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Education in Practice
Mar 15, 2012

University Education Dilemma: The Challenge of Balancing Teaching with Scholarship

Publication: Leadership and Management in Engineering
Volume 12, Issue 2
During the past 20 years, many small- to medium-sized universities have been moving away from being teaching universities toward adopting more rigorous requirements for professors to conduct funded research. Unfortunately, many of these universities have not substantially reduced teaching loads and professors may still be required to teach three or four courses per semester, while professors at larger research institutions are required to teach only two courses or fewer per semester. Even within these teaching guidelines, professors might be assigned to teach courses with 50 to 100 or more students without being assigned teaching assistants to ease the burden of grading high volumes of homework and exams each semester.
In addition to teaching two to four courses per semester, engineering professors are expected to secure externally funded research grants by writing proposals and publishing the results of their research in premier refereed scholarly journals. Universities that previously were not emphasizing research are now requiring professors to secure external grants to compensate for budget shortfalls, causing the competition for grants to increase exponentially. The number of externally funded research grants is also decreasing because of budget reductions in federal and state agencies, which further reduces the chances of academics being awarded a substantial grant in an engineering discipline early in their academic career.
Currently, the odds of having a manuscript accepted by a reputable, Tier 1 refereed journal are decreasing rapidly. With increasing competition for having manuscripts published in refereed engineering journals, new journals are being created that require academics who are able to edit them, solicit reviewers, provide editorial reviews for articles, and ensure that reviews are completed in a timely manner, all of which consume valuable time. The amount of time required for a manuscript to be reviewed, edited, resubmitted, rereviewed, processed, copyedited, and published varies from 6 months to several years depending on the volume of manuscripts submitted to a particular journal. There are many more professors in all of the engineering disciplines now than there were 20 to 30 years ago, further contributing to the increasing volume of manuscripts under review for publication in engineering journals.

Expectations for Tenure and Promotion

When engineering professors are reviewed for tenure and promotion at the end of 5 years as an assistant professor, the expectations related to scholarly output include a minimum number of published refereed articles in top-tier journals varying from three to over a dozen. In addition, some engineering institutions require that professors have secured grants that at a minimum are equivalent to their salary for all 5 years. With the reduced availability of grants and increasing competition for having manuscripts published, the requirements for tenure become less attainable, and many assistant professors either leave academia before being reviewed for tenure and enter the engineering industry or are denied tenure when they become eligible at the beginning of their 6th year in academia.
If tenure-track professors are focusing on writing grants, conducting research, writing scholarly manuscripts, reviewing manuscripts, editing journals, and presenting the results of their research at conferences, these activities reduce the amount of time they have available for preparing course notes and materials, writing homework assignments and examinations, conducting lectures, grading assignments and examinations, and holding office hours. Achieving some type of balance between research and scholarship is becoming more difficult for academics; they are evaluated on their achievements in both scholarship and teaching, yet at different times their focus is on only one of these two areas. Newly hired academics who have recently completed their Ph.D. might be teaching courses for the first time in their career, yet during their first year in an academic position their focus needs to be on writing research proposals or they will fall behind in their pursuit of scholarly achievements. In order to meet minimum tenure requirements, academics typically pursue scholarly achievements according to the timeline shown in Table 1.
Table 1. Recommended Scholarly Milestones for Engineering Tenure-Track Academics
YearScholarly focus
1Write research proposals
 Submit manuscripts based on dissertation to journals for review
2Conduct research and present interim results at conferences if awarded a proposal, or continue writing proposals
3Publish journal articles submitted in year 1
 Write and submit journal manuscripts based on research results
 Write research proposals
4Publish journal articles
 If awarded grants, conduct research
 Write research proposals
5Write and submit journal manuscripts based on research results
 Write research proposals
6Publish journal articles submitted in year 3
 Submit tenure documents
 Prepare for tenure review
 If awarded grants, conduct research
 Write research proposals
Unfortunately, the first year of an academic career normally entails developing courses and teaching them for the first time without any prior education on how to teach courses. Teaching evaluations occur each year, as contrasted with evaluations for scholarship, which may occur only at years 3 and 6; therefore, tenure-track professors tend to focus on teaching rather than on scholarship during their first year in academia. Newly hired tenure-track professors may have little or no knowledge about how to write appropriate proposals unless they are mentored by a senior faculty member who provides insight into funding agencies, procedures, processes, and cycles.
If engineering professors focus on their teaching when they are first hired because they choose to do so, or have heavy teaching loads, or are required to teach a variety of courses, this focus will extend the timeline shown in Table 1 by at least a year, potentially precluding their attainment of tenure at the beginning of their sixth year. If faculty members have performance reviews on a yearly basis for reappointment or are reviewed at the end of their third year, professors who focus on teaching their first year could conceivably not be reappointed at the end of the third year because they will not have been able to publish the results of their research by the third year. Some universities reappoint engineering professors at the end of their third year based on publications from their Ph.D. dissertation research and the attainment of external research funding, because it demonstrates that they will potentially produce scholarly publications based on the results of their funded research by the time they are being reviewed for tenure in their sixth year. But the time dedicated to producing publications based on their research could compromise their teaching during the first few years in their tenure-track position.

