Technical Papers
Dec 9, 2013

Hysteresis and Uncertainty in Soil Water-Retention Curve Parameters

Publication: Journal of Geotechnical and Geoenvironmental Engineering
Volume 140, Issue 4

Abstract

Accurate estimates of soil hydraulic parameters representing wetting and drying paths are required for predicting hydraulic and mechanical responses in a large number of applications. A comprehensive suite of laboratory experiments was conducted to measure hysteretic soil-water characteristic curves (SWCCs) representing a wide range of soil types. Results were used to quantitatively assess differences and uncertainty in three simplifications frequently adopted to estimate wetting-path SWCC parameters from more easily measured drying curves. They are the following: (1) αw=2αd, (2) nw=nd, and (3) θsw=θsd, where α, n, and θs are fitting parameters entering van Genuchten’s commonly adopted SWCC model, and the superscripts w and d indicate wetting and drying paths, respectively. The average ratio αw/αd for the data set was 2.24±1.25. Nominally cohesive soils had a lower αw/αd ratio (1.73±0.94) than nominally cohesionless soils (3.14±1.27). The average nw/nd ratio was 1.01±0.11 with no significant dependency on soil type, thus confirming the nw=nd simplification for a wider range of soil types than previously available. Water content at zero suction during wetting (θsw) was consistently less than during drying (θsd) owing to air entrapment. The θsw/θsd ratio averaged 0.85±0.10 and was comparable for nominally cohesive (0.87±0.11) and cohesionless (0.81±0.08) soils. Regression statistics are provided to quantitatively account for uncertainty in estimating hysteretic retention curves. Practical consequences are demonstrated for two case studies.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

Technical support for the laboratory and field experimental program was provided by Murat Kaya, Long Hou, and Alexandra Wayllace. Financial support was provided by a National Science Foundation (NSF) grant (CMMI 0968768) to W. J. L. and a USGS grant (G09AC00085) to N. L. Any use of trade, product, or firm names is for descriptive purposes only and does not imply endorsement by the U.S. Government.

