Technical Papers
Aug 31, 2018

Physical and Numerical Modeling of Hybrid Foundations to Mitigate Seismic Fault Rupture Effects

Publication: Journal of Geotechnical and Geoenvironmental Engineering
Volume 144, Issue 11

Abstract

Strong earthquakes threaten civil structures through ground shaking and, sometimes, due to the outcrop of the causative fault. A number of hybrid foundation schemes that have been found helpful in protecting a structure against strong shaking are evaluated with respect to their effectiveness in reducing the impact of tectonic displacements as well. A series of physical model tests are conducted on hybrid foundations combining (1) footings, designed to provide seismic protection (isolation) through rocking, with (2) a number of belowground interventions hopefully capable of diverting the fault rupture and limiting structural distortion. Fault rupture propagation within a stratum of dense dry sand is simulated at a scale of 1:15 using a custom made 3-m-long split box. The performance of hybrid foundation systems embedded in sand is compared with that of the same footing without interventions. Finite-element modeling is also used and, after validation against experimental results, is used in a parametric study on the effectiveness of the proposed interventions and the potential optimization of their geometry.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

This research study was financially supported by the Greek State Scholarship Foundation (IKY Fellowships of Excellence for Postgraduate Studies in Greece–Siemens Program). The authors are grateful to Natalia Tsoukala and Christos Tsoutsias for their contribution to improving the quality of photographic data.

