sci. 120 (Dec): 517–526. https://doi.org/10.1016/j.ssci.2019.08.001.
Hecker, S., J. Gambatese, and M. Weinstein. 2005. “Designing for worker safety: Moving the construction safety process upstream.” Prof. Saf. 50 (9): 32–44.
Ho, C., H. Woo Lee, and J. A. Gambatese. 2018. Improving safety in solar installations through prevention through design.” In Proc., Construction Research Congress 2018, 717–726. Reston, VA: ASCE.
Ho, C., H. Woo Lee, and J. A. Gambatese. 2020. “Application of prevention through design (PtD) to improve the safety of solar installations on small buildings.” Saf. Sci. 125 (May): 104633. https://doi.org/10.1016/j.ssci.2020.104633.
Ibrahim, C. K. I. C., S. Belayutham, P. Manu, A. M. Mahamadu, and C. M. Cheung. 2022. “Knowledge, attitude and practices of design for safety (DfS): A dynamic insight between academics and practitioners in Malaysia.” Saf. Sci. 146 (Feb): 105576. https://doi.org/10.1016/j.ssci.2021.105576.
Kasirossafar, M., A. Ardeshir, and R. Latifi Shahandashti. 2012. “Developing the sustainable design with PtD Using 3D/4D BIM tools.” In Proc., World Environmental and Water Resources Congress 2012: Crossing Boundaries. Reston, VA: ASCE.
Lamba, A. 2013. “Practice: Designing out hazards in the real world.” Prof. Saf. 58 (1): 34–40.
Le, H. W., J. Gambatese, and Y. Min. 2020. Prevention through design (PtD) to make solar-ready houses safe for solar workers. Silver Spring, MD: Center for Construction Research and Training.
Lee, H. W., J. Gambatese, and C. Ho. 2017. Applying prevention through design (PtD) to solar systems in small buildings. Silver Spring, MD: Center for Construction Research and Training.
Lingard, H., N. Blismas, R. Peihua Zhang, P. Pirzadeh, K. Jones, J. Harley, and R. Wakefield. 2015. Engaging stakeholders in improving the quality of OSH decision-making in construction projects. Melbourne, Australia: Centre for Construction Work Health and Safety Research, RMIT.
Lingard, H., P. Pirzadeh, N. Blismas, R. Wakefield, and B. Kleiner. 2014. “Exploring the link between early constructor involvement in project decision-making and the efficacy of health and safety risk control.” Construct. Manage. Econ. 32 (9): 918–931. https://doi.org/10.1080/01446193.2014.911931.
López-Arquillos, A., and J. C. Rubio-Romero. 2015. “Proposed indicators of prevention through design in construction projects.” Revista de la Construcción 14 (2): 58–64. https://doi.org/10.4067/S0718-915X2015000200008.
Lyon, B., G. Popov, and E. Biddle. 2016. “Prevention through design for hazards in construction.” Prof. Saf. 61 (9): 37–44.
Lyon, B., D. Walline, and G. Popov. 2019. “Moving risk assessment upstream to the design phase.” Prof. Saf. 64 (1): 24–35.
McGlothlin, J., J. R. Weaver, and A. Menze. 2013. “Mechanical-electrical systems: Education module.” Accessed January 15, 2021. https://www.cdc.gov/niosh/docs/2013-134/pdfs/ME-and-EE-PtD-Module_2013-134.pdf?id=10.26616/NIOSHPUB2013134.
Miles, M. B., and A. Michael Huberman. 1994. Qualitative data analysis. Thousand Oaks, CA: SAGE.
Morrow, S., B. Hare, and I. Cameron. 2016. “Design Engineers’ perception of health and safety and its impact in the design process.” Eng. Constr. Archit. Manage. 23 (1): 40–59. https://doi.org/10.1108/ECAM-01-2013-0009.
NIOSH and CDC (National Institute for Occupational Safety and Health and Centers for Disease Control and Prevention). 2007. Prevention through design workshop agenda. Atlanta: NIOSH and CDC.
NIOSH and CDC (National Institute for Occupational Safety and Health and Centers for Disease Control and Prevention). 2013. Prevention through design. Atlanta: NIOSH and CDC.
Öney-Yazıcı, E., and M. F. Dulaimi. 2015. “Understanding designing for construction safety: The interaction between confidence and attitude of designers and safety culture.” Archit. Eng. Des. Manage. 11 (5): 325–337. https://doi.org/10.1080/17452007.2014.895697.
Popov, G., L. Ann Blunt, J. McGlothlin, D. Young-Corbett, J. N. Zey, and P. Heckel. 2013. “Education: Integrating PTD into undergraduate curricula.” Prof. Saf. 58 (3): 44–49.
Samsudin, N. S., M. Z. Mohammad, N. Khalil, N. D. Nadzri, and C. K. Ibrahim. 2022. “A thematic review on Prevention through design (PtD) concept application in the construction industry of developing countries.” Saf. Sci. 148 (Apr): 105640. https://doi.org/10.1016/j.ssci.2021.105640.
Schulte, P. A., R. Rinehart, A. Okun, C. L. Geraci, and D. S. Heidel. 2008. “National prevention through design (PtD) initiative.” J. Saf. Res. 39 (2): 115–121. https://doi.org/10.1016/j.jsr.2008.02.021.
Schultz, C. S., and K. Jørgensen. 2014. “Integrated safety in design.” In Proc., Achieving Sustainable Construction Health and Safety Conf. Kanata, ON, Canada: The International Council for Research and Innovation in Building and Construction.
Singleton, R., and B. C. Straits. 2005. Approaches to social research. 4th ed. New York: Oxford University Press.
Toole, T. M. 2005. “Increasing engineers’ role in construction safety: Opportunities and barriers.” J. Civ. Eng. Educ. 131 (3): 199–207. https://doi.org/10.1061/(ASCE)1052-3928(2005)131:3(199).
Toole, T. M. 2017. “Adding prevention through design to civil engineering educational programs.” J. Civ. Eng. Educ. 143 (4): 02517005. https://doi.org/10.1061/(ASCE)EI.1943-5541.0000344.
Trethewy, R. W., and M. Atkinson. 2003. “Enhanced safety, health and environment outcomes through improved design.” J. Eng. Des. Technol. 1 (2): 187–201. https://doi.org/10.1108/eb060897.
USACE. 2016. Facility systems safety. Washington, DC: USACE.
US Bureau of Labor Statistics. 2019a. “TABLE A-5. Fatal occupational injuries by occupation and event or exposure, all United States, 2019.” Accessed February 22, 2021. https://www.bls.gov/iif/oshwc/cfoi/cftb0332.htm.
US Bureau of Labor Statistics. 2019b. “TABLE 2. Numbers of nonfatal occupational injuries and illnesses by industry and case types, 2019 [Thousands].” Accessed March 3, 2021. https://www.bls.gov/iif/oshwc/osh/os/summ2_00_2019.htm.
Wang, H., and X. Meng. 2021. “BIM-supported knowledge management: Potentials and expectations.” J. Manage. Eng. 37 (4): 04021032. https://doi.org/10.1061/(ASCE)ME.1943-5479.0000934.
Wang, X., C. Liu, X. Song, and X. Cui. 2022. “Development of an internet-of-things-based technology system for construction safety hazard prevention.” J. Manage. Eng. 38 (3): 04022009. https://doi.org/10.1061/(ASCE)ME.1943-5479.0001035.
Zhang, J., J. C. P. Cheng, W. Chen, and K. Chen. 2022. “Digital twins for construction sites: Concepts, LoD definition, and applications.” J. Manage. Eng. 38 (2): 04021094. https://doi.org/10.1061/(ASCE)ME.1943-5479.0000948.

