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Technical Papers
Mar 15, 2013

Assessment of Engineering Students’ Leadership Competencies

Publication: Leadership and Management in Engineering
Volume 13, Issue 2

Abstract

Leadership development has become increasingly important in engineering education as companies look for engineers with leadership, communication, and teamwork skills. To embed these competencies into engineering curricula, a competency-based educational model has been implemented in which 4th-year engineering students led design project teams made up of 1st-year students. The study described in this paper had two aims. The first was to determine which leadership competencies were exhibited by the 4th-year students. The second was to assess their perceived leadership effectiveness. We identified leadership competencies using the behavioral event interview technique and measured leadership effectiveness using a 360-degree assessment. The results demonstrate that the student leaders exhibited the following competencies most frequently: commitment to learning, interpersonal communication, teamwork, and results orientation. The results also indicate that the 1st-year students perceived the student leaders’ leadership effectiveness as satisfactory. The educational model described in this paper can easily be implemented in other institutions to encourage and nurture leadership talent in students.
It has become widely recognized not only that the engineer of the 21st century needs leadership and management skills, but also that engineering graduates tend to be ill prepared when it comes to these skills (Dudman and Wearne 2003; Ellis and Petersen 2011; Farr et al. 1997; Farr and Brazil 2010; Goleman 1999; Kumar and Hsiao 2007). For example, a study by the American Society for Engineering Management (Cherrington et al. 1995) identified leadership as the largest gap of all “the perceived gaps in the value of the organization versus preparedness for the new BS engineers.” Foulsham (1984) similarly noted that many excellent engineers promoted to management become poor managers. Krug (1996) wrote that above all other considerations, engineering research consultants consistently seek “engineering managers with leadership skills.” Sageev and Romanowski (2001), in their survey study, concluded that “technical abilities are a given; communication and leadership differentiate.” Accordingly, the National Academy of Engineering (2004) suggested that engineering curricula should provide education that prepares engineering students for leadership positions. Nevertheless, such an undertaking cannot be accomplished simply by adding more subjects to an already full curriculum (Witt 2005).
To rise to this challenge, the chemical engineering department of the Universitat Rovira i Virgili in Tarragona, Spain, implemented a competency-based educational model (Giralt et al. 2000). In this model, 4th-year engineering students who are enrolled in a project management in practice (PMP) course have the opportunity to develop their team leadership competencies by leading 1st-year integrated design project (IDP) teams (Giralt et al. 2000; Witt et al. 2002, 2006). This formal training is given after the 4th-year students have already experienced for themselves leader-directed and leader-centered teamwork in the 1st year, shared leadership teamwork in the 2nd year, and self-managed teamwork in the 3rd year of their engineering studies.
The current study sought to accomplish two objectives. The first was to identify the leadership behaviors demonstrated by the 4th-year student leaders who were trained under the Universitat Rovira i Virgili’s competency-based educational model. The second was to assess these students’ leadership effectiveness as perceived both by themselves and by their team members. This paper begins with an overview of the 4th-year PMP course, followed by a description of the leadership competencies being considered. A description of the methodology and results follows.