References

Ahmed, W., and M. F. Bransby. 2009. “The interaction of shallow foundations with reverse faults.” J. Geotech. Environ. Eng. 135 (7): 914–924. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000072.
Anastasopoulos, I., and G. Gazetas. 2007. “Foundation–structure systems over a rupturing normal fault. Part I: Observations after the Kocaeli 1999 Earthquake.” Bull. Earthquake Eng. 5 (3): 253–275. https://doi.org/10.1007/s10518-007-9029-2.
Anastasopoulos, I., G. Gazetas, M. F. Bransby, M. C. R. Davies, and A. El Nahas. 2007. “Fault rupture propagation through sand: Finite element analysis and validation through centrifuge experiments.” J. Geotech. Geoenviron. Eng. 133 (8): 943–958. https://doi.org/10.1061/(ASCE)1090-0241(2007)133:8(943).
Anastasopoulos, I., G. Gazetas, M. F. Bransby, M. C. R. Davies, and A. El Nahas. 2009. “Normal fault rupture interaction with strip foundations.” J. Geotech. Geoenviron. Eng. 135 (3): 359–370. https://doi.org/10.1061/(ASCE)1090-0241(2009)135:3(359).
Anastasopoulos, I., G. Gazetas, M. Loli, M. Apostolou, and N. Gerolymos. 2010. “Soil failure can be used for seismic protection of structures.” Bull. Earthquake Eng. 8 (2): 309–326. https://doi.org/10.1007/s10518-009-9145-2.
Anastasopoulos, I., R. Kourkoulis, G. Gazetas, and A. Tsatsis. 2013. “Interaction of piled foundation with a rupturing normal fault.” Géotechnique 63 (12): 1042–1059. https://doi.org/10.1680/geot.12.P.114.
ASTM. 2016a. Standard test methods for maximum index density and unit weight of soils using a vibratory table. ASTM D4253. West Conshohocken, PA: ASTM.
ASTM. 2016b. Standard test methods for minimum index density and unit weight of soils and calculation of relative density. ASTM D4254. West Conshohocken, PA: ASTM.
Bransby, M. F., M. C. R. Davies, A. El Nahas, and S. Nagaoka. 2008. “Centrifuge modelling of reverse fault–foundation interaction.” Bull. Earthquake Eng. 6 (4): 607–628. https://doi.org/10.1007/s10518-008-9080-7.
Bray, J. D., and K. I. Kelson. 2006. “Observations of surface fault rupture from the 1906 earthquake in the context of current practice.” Supplement, Earthquake Spectra 22 (S2): 69–89. https://doi.org/10.1193/1.2181487.
Bray, J. D., R. B. Seed, L. S. Cluff, and H. B. Seed. 1994. “Earthquake fault rupture propagation through soil.” J. Geotech. Eng. 120 (3): 543–561. https://doi.org/10.1061/(ASCE)0733-9410(1994)120:3(543).
Chang, K.-C., D.-W. Chang, M.-H. Tsai, and Y.-C. Sung 2000. “Seismic performance of highway bridges.” Earthquake Eng. Eng. Seismol. 2 (1): 55–77.
Cole, D. A., and P. V. Lade. 1984. “Influence zones in alluvium over dip-slip faults.” J. Geotech. Eng. 110 (5): 599–615. https://doi.org/10.1061/(ASCE)0733-9410(1984)110:5(599).
Deng, L., B. Kutter, and S. Kunnath. 2012. “Centrifuge modeling of bridge systems designed for rocking foundations.” J. Geotech. Geoenviron. Eng. 138 (3): 335–344. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000605.
Dong, J. J., C. D. Wang, C. T. Lee, J. J. Liao, and Y. W. Pan. 2003. “The influence of surface ruptures on building damage in the 1999 Chi-Chi earthquake: A case study in Fengyuan City.” Eng. Geol. 71 (1–2): 157–179. https://doi.org/10.1016/S0013-7952(03)00131-5.
Drosos, V., T. Georgarakos, M. Loli, I. Anastasopoulos, O. Zarzouras, and G. Gazetas. 2012. “Soil-foundation-structure interaction with mobilization of bearing capacity: An experimental study on sand.” J. Geotech. Geoenviron. Eng. 138 (11): 1369–1386. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000705.
Faccioli, E., I. Anastasopoulos, G. Gazetas, A. Callerio, and R. Paolucci. 2008. “Fault rupture–foundation interaction: Selected case histories.” Bull. Earthquake Eng. 6 (4): 557–583. https://doi.org/10.1007/s10518-008-9089-y.
Fadaee, M., P. Ezzatyazdi, I. Anastasopoulos, and G. Gazetas. 2016. “Mitigation of reverse faulting deformation using a soil bentonite wall: Dimensional analysis, parametric study, design implications.” Soil Dyn. Earthquake Eng. 89 (Oct): 248–261. https://doi.org/10.1016/j.soildyn.2016.04.007.
Gajan, S., and B. L. Kutter. 2009. “Contact interface model for shallow foundations subjected to combined loading.” J. Geotech. Geoenviron. Eng. 135 (3): 407–419. https://doi.org/10.1061/(ASCE)1090-0241(2009)135:3(407).
Gajan, S., B. L. Kutter, J. D. Phalen, T. C. Hutchinson, and G. R. Martin. 2005. “Centrifuge modeling of load-deformation behavior of rocking shallow foundations.” Soil Dyn. Earthquake Eng. 25 (7–10): 773–783. https://doi.org/10.1016/j.soildyn.2004.11.019.
Gazetas, G. 2015. “4th Ishihara lecture: Soil–foundation–structure systems beyond conventional seismic failure thresholds.” Soils Dyn. Earthquake Eng. 68 (Jan): 23–39. https://doi.org/10.1016/j.soildyn.2014.09.012.
Gazetas, G., I. Anastasopoulos, O. Adamidis, and T. Kontoroupi. 2013. “Nonlinear rocking stiffness of foundations.” Soil Dyn. Earthquake Eng. 47 (Apr): 83–91. https://doi.org/10.1016/j.soildyn.2012.12.011.
Gazetas, G., O. Zarzouras, V. Drosos, and I. Anastasopoulos. 2015. “Bridge–pier caisson foundations subjected to normal and thrust faulting: Physical experiments versus numerical analysis.” Meccanica 50 (2): 341–354. https://doi.org/10.1007/s11012-014-9997-7.
Gelagoti, F., R. Kourkoulis, I. Anastasopoulos, and G. Gazetas. 2012. “Rocking isolation of frame structures founded on separate footings.” Earthquake Eng. Struct. Dyn. 41 (7): 1177–1197. https://doi.org/10.1002/eqe.1182.
