Technical Papers
Jun 8, 2022

A Progressive Approach to Account for Large-Scale Roughness of Concrete–Rock Interface in Practical Stability Analyses for Dam Safety Evaluation

Publication: International Journal of Geomechanics
Volume 22, Issue 8

Abstract

This paper proposes a progressive approach to assess the properties of large-scale roughness at dam–rock interfaces and the implementation of their effects into practical dam stability analyses. The analysis steps, ranked per increasing degree of complexity, consist of studying a gravity dam monolith using, first, the gravity method (GM), second, the finite element (FE) method (FEM) with a simplified horizontal planar dam–rock interface, and, third, the FEM with a detailed irregular geometry of the dam–rock interface. In the first two steps, the simplification of the rock foundation geometry is paired with the implementation of apparent cohesion and friction angle into the models. These apparent parameters are evaluated based on nonlinear shear strength criteria combined with an interface roughness coefficient (IRC) introduced to characterize the roughness of a dam–rock joint extending along the whole dam footprint. This coefficient is approximated herein numerically based on FE models. The inputs and steps of the progressive approach are illustrated through several examples of typical dam–rock systems and rock profiles based on bathymetric and LiDAR surveys. The results mainly show that the effects of rock foundation roughness on dam sliding stability can be efficiently represented with apparent cohesion and friction angles. The effectiveness of the simplified models coupled with the conservatism of the results they provide are likely to favor their adoption by practicing engineers.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

The authors would like to acknowledge the financial support of the Canada Research Chairs Program, the Natural Sciences and Engineering Research Council of Canada (NSERC) and Hydro-Québec.