Information & Authors

Information

Published In

Go to Journal of Management in Engineering
Journal of Management in Engineering
Volume 38Issue 5September 2022

History

Received: Dec 30, 2021
Accepted: May 11, 2022
Published online: Jul 13, 2022
Published in print: Sep 1, 2022
Discussion open until: Dec 13, 2022

Permissions

Request permissions for this article.

Authors

Affiliations

Senior Research Scientist, Center for Education and Research in Construction, Dept. of Construction Management, Univ. of Washington, Architectural Hall 120, Campus Box 351610, Seattle, WA 98195. ORCID: https://orcid.org/0000-0002-9347-4656. Email: [email protected]
Associate Professor, Dept. of Construction Management, Univ. of Washington, Architectural Hall 120, Campus Box 351610, Seattle, WA 98195 (corresponding author). ORCID: https://orcid.org/0000-0003-1994-2850. Email: [email protected]
Professor, School of Civil and Construction Engineering, Oregon State Univ., 201B Kearney Hall, Corvallis, OR 97331. ORCID: https://orcid.org/0000-0003-3540-6441. Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

  • Automatic Identification of Causal Factors from Fall-Related Accident Investigation Reports Using Machine Learning and Ensemble Learning Approaches, Journal of Management in Engineering, 10.1061/JMENEA.MEENG-5485, 40, 1, (2024).
  • Assessing Usability, Frequency, and Efficiency of Fall Hazard Prevention Devices in Construction: Development of a Comprehensive Questionnaire for Evaluation, Construction Research Congress 2024, 10.1061/9780784485293.052, (518-527), (2024).

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share