Project Management in Practice Course

The PMP course, which is offered annually as an elective course, aims to equip 4th-year engineering students with leadership competencies and with project management and facilitation skills. The approach used for leadership development is experiential and combines formal training, an integrated design project, personal coaching, and reflective journal writing.
Formal training is carried out through in-class teaching. Its purpose is to equip students with the key concepts relevant to leadership, project management, and facilitation techniques and tools (Alabart et al. 2008b, 2008c; Özgen 2010). The integrated design project allows the 4th-year students to have hands-on experience in leading a team (the IDP team) and in thinking, feeling, and acting as leaders. This on-the-job training approach is an essential part of the leadership development process (Allio 2005). Personal coaching has recently emerged as an effective competency development process (Thach 2002; Wales 2002) and has thus been included in the PMP course to provide support and feedback tailored to the individual and specific needs of student leaders. The coaching sessions are conducted in formal, 20-min, individual meetings held every week throughout the academic year. Reflective journal writing is used to help the student leaders reflect and to provide them with feedback tailored to their specific needs (Alabart et al. 2008b; Boud et al. 1985; Hogan 1995). The team leaders work with their IDP teams for two consecutive academic semesters (15 weeks each). Team leaders are responsible for team development. They meet needs, achieve goals, and manage the way in which their team works. The team leader acts as a role model for the team members and helps them build relationships, adopt methodologies, and gain the knowledge and skills needed so they can take on greater levels of responsibility over time and increase performance. The team leaders’ responsibilities are described in Table 1.
Table 1. Team Leaders’ Responsibilities
ResponsibilitiesDescription
Learning and improvementInvestigates the capacities of the team and its members and encourages team members to improve continuously.
Communication and motivationUnderstands and explains the big picture. Defines the team’s purpose, envisions future success (goals, targets), and identifies the path to follow. Motivates and inspires team members and acts as a role model for leadership and teamwork.
TeamworkBuilds the team. Establishes objectives, roles, and responsibilities. Manages meetings and coordinates activities. Handles conflicts and facilitates constructive conflict resolution.
Project managementMonitors process execution and manages changes in planning. Assesses team members to improve performance, gives continuous feedback and quantitative performance appraisals to team members, and applies a balance of consequences. Is responsible for the team charter (e.g., clients and stakeholders’ needs and requirements, team norms, project scope, time schedule, product definition, communication processes). Is responsible for the closeout report.
Change managementHandles team members’ fear of change.

Leadership Competencies

Although the term leader was conceptualized in prebiblical times (Van Seters and Field 1990), the scientific study of leadership began only at the turn of the 20th century (Bass 1981). Since then, several approaches have been taken to research on leadership, as shown in Table 2.
Table 2. Major Approaches to the Scientific Study of Leadership
ApproachConstructReferences
Trait theoryDefines successful leadership in terms of the leaders’ traitsKirkpatrick and Locke 1991
Power and influence approachesExamines leadership in terms of the leader’s power and influenceCartwright 1965; French and Raven 1959
Situational and contingency approachesEmphasizes the need for specific leader qualities in certain situationsFiedler 1964; Evans 1970; Hemphill 1949; House 1971
Charismatic and visionary approachExamines the leader’s ability to inspire others (charismatic approach) and identifies the leader’s transactional and transformational leadership styles (visionary approach)Bass 1985; Bass and Avolio 1996
Competency approachExamines competencies exhibited by effective leadersMcClelland 1973; Boyatzis 1982; Dulewicz and Higgs 2003
The latest research on leadership has focused on the competencies of effective leaders. The concept of competency is not new and has been around for centuries. For instance, the early Romans were known to practice a form of competency profiling by listing the attributes of a “good Roman soldier” (Draganidis and Mentzas 2006). Competency models began to proliferate in the early 1990s after McClelland (1973) demonstrated that knowledge tests, school grades, and credentials did not predict job performance or success in life and suggested that competency should become the basis for more effectively predicting individual performance in organizations. Consequently, competencies have attracted much attention and have been applied to recruitment, assessment, staff development, performance management, and career planning (Cheng et al. 2003; Draganidis and Mentzas 2006). The first empirically based and fully researched book on competency model development was written by Boyatzis (1982), who defined a competency as an underlying characteristic of a person that leads to or causes superior or effective performance in a job or situation (Boyatzis 1982; Yeung 1996).
The competency scheme applied in the PMP course is based on a competency dictionary developed at Universitat Rovira i Virgili (Alabart et al. 2008a) based on the framework of the eight fundamental concepts described in the European Foundation for Quality Management (2003) Excellence Model. This dictionary covers eight competencies; the operational definitions are summarized in Table 3.
Table 3. Definitions of the Competencies Studied (Reprinted with permission from Alabart et al. 2008a)
CompetencyDefinition
Client orientationDesire to help and serve others and to respond to their needs; involves making an effort to identify the needs and expectations of clients and agreeing to the requirements of the product or service
Commitment to learningAcceptance of responsibility for one’s own learning and for acquiring and enhancing one’s knowledge, skills and abilities, and attributes to improve one’s performance and suitability for the job and to contribute to continuous improvement; involves developing others’ ability to perform their duties and contribute to the organization and fostering lifelong learning in others
Drive for excellenceMotivation and ability to challenge the status quo and make things better; involves capitalizing on learning to generate opportunities for improvement and innovation and making change happen
IntegrityHarmony of feelings and thoughts with words and actions for the sole purpose of treating other people well, without any evil intention or desire to deceive them, take advantage of them, or manipulate and control them; involves constant review of one’s own performance as one strives to be consistent
Interpersonal communicationAbility to convey and receive information clearly and communicate effectively with others; involves giving proper consideration to the views of others to be able to respond to them appropriately (e.g., by showing understanding toward others, influencing others, or mobilizing others with an inspiring and compelling vision)
Responsiveness to changeAcceptance of change as something positive and necessary for growth and progress both at a personal and organizational level; involves identifying and driving change, facilitating transition in the change process, and helping others cope with the effects of change
Results orientationAbility to work with energy, drive, and a desire to finish what has been started; involves not giving up before finishing, even in the face of resistance or setbacks, and constantly exerting pressure on oneself and others to achieve results
TeamworkContribution to effective team output through cooperation, participation, and a commitment to shared visions and goals; involves working to achieve interdependence with personal accountability
Competencies in the dictionary are structured in three progressive mastery levels. The first level, self, is for people who do not supervise other people. The second level, team leadership, is designed for people who lead a team or a unit in an organization. Finally, the third level, organizational leadership, is reserved for those who lead the whole organization. Each of these levels is characterized for each competency by five behavioral descriptors. Therefore, there are 40 behavioral descriptors for each level for the eight competencies, and the entire dictionary consists of 120 behavioral descriptors. Although the PMP course revolves around the eight competencies included in Table 3, the student leaders were neither introduced to nor trained in the 120 behavioral descriptors in the competency dictionary.