References

Alliard, P.-M., and P. Léger. 2008. “Earthquake safety evaluation of gravity dams considering aftershocks and reduced drainage efficiency.” J. Eng. Mech. 134 (1): 12–22. https://doi.org/10.1061/(ASCE)0733-9399(2008)134:1(12).
Andjelkovic, V., N. Pavlovic, Z. Lazarevic, and V. Nedovic. 2015. “Modelling of shear characteristics at the concrete–rock mass interface.” Int. J. Rock Mech. Min. Sci. 76 (172–179): 222–236. https://doi.org/10.1016/j.ijrmms.2015.03.024.
Barton, N. 1973. “Review of a new shear-strength criterion for rock joints.” Eng. Geol. 7 (4): 287–332. https://doi.org/10.1016/0013-7952(73)90013-6.
Barton, N. 2013. “Shear strength criteria for rock, rock joints, rockfill and rock masses: Problems and some solutions.” J. Rock Mech. Geotech. Eng. 5 (4): 249–261. https://doi.org/10.1016/j.jrmge.2013.05.008.
Barton, N., and V. Choubey. 1977. “The shear strength of rock joints in theory and practice.” Rock Mech. 10 (1): 1–54. https://doi.org/10.1007/BF01261801.
Bathe, K.-J., and A. Chaudhary. 1985. “A solution method for planar and axisymmetric contact problems.” Int. J. Numer. Methods Eng. 21 (1): 65–88. https://doi.org/10.1002/nme.v21:1.
Bista, D., G. Sas, F. Johansson, and L. Lia. 2020. “Influence of location of large-scale asperity on shear strength of concrete-rock interface under eccentric load.” J. Rock Mech. Geotech. Eng. 12 (3): 449–460. https://doi.org/10.1016/j.jrmge.2020.01.001.
Bretas, E., A. Batista, J. Lemos, and P. Léger. 2014. “Seismic analysis of gravity dams: A comparative study using a progressive methodology.” In Proc., 9th Int. Conf. on Structural Dynamics, 3707–3714. Delft, Netherlands: European Association for Structural Dynamics (EASD).
Byerlee, J. D. 1967. “Frictional characteristics of granite under high confining pressure.” J. Geophys. Res. 72 (14): 3639–3648. https://doi.org/10.1029/JZ072i014p03639.
CDA (Canadian Dam Association). 2007. Dam safety guidelines. Toronto: CDA.
Champagne, K. 2012. “Contribution à l’étude des paramètres de résistance au cisaillement des barrages en béton du québec. Master’s thesis, Engineering Faculty, Department of Civil Engineering, Univ. de Sherbrooke.
Chen, D.-H., and C.-B. Du. 2011. “Application of strength reduction method to dynamic anti-sliding stability analysis of high gravity dam with complex dam foundation.” Water Sci. Eng. 4 (2): 212–224.
Chen, W.-F. 2007. Plasticity in reinforced concrete. Plantation, FL: J. Ross Publishing.
Cordier, M., and P. Léger. 2018. “Structural stability of gravity dams: A progressive assessment considering uncertainties in shear strength parameters.” Georisk: Assess. Manage. Risk Eng. Syst. Geohazards 12 (2): 109–122.
Ebeling, R. M., M. T. Fong, J. L. Wibowo, and A. Chase Sr. 2012. Fragility analysis of a concrete gravity dam embedded in rock and its system response curve computed by the analytical program gdlad_foundation. Rep. No. ERDC-TR-12-4. Pittsburgh: USACE Engineer Research and Development Center.
Ebeling, R. M., M. E. Pace, and E. E. Morrison. 1997. Evaluating the stability of existing massive concrete gravity structures founded on rock. Rep. No. Vicksburg, MS: US Army Engineer Waterways Experiment Station.
EPRI (Electric Power Research Institute). 1992. Uplift pressures, shear strengths and tensile strengths for stability analysis of concrete gravity dams. Rep. No. TR-100345. Palo Alto, CA: EPRI.
FERC (Federal Energy Regulatory Commission). 2016. Engineering guidelines for the evaluation of hydropower projects. Washington, DC: Office of Energy Projects, Division of Dam Safety and Inspections.
Goodman, R. E., and A. Bro. 2005. “Shear strength of a foundation with two dimensional roughness.” In Proc., Alaska Rocks 2005, The 40th US Symp. on Rock Mechanics, 597–607. Alexandria, VA: American Rock Mechanics Association (ARMA).
Grasselli, G., and P. Egger. 2003. “Constitutive law for the shear strength of rock joints based on three-dimensional surface parameters.” Int. J. Rock Mech. Min. Sci. 40 (1): 25–40. https://doi.org/10.1016/S1365-1609(02)00101-6.
Hencher, S., and L. Richards. 2015. “Assessing the shear strength of rock discontinuities at laboratory and field scales.” Rock Mech. Rock Eng. 48 (3): 883–905. https://doi.org/10.1007/s00603-014-0633-6.
ICOLD (International Commission on Large Dams). 2004. Sliding safety of existing gravity dams. Rep. No. ICOLD European Club. Working group on sliding safety of existing gravity dams. Final report.
Jaeger, J. 1959. “The frictional properties of joints in rock.” Geofis. Pura Appl. 43 (1): 148–158. https://doi.org/10.1007/BF01993552.
Krounis, A., F. Johansson, and S. Larsson. 2015. “Effects of spatial variation in cohesion over the concrete-rock interface on dam sliding stability.” J. Rock Mech. Geotech. Eng. 7 (6): 659–667. https://doi.org/10.1016/j.jrmge.2015.08.005.