References

Baum, R. L., Harp, E. L., and Hultman, W. A. (2000). “Map showing recent and historic landslide activity on coastal bluffs of Puget Sound between Shilshole Bay and Everett, Washington.” U.S. Geol. Surv. Misc. Field Stud. Map, MF-2346, USGS, Reston, VA.
Bouwer, H. (1966). “Rapid field measurement of air entry value and hydraulic conductivity of soil as significant parameters in flow system analysis.” Water Resour. Res., 2(4), 729–738.
Brooks, R. H., and Corey, A. T. (1964). “Hydraulic properties of porous media.” Hydrology Paper No. 3, Colorado State Univ., Ft. Collins, CO.
Carsel, R. F., and Parrish, R. S. (1988). “Developing joint probability distributions of soil water retention characteristics.” Water Resour. Res., 24(5), 755–769.
Corey, G. L., Corey, A. T., and Brooks, R. H. (1965). “Similtude for nonsteady drainage of partially saturated soils.” Hydrology Paper No. 9, Colorado State Univ., Ft. Collins, CO.
Fredlund, D. G., Rahardjo, H., and Fredlund, M. D. (2012). Unsaturated soil mechanics in engineering practice, Wiley, Hoboken, NJ.
Godt, J. W., Baum, R. L., and Lu, N. (2009). “Landsliding in partially saturated materials.” Geophys. Res. Lett., 36(2), L02403.
Gupta, S. C., and Larson, W. E. (1979). “Estimating soil water retention characteristics from particle size distribution, organic matter percent, and bulk density.” Water Resour. Res., 15(6), 1633–1635.
Haverkamp, R., Reggiani, P., Ross, P. J., and Parlange, J. Y. (2002). “Soil water hysteresis prediction model based on theory and geometric scaling.” Chapter 16, Environmental mechanics: Water, mass and energy transfer in the biosphere, P. Raats, D. Smiles, and A. Warrick, eds., Vol. 129, American Geophysical Union, Washington, DC, 213–246.
Hillel, D. (1980). Fundamentals of soil physics, Academic Press, New York.
Hopmans, J. W., and Dane, J. H. (1986). “Temperature dependence of soil water retention curves.” Soil Sci. Soc. Am. J., 50(3), 562–567.
Hydrus-1D [Computer software]. Prague, Czech Republic, PC-Progress.
Keefer, D. K., and Larsen, M. C. (2007). “Assessing landslide hazards.” Science, 316(5828), 1136–1138.
Khalili, N., and Zargarbashi, S. (2010). “Influence of hydraulic hysteresis on effective stress in unsaturated soils.” Geotechnique, 60(9), 729–735.
Khire, M. V., Benson, C. H., and Bosscher, P. J. (2000). “Capillary barriers: Design variables and water balance.” J. Geotech. Geoenviron. Eng., 695–708.
Kool, J. B., and Parker, J. C. (1987). “Development and evaluation of closed-form expressions for hysteretic soil hydraulic properties.” Water Resour. Res., 23(1), 105–114.
Likos, W. J., and Lu, N. (2004). “Hysteresis of capillary stress in unsaturated granular soil.” J. Eng. Mech., 646–655.
Lu, N., and Godt, J. W. (2008). “Infinite slope stability under steady unsaturated seepage conditions.” Water Resour. Res., 44(11), W11404.
Lu, N., and Godt, J. W. (2013). Hillslope hydrology and stability, Cambridge University Press, Cambridge, U.K.
Lu, N., Godt, J. W., and Wu, D. T. (2010). “A closed-form equation for effective stress in unsaturated soil.” Water Resour. Res., 46(5), W05515.
Lu, N., Kaya, M., Collins, B. D., and Godt, J. W. (2013). “Hysteresis of unsaturated hydromechanical properties of a silty soil.” J. Geotech. Geoenviron. Eng., 507–510.
Lu, N., and Likos, W. J. (2004). Unsaturated soil mechanics, Wiley, Hoboken, NJ.
Lu, N., and Likos, W. J. (2006). “Suction stress characteristic curve for unsaturated soil.” J. Geotech. Geoenviron. Eng., 131–142.
Lu, Z., and Zhang, D. (2002). “Stochastic analysis of transient flow in heterogeneous, variably saturated porous media: The van Genuchten-Mualem constitutive model.” Vadose Zone J., 1(1), 137–149.
Meyer, P. D., Rockhold, M. L., and Gee, G. W. (1997). “Uncertainty analyses of infiltration and subsurface flow and transport for SDMP sites.” Rep. NUREG/CR-6565, PNNL-11705, U.S. Nuclear Regulatory Commission, Washington, DC.
Mualem, Y. (1973). “Modified approach to capillary hysteresis based on a similarity hypothesis.” Water Resour. Res., 9(5), 1324–1331.
Mualem, Y. (1976). “A new model for predicting the hydraulic conductivity of unsaturated porous media.” Water Resour. Res., 12(3), 513–522.
Nielsen, D. R., and Luckner, L. M. (1992). “Theoretical aspects to estimate reasonable initial parameters and range limits in identification procedures for soil hydraulic properties.” Proc., Int. Workshop on Indirect Methods for Estimating the Hydraulic Properties of Unsaturated Soils, M. Th. van Genuchten, F. J. Leij, and L. J. Lund, eds., Univ. of California, Riverside, CA, 147–160.