Methodology

Sample

The number of available leadership positions depends on the number of students enrolled in 1st-year courses. On average, a dozen 1st-year project teams are formed. The sample analyzed consisted of 11 student leaders from 1 academic year (6 women and 5 men). Their average age was 21.5 years (standard deviation [SD]=0.7). All were full-time students. The average team size was 6 members (SD=1.98).

Data Collection and Analysis

Leadership behavior data were collected using the behavioral event interview technique and were coded for the eight competencies listed in Table 3. Leadership effectiveness data were collected using a 360-degree feedback process involving both the student leaders and their team members (i.e., 1st-year students).

Behavioral Event Interview

The behavioral event interview technique was used to assess leadership competencies. The behavioral event interview is an adaptation of the critical incident interview (Flanagan 1954) and is a well-established method for assessing individual competencies (Boyatzis 1982; McClelland 1973, 1998; Spencer and Spencer 1993).
Interviews with the student leaders were conducted toward the end of the project (i.e., the end of the academic year) by the PMP course professors. During the interviews, participants were asked to recall and describe specific events in which they felt particularly effective or ineffective as a leader. They were encouraged to provide a clear account of the event; how it started; who else was involved; what they felt, thought, and did during each event; and the final outcome. The interviews lasted an average of 46 min (SD=9.11). All interviews were audiotaped and transcribed verbatim into electronic formats. Permission was obtained from participants to use their data in research studies without disclosing their identities.
The qualitative data collected through the behavioral event interviews were thematically analyzed (Boyatzis 1998) and coded. We analyzed the coded data to determine the percentage distributions of coded leadership behaviors across the three proficiency levels (self, team, and organizational) and the percentage frequency distributions of the eight competencies shown at the team leadership level. The latter were computed following the method outlined by Camuffo et al. (2009, p. 855), who described percentage frequency distribution as “the number of times a competency is detected out of the maximum possible number of times it can be detected; for example, a 10 percent frequency means that a competency appears in one behavioral event out of ten.” We investigated the eight competencies at the team leadership level—that is, the level at which the student leaders were expected to deploy leadership behaviors.