An Alternative to Assist Tenure-Track Professors

With the increased burden of requirements for teaching and scholarship for tenure-track professors, it might be an appropriate time for some universities to commingle traditional hiring models for tenure-track faculty with short-term contract models for hiring faculty such as industry professors, professors of practice, or fixed-term professors who focus exclusively on teaching higher numbers of courses (usually four per semester) than tenure-track faculty members. Industry professors, professors of practice, and fixed-term professors may have either a Ph.D. or a master’s degree, but they normally are required to have a minimum number of years of industry work experience. Hiring these types of professors helps to reduce the teaching loads of traditional tenure-track professors, allowing tenure-track professors more time to focus on scholarly pursuits during the tenure process and enabling engineering departments to obtain more research funding.
Faculty members who are not tenure track could be hired as full-time faculty members for periods of 1, 2, or 3 years with the potential of having their contracts renewed at the end of the contract period after an appropriate review process. The faculty members in these positions are not required to conduct research, but they may be involved in advising students, assisting with student organizations, and participating in other department initiatives. Non-tenure-track faculty members are usually paid less than tenure-track faculty members, and it is easier to terminate their contracts at the end of the contract period than it is to terminate tenure-track faculty members because tenure-track faculty members are still employed for 1 year after they are denied tenure. Because non-tenure-track faculty members are not obligated to conduct research, they are able to focus exclusively on teaching, potentially increasing the quality of the teaching in engineering departments.

Conclusion

The constraints imposed on tenure-track and tenured faculty members in engineering departments make it difficult for them to balance their teaching requirements with scholarly pursuits. Sometimes, rather than attempting to achieve a balance between these two areas, tenure-track faculty members focus on one area to the exclusion of the other. Even if this exclusive focus lasts only one year, it could have a negative impact over the next few years of their career and possibly lead to denial of tenure. If tenure-track faculty members do not have a mentor, it is important for the department head, or the members of the committees that review their yearly progress, to provide guidance on the milestones they have to achieve during each of the 5 years before their review for tenure. Accomplishing yearly achievement milestones, such as those listed in Table 1, could help tenure-track faculty members balance achievement of these milestones with their teaching requirements during each of the 5 years before tenure review.
Using professors hired on fixed-term contracts who have industry experience could help ease the teaching burden on tenure-track and tenured professors and provide them with additional time to pursue funded research grants and to publish in scholarly journals. Having fixed-term professors in engineering departments could also lead to an improvement in the quality of teaching because the fixed-term faculty members would focus exclusively on teaching.

Biographies

J. K. Yates is the Joe W. Kimmel Distinguished Professor of Construction Management, Department of Construction Management, Kimmel School of Construction Management and Technology, Western Carolina University, Cullowhee, NC; [email protected].
One of the objectives of this column is to provide a forum for anyone interested to submit their comments and have them discussed in this column. We invite your comments and suggestions on how to improve the process of educating engineers. Comments can be sent to Merlin Kirschenman at [email protected] or Brian Brenner at [email protected].

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Go to Leadership and Management in Engineering
Leadership and Management in Engineering
Volume 12Issue 2April 2012
Pages: 91 - 93

History

Received: Apr 8, 2011
Accepted: Dec 14, 2011
Published online: Mar 15, 2012
Published in print: Apr 1, 2012

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J. K. Yates, Ph.D., M.ASCE

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