Parker, J. C., Kool, J. B., and van Genuchten, M. Th. (1985). “Determining soil hydraulic properties from one-step outflow experiments by parameter estimation: II. Experimental studies.” Soil Sci. Soc. Am. J., 49(6), 1354–1359.
Parker, J. C., and Lenhard, R. J. (1987). “A model for hysteretic constitutive relations governing multiphase flow: 1. Saturation-pressure relations.” Water Resour. Res., 23(12), 2187–2196.
Pham, H. Q., Fredlund, D. G., and Barbour, S. L. (2005). “A study of hysteresis models for soil-water characteristic curves.” Can. Geotech. J., 42(6), 1548–1568.
Philip, J. R. (1964). “Similarity hypothesis for capillary hysteresis in porous materials.” J. Geophys. Res., 69(8), 1553–1562.
Rogowski, A. S. (1971). “Watershed physics: Model of the soil moisture characteristic.” Water Resour. Res., 7(6), 1575–1582.
Ross, B. (1990). “The diversion capacity of capillary barriers.” Water Resour. Res., 26(10), 2625–2629.
Scott, P. S., Farquhar, G. J., and Kouwen, N. (1983). “Hysteretic effects on net infiltration,” Proc., National Conf. on Advances in Infiltration, American Society of Agricultural Engineers, St. Joseph, MI, 163–170.
Sidle, R. C., and Ochiai, H. (2006). “Landslides: Processes, prediction, and land use,” American Geophysical Union, Washington, DC.
Šimůnek, J., van Genuchten, M. Th., and Šejna, M. (2006). The HYDRUS software package for simulating two- and three-dimensional movement of water, heat, and multiple solutes in variably-saturated media, PC-Progress, Prague, Czech Republic.
Stormont, J. C., and Anderson, C. E. (1999). “Capillary barrier effect from underlying coarser soil layer.” J. Geotech. Geoenviron. Eng., 641–648.
Tinjum, J. M., Benson, C. H., and Blotz, L. R. (1997). “Soil-water characteristic curves for compacted clays.” J. Geotech. Geoenviron. Eng., 1060–1069.
Topp, G. C., and Miller, E. E. (1966). “Hysteretic moisture characteristics and hydraulic conductivities for glass-bead media.” Soil Sci. Soc. Am. J., 30(2), 156–162.
van Genuchten, M. Th. (1980). “A closed-form equation for predicting the hydraulic conductivity of unsaturated soils.” Soil Sci. Soc. Am. J., 44(5), 892–898.
Viaene, P., Vereecken, H., Diels, J., and Feyen, J. (1994). “A statistical analysis of six hysteresis models for the moisture retention characteristic.” J. Soil Sci., 157(6), 345–355.
Wang, Z., Feyen, J., Nielsen, D. R., and van Genuchten, M. Th. (1997). “Two-phase flow infiltration equation accounting for air entrapment effects.” Water Resour. Res., 33(12), 2759–2767.
Watson, K. K. (1965). “Non-continuous porous media flow.” Rep. 84, Water Research Laboratory, Univ. New South Wales, Manly Vale, NSW, Australia.
Wayllace, A., and Lu, N. (2012). “A transient water release and imbibitions method for rapidly measuring wetting and drying soil water retention and hydraulic conductivity functions.” J. ASTM Geotech Test., 35(1), 1–15.
Wheeler, S. J., Sharma, R. J., and Buisson, M. S. R. (2003). “Coupling of hydraulic hysteresis and stress-strain behavior in unsaturated soils.” Geotechnique, 53(1), 41–54.
Wildenschild, D., et al. (1997). “A two-stage procedure for determining unsaturated hydraulic characteristics using a syringe pump and outflow observations.” Soil Sci. Soc. Am. J., 61(2), 347–359.
Yang, C., Sheng, D., Carter, J. P., and Huang, J. (2013). “Stochastic evaluation of hydraulic hysteresis in unsaturated soils.” J. Geotech. Geoenviron. Eng., 1211–1214.

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 140Issue 4April 2014

History

Received: Oct 22, 2012
Accepted: Nov 7, 2013
Published online: Dec 9, 2013
Published in print: Apr 1, 2014
Discussion open until: May 9, 2014

Permissions

Request permissions for this article.

Authors

Affiliations

William J. Likos, M.ASCE [email protected]
Associate Professor, Dept. of Civil and Environmental Engineering, Geological Engineering, Univ. of Wisconsin-Madison, Madison, WI 53706 (corresponding author). E-mail: [email protected]
Ning Lu, F.ASCE [email protected]
Professor, Dept. of Civil and Environmental Engineering, Colorado School of Mines, Golden, CO 80401. E-mail: [email protected]
Jonathan W. Godt [email protected]
Research Physical Scientist, Geologic Hazards Science Center, U.S. Geological Survey, Denver, CO 80225. E-mail: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share