360-Degree Feedback Process

We used the 360-degree feedback ratings provided as part of a development intervention (Özgen et al. 2008) to assess perceptions of leadership effectiveness. Typically this process involves collecting both self-ratings and ratings from “significant others,” such as peers and supervisors (Yammarino and Atwater 1997). The present study collected both self-ratings (n=11) and team member ratings (n=53). Team members were selected as feedback providers on the basis of their frequent interactions with student leaders.
Because the 360-degree feedback process was new to the participants, training in the use of this process was provided in advance (for details, see Özgen et al. 2008). The feedback process was held at the beginning of the second semester so that team members had enough time (4 months) to observe their leaders (Yukl and Lepsinger 1995). All respondents completed the same questionnaire, which contained 40 behavioral statements relating to the eight competencies at the team leadership level. Statements were identical in the self and team member rating questionnaires, except that the self-rating statements began with “I” and the team member rating statements began with “My team leader.” The behavioral statements were randomly distributed across the questionnaire so that the respondents did not know which competency each statement was assessing. The statements were rated on a 5-point scale from 1 (not developed) to 5 (excellent). The internal consistency of the scales (Cronbach’s alpha) was higher than 95 for both the self-assessment and the team member rating questionnaire. The alpha coefficients for the individual competency scales ranged between 55 and 84 for self-ratings and between 65 and 85 for team member ratings. Similar alpha coefficients have been reported for other 360-degree feedback instruments (Kets de Vries et al. 2009; Sala 2002).
Average self- and team member ratings were calculated for the eight competencies. We compared the two groups’ mean ratings using the Mann-Whitney U test. All tests were two-tailed; the level of statistical significance was set at p<.05, and analyses were performed using SPSS for Windows, Version 17.0 (SPSS, Inc., Chicago).

Results

The results are presented in two sections: (1) leadership behaviors and competencies demonstrated by team leaders and (2) team leaders’ perceived leadership effectiveness.

Leadership Behaviors and Competencies Demonstrated by Team Leaders

The distribution of leadership behaviors across the three proficiency levels for each student leader is shown in Fig. 1. All students but one (L11) mostly demonstrated leadership behaviors at the team leadership proficiency level. The percentage of behaviors shown at this level was higher than 50%. All students showed behaviors from the self leadership level, and some exhibited behaviors at the organizational leadership level (L1, L2, L4, L6, and L10).
Figure 1. Percentage distribution of student leaders’ self, team, and organizational leadership behaviors
Table 4 shows the percentage frequency distributions of competencies at the team leadership level. The student leaders demonstrated most frequently the commitment to learning, interpersonal communication, teamwork, and results orientation competencies. Ten of the 11 students exhibited the commitment to learning and interpersonal communication competencies, 8 demonstrated the teamwork competency, and 7 showed the results orientation competency.
Table 4. Percentage Frequency Distributions of Competencies at the Team Leadership Level (N=11)
Individual leaderCompetency (%)
Commitment to learningInterpersonal communicationTeamworkResults orientationIntegrityDrive for excellenceResponsiveness to changeClient orientation
L187.537.537.512.562.525.012.50.0
L233.350.033.316.70.00.016.70.0
L320.040.040.00.040.00.00.00.0
L466.716.716.733.316.70.033.30.0
L516.733.333.30.00.016.70.016.7
L640.00.00.040.00.00.00.00.0
L725.050.050.025.00.00.00.00.0
L850.025.025.025.00.00.00.00.0
L920.040.00.00.00.00.00.00.0
L1033.350.033.30.00.00.00.00.0
L110.025.00.025.00.00.00.00.0
Average %35.733.424.516.110.81.55.73.8
The student leaders exhibited least frequently the integrity, drive for excellence, responsiveness to change, and client orientation competencies. Three student leaders demonstrated the competencies of integrity and responsiveness to change, 2 showed the drive for excellence competency, and only 1 demonstrated the client orientation competency.