Gudehus, G., and K. Nubel. 2004. “Evolution of shear bands in sand.” Géotechnique 54 (3): 187–201. https://doi.org/10.1680/geot.2004.54.3.187.
Housner, G. W. 1963. “The behavior of inverted pendulum structures during earthquakes.” Bull. Seismol. Soc. Am. 53 (2): 404–417.
Kawashima, K. 2001. “Damage of bridges resulting from fault rupture in the 1999 Kocaeli and Duzce, Turkey Earthquakes and the 1999 Chi-Chi, Taiwan Earthquake.” In Workshop on seismic fault-induced failures–Possible remedies for damage to urban facilities, 171–190. Tokyo: University of Tokyo Press.
Kelson, K., et al. 2001. “Fault-related surface deformation.” In Vol. 17 of Chi-Chi, Taiwan, Earthquake of September 21, 1999 reconnaissance report, 19–36. Buffalo, NY: Earthquake Engineering Research Institute.
Lau, C. K., and M. D. Bolton. 2011. “The bearing capacity of footings on granular soils. I: Numerical analysis.” Géotechnique 61 (8): 627–638. https://doi.org/10.1680/geot.7.00206.
Liu, W., T. C. Hutchinson, A. G. Gavras, and B. L. Kutter. 2015. “Seismic behavior of frame-wall-rocking foundation systems. I: Test program and slow cyclic results.” J. Struct. Eng. 141 (12): 3–12.
Loli, M. 2015. “Non-linear seismic interaction between soil and a slender structure.” Ph.D. thesis, School of Civil Engineering, National Technical Univ. of Athens.
Loli, M., I. Anastasopoulos, M. F. Bransby, A. Waqas, and G. Gazetas. 2011. “Caisson foundations subjected to reverse fault rupture: Centrifuge testing and numerical analysis.” J. Geotech. Geoenviron. Eng. 137 (10): 914–926. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000512.
Loli, M., M. F. Bransby, I. Anastasopoulos, and G. Gazetas. 2012. “Interaction of caisson foundations with a seismically rupturing normal fault: Centrifuge testing versus numerical simulation.” Géotechnique 62 (1): 29–43. https://doi.org/10.1680/geot.9.P.153.
Loli, M., J. A. Knappett, M. J. Brown, I. Anastasopoulos, and G. Gazetas. 2014. “Centrifuge modeling of rocking-isolated inelastic RC bridge piers.” Earthquake Eng. Struct. Dyn. 43 (15): 2341–2359. https://doi.org/10.1002/eqe.2451.
Meek, J. W. 1975. “Effect of foundation tipping on dynamic response.” J. Struct. Div. 101 (7): 1297–1311.
Mergos, P. E., and K. Kawashima. 2005. “Rocking isolation of a typical bridge pier on spread foundation.” Supplement, J. Earthquake Eng. 9 (S2): 395–414. https://doi.org/10.1142/S1363246905002456.
Meyerhof, G. G. 1951. “The ultimate bearing capacity of foundations.” Géotechnique 2 (4): 301–332. https://doi.org/10.1680/geot.1951.2.4.301.
Mortazavi Zahjani, M., A. Soroush, and M. Khoshini. 2016. “Two-dimensional numerical modeling of fault rupture propagation through earth dams under steady state seepage.” Soil Dyn. Earthquake Eng. 88 (Sep): 60–71.
Mühlhaus, H. B., and I. Vardoulakis. 1987. “The thickness of shear bands in granular materials.” Géotechnique 37 (3): 271–283. https://doi.org/10.1680/geot.1987.37.3.271.
Muir Wood, D. 2002. “Some observations of volumetric instabilities in soils.” Int. J. Solids Struct. 39 (13–14): 3429–3449. https://doi.org/10.1016/S0020-7683(02)00166-X.
Muir Wood, D. 2004. Geotechnical modeling. London: Spon.
Oettle, N. K., and J. D. Bray. 2013. “Geotechnical mitigation strategies for earthquake surface fault rupture.” J. Geotech. Geoenviron. Eng. 139 (11): 1864–1873. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000933.
O’Rourke, T. D. 2010. “Geohazards and large, geographically distributed systems.” Géotechnique 60 (7): 505–543.
Pamuk, A., E. Kalkan, and H. I. Ling. 2005. “Structural and geotechnical impacts of surface rupture on highway structures during recent earthquakes in Turkey.” Soil Dyn. Earthquake Eng. 25 (7–10): 581–589. https://doi.org/10.1016/j.soildyn.2004.11.011.
Paolucci, R., and M. T. Yilmaz. 2008. “Simplified theoretical approaches to earthquake fault rupture-shallow foundation interaction.” Bull. Earthquake Eng. 6 (4): 629–644. https://doi.org/10.1007/s10518-008-9081-6.
Pietruszezak, S., and D. F. E. Stolle. 1985. “Deformation of strain softening materials. Part I: Objectivity of finite element solutions based on conventional strain softening formulations.” Comput. Geotech. 1 (2): 99–115.
Tsatsis, A., and I. Anastasopoulos. 2015. “Performance of rocking systems on shallow improved sand: shaking table testing.” Front. Built Environ. 1 (Jul): 9 https://doi.org/10.3389/fbuil.2015.00009.
White, D. J., W. A. Take, and M. D. Bolton. 2003. “Soil deformation measurement using particle image velocimetry (PIV) and photogrammetry.” Géotechnique 53 (7): 619–631. https://doi.org/10.1680/geot.2003.53.7.619.

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 144Issue 11November 2018

History

Received: Sep 14, 2017
Accepted: May 17, 2018
Published online: Aug 31, 2018
Published in print: Nov 1, 2018
Discussion open until: Jan 31, 2019

Permissions

Request permissions for this article.

Authors

Affiliations

Marianna Loli [email protected]
Postdoctoral Researcher, School of Civil Engineering, Geotechnical Division, National Technical Univ. of Athens, 9 Heroon Polytechniou St., 15780 Athens, Greece (corresponding author). Email: [email protected]
Rallis Kourkoulis, Ph.D.
Managing Partner, Grid Engineers, 3 Pampouki St., 15451 N. Psychiko, Greece.
George Gazetas, M.ASCE
Professor, School of Civil Engineering, Geotechnical Division, National Technical Univ. of Athens, 9 Heroon Polytechniou St., 15780 Athens, Greece.

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share