Team Leaders’ Perceived Leadership Effectiveness

Fig. 2 illustrates the students’ leadership effectiveness. For each of the eight competencies, the students’ effectiveness was perceived as satisfactory by both the leaders themselves (mean ratings 3.02–3.53) and their team members (mean ratings 3.61–3.78). Fig. 2 also shows that the students’ self-ratings tended to be lower than those of their team members. The Mann-Whitney U test used to compare the ratings between the two groups indicated that the student leaders rated themselves significantly lower than their team members on the following four competencies: client orientation, U=144.0, p<.01, r=.33; drive for excellence, U=164.0, p<.05, r=.28; results orientation, U=157.5, p<.05, r=.28, and teamwork, U=176.0, p<.05, r=.26.
Figure 2. Individual student leaders’ perceived leadership effectiveness, rated on a scale of 1 (not developed) to 5 (excellent)

Discussion

The two objectives of this study were to determine the leadership behaviors and competencies demonstrated by the student leaders and to assess their perceived leadership effectiveness. The results indicate that the great majority of the student leaders studied (90.9%) mostly demonstrated leadership behaviors at the team leadership proficiency level. This finding is understandable given the fact that the 4th-year student leaders were expected to deploy leadership behaviors at this level so they could act as real leaders when building, managing, and leading their integrated design project teams.
The results show that the student leaders exhibited most frequently the competencies of commitment to learning, interpersonal communication, teamwork, and results orientation (see Table 4). These most frequently demonstrated competencies are directly related to the main job responsibilities assigned to student leaders (see Table 1). Therefore, these student leaders demonstrated behaviors that enabled them to fulfill their team leadership responsibilities.
The results also indicate that the students demonstrated the following competencies infrequently (see Table 4): integrity, drive for excellence, responsiveness to change, and client orientation. This finding might be explained by the nature of the IDP projects that the students carried out. These projects were well defined and were carried out in a non-real-world, non-client-driven environment. Therefore, it was difficult for students to demonstrate client orientation in the classroom environment, where they were unable to experience the pressures caused by the expectations of real clients. In addition, the well-defined IDP projects may not have allowed students to demonstrate the creativity and innovation that are required for excellence, which may explain the low frequency occurrence of the drive for excellence competency. Regarding the responsiveness to change competency, it should be noted that unexpected or major changes generally did not occur during the IDP projects, which limited the opportunities for the leaders to exhibit this competency. It was somewhat surprising to find that integrity was a low-frequency competency for these student leaders. These findings are important when trying to understand the leadership behavioral repertoire of the 4th-year students. Such information can be very valuable for educators wishing to provide targeted training on apparently undeveloped competencies and to enhance the richness of students’ behavioral repertoires.
The findings indicate that students’ leadership effectiveness was perceived as satisfactory. However, what was unexpected was that the student leaders rated themselves significantly lower than did their team members on several competencies. This finding was surprising because the 360-degree feedback literature indicates that self-ratings tend to be consistently higher than ratings by others (Bass and Yammarino 1991; Conway and Huffcutt 1997). For example, in a study of 31 construction management and civil engineering students, Ellis and Petersen (2011) found that on average, the leaders’ assessments of themselves were higher than the assessments by their peers. In contrast, our student leaders rated their effectiveness significantly lower than did their team members in the client orientation, drive for excellence, results orientation, and teamwork competencies (p<.05). It is understandable that the student leaders should be more critical of their effectiveness in drive for excellence and client orientation than their team members because these are the competencies that they used least frequently (see Table 4). The leaders’ awareness of their infrequent use of these competencies may have led them to be more critical in their self-ratings. It is surprising, however, to find that the student leaders’ ratings of their effectiveness were also significantly lower than those of their team members regarding the teamwork and results orientation competencies, given that these are among the competencies they most frequently used. This finding suggests that the student leaders did not fulfill their expectations of themselves as team leaders in these two competencies.

Suggestions for Improvement

The competency-based educational model and the current IDP projects do not foster the development of the client orientation competency because real clients are absent from the classroom environment. Real client expectations could be introduced by transforming the current integrated design projects into real company projects aimed at solving or improving industrial processes or enhancing products (see, e.g., Graen et al. 2006). This change would also enable students to enhance their responsiveness to change and drive for excellence competencies, which the student leaders in the present study had little opportunity to use. The PMP course could correspondingly provide educational activities to prepare students for change and to overcome the associated feelings of threat, uncertainty, and anxiety (Eby et al. 2000). In this respect, Tyler and Tyler (2006) suggested the use of a transtheoretical model to understand varying student needs and to design educational activities to address these needs in a targeted manner. The 360-degree feedback results show discrepancies between the leaders’ perceptions of their leadership effectiveness and the team members’ perceptions of their leaders’ effectiveness. This information can be very useful in redesigning the coaching sessions conducted with the student leaders. Hoojiberg and Lane (2009) showed that the participants in multisource feedback coaching sessions expected and wanted their coach to be actively involved in interpreting the results and making recommendations.

Limitations and Future Work

The major limitation of the present study is the relatively low number of student leaders (n=11) involved in the analysis. Clearly, analysis of leadership data from a larger sample is warranted. Future research could seek to determine whether certain personal characteristics of students predict the students’ use and demonstration of leadership behaviors.

Conclusion

This study investigated the leadership competencies and effectiveness of eleven 4th-year engineering students acting as team leaders to teams of 1st-year students working on integrated design projects. The results show that the team leaders’ behaviors occurred mostly at the team leadership proficiency level rather than at the self or organizational leadership levels. The findings suggest that the framework used (senior students leading junior students) facilitates the emergence of team-oriented leadership behaviors such as teamwork, interpersonal communication, and commitment to learning. The results also indicate that the students’ leadership effectiveness was perceived as satisfactory. The data collected would be useful in modifying the integrated design projects and the project management in practice course. This, in turn, would enable the leadership training to be targeted more effectively so as to enrich students’ leadership behavioral repertoire. The educational model described in this paper can be easily implemented in other institutions to encourage and nurture leadership talent in students.

Acknowledgments

The first author gratefully acknowledges financial support from the Universitat Rovira i Virgili, Fundació Universitat Rovira i Virgili, and Aprendizaje de los Productos Químicos, Sus Usos y Aplicaciones.

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Biographies

Sibel Özgen is part-time lecturer, Departament d’Enginyeria Quimica, Universitat Rovira i Virgili, Tarragona, Catalunya, Spain. She can be contacted at [email protected].
Olga Sánchez-Galofré is supply network operations project manager, Procter & Gamble, Madrid, Spain.
Joan R. Alabart is associate profesor, Departament d’Enginyeria Quimica, Universitat Rovira i Virgili, Tarragona, Catalunya, Spain.
Magda Medir is associate profesor, Departament d’Enginyeria Quimica, Universitat Rovira i Virgili, Tarragona, Catalunya, Spain.
Francesc Giralt is Distinguished Professor and Distinguished Researcher, Departament d’Enginyeria Quimica, Universitat Rovira i Virgili, Tarragona, Catalunya, Spain.

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Go to Leadership and Management in Engineering
Leadership and Management in Engineering
Volume 13Issue 2April 2013
Pages: 65 - 75

History

Received: Aug 23, 2011
Accepted: Dec 22, 2011
Published online: Mar 15, 2013
Published in print: Apr 1, 2013

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Sibel Özgen, Ph.D.
Dr. Sibel Özgen, Departament d’Enginyeria Quimica, Escola Tecnica Superior d’Enginyeria Quimica, Universitat Rovira i Virgili, Av. dels Països Catalans 26, 43007 Tarragona, Catalunya, Spain.
Olga Sánchez-Galofré, B.Sc.
Ms. Olga Sánchez-Galofré, P&G Madrid General Offices, Av. Bruselas 24, 28009 Alcobendas, Madrid, Spain.
Joan R. Alabart, Ph.D.
Dr. Joan R. Alabart, Departament d’Enginyeria Quimica, Escola Tecnica Superior d’Enginyeria Quimica, Universitat Rovira i Virgili, Av. dels Països Catalans 26, 43007 Tarragona, Catalunya, Spain.
Magda Medir, Ph.D.
Dr. Magda Medir, Departament d’Enginyeria Quimica, Escola Tecnica Superior d’Enginyeria Quimica, Universitat Rovira i Virgili, Av. dels Països Catalans 26, 43007 Tarragona, Catalunya, Spain.
Francesc Giralt, Ph.D., D.Sc.
Dr. Francesc Giralt, Departament d’Enginyeria Quimica, Escola Tecnica Superior d’Enginyeria Quimica, Universitat Rovira i Virgili, Av. dels Països Catalans 26, 43007 Tarragona, Catalunya, Spain.

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