Lane, K., and W. Heck. 1964. “Triaxial testing for strength of rock joints.” In Proc., The 6th US Symp. on Rock Mechanics, 98–108. Alexandria, VA: American Rock Mechanics Association (ARMA).
Lee, C.-H., and I. W Farmer. 1993. Fluid flow in discontinuous rocks. London: Chapman & Hall.
Lo, K., and J. Grass. 1994. Recent experience with safety assessment of concrete dams on rock foundations. Univ. of Western Ontario, Dept. of Civil Engineering, Faculty of Engineering Science.
MacGregor, P., R. Fell, D. Stapledon, G. Bell, and M. Foster. 2018. Geotechnical engineering of dams. Boca Raton, FL: CRC Press.
Maksimović, M. 1996. “The shear strength components of a rough rock joint.” Int. J. Rock Mech. Min. Sci. Geomech. Abstr. 33 (8): 769–783. https://doi.org/10.1016/0148-9062(95)00005-4.
Marsch, K., and T. M. Fernandez-Steeger. 2021. “Comparative evaluation of statistical and fractal approaches for JRC calculation based on a large dataset of natural rock traces.” Rock Mech. Rock Eng. 54 (4): 1897–1917. https://doi.org/10.1007/s00603-020-02348-0.
Mouzannar, H., M. Bost, M. Leroux, and D. Virely. 2017. “Experimental study of the shear strength of bonded concrete–rock interfaces: Surface morphology and scale effect.” Rock Mech. Rock Eng. 50 (10): 2601–2625. https://doi.org/10.1007/s00603-017-1259-2.
Patton, F. D. 1966. “Multiple modes of shear failure in rock and related materials.” Ph.D. thesis, Dept. of Geology, Univ. of Illinois at Urbana-Champaign.
Renaud, S., N. Bouaanani, and B. Miquel. 2020. “Numerical simulation of experimentally shear-tested contact specimens from existing dam joints.” Comput. Geotech. 125 (3): 103630. https://doi.org/10.1016/j.compgeo.2020.103630.
Renaud, S., N. Bouaanani, and B. Miquel. 2021. “Experimental, analytical, and finite element assessment of the shear strength of concrete-rock interfaces at different scales.” Int. J. Numer. Anal. Methods Geomech. 45 (9): 1238–1259. https://doi.org/10.1002/nag.v45.9.
Renaud, S., T. Saichi, N. Bouaanani, B. Miquel, M. Quirion, and P. Rivard. 2019. “Roughness effects on the shear strength of concrete and rock joints in dams based on experimental data.” Rock Mech. Rock Eng. 52 (10): 3867–3888. https://doi.org/10.1007/s00603-019-01803-x.
Saichi, T., S. Renaud, N. Bouaanani, and B. Miquel. 2019. “Effects of rock foundation roughness on the sliding stability of concrete gravity dams based on topographic surveys.” J. Eng. Mech. 145 (7): 04019043. https://doi.org/10.1061/(ASCE)EM.1943-7889.0001604.
Seidel, J. P., and C. M. Haberfield. 2002. “Laboratory testing of concrete-rock joints in constant normal stiffness direct shear.” Geotech. Test. J. 25 (4): 391–404.
Singh, H., and A. Basu. 2018. “Evaluation of existing criteria in estimating shear strength of natural rock discontinuities.” Eng. Geol. 232: 171–181. https://doi.org/10.1016/j.enggeo.2017.11.023.
Tatone, B., A. Lisjak, O. Mahabadi, G. Grasselli, and C. Donnelly. 2010. “A preliminary evaluation of the combined finite element-discrete element method as a tool to assess gravity dam stability.” In textitProc., CDA 2010 Annual Conf., 157–184. Markham, OA: Canadian Dam Association (CDA).
Tatone, B. S., and G. Grasselli. 2010. “A new 2D discontinuity roughness parameter and its correlation with JRC.” Int. J. Rock Mech. Min. Sci. 47 (8): 1391–1400. https://doi.org/10.1016/j.ijrmms.2010.06.006.
Tatone, B. S., and G. Grasselli. 2013. “An investigation of discontinuity roughness scale dependency using high-resolution surface measurements.” Rock Mech. Rock Eng. 46 (4): 657–681. https://doi.org/10.1007/s00603-012-0294-2.
Tse, R., and D. Cruden. 1979. “Estimating joint roughness coefficients.” Int. J. Rock Mech. Min. Sci. Geomech. Abstr. 16 (5): 303–307. https://doi.org/10.1016/0148-9062(79)90241-9.
USACE. 1995. Gravity dam design. Engineering monograph EM1110-2-2200. Washington, DC: USACE.
USACE. 2007. Earthquake design and evaluation of concrete hydraulic structures. Engineering Monograph EM1110-2-6053. Washington, DC: USACE.
USBR (United States Bureau of Reclamation). 2009. Risk analysis for concrete gravity dams. Washington, DC: USBR.
Vulliet, F., M. B. Ftima, and P. Léger. 2017. “Stability of cracked concrete hydraulic structures by nonlinear quasi-static explicit finite element and 3d limit equilibrium methods.” Comput. Struct. 184 (4): 25–35. https://doi.org/10.1016/j.compstruc.2017.02.007.
Wang, C., L. Wang, and M. Karakus. 2019. “A new spectral analysis method for determining the joint roughness coefficient of rock joints.” Int. J. Rock Mech. Min. Sci. 113: 72–82. https://doi.org/10.1016/j.ijrmms.2018.11.009.
Westberg Wilde, M., and F. Johansson. 2013. “System reliability of concrete dams with respect to foundation stability: Application to a spillway.” J. Geotech. Geoenviron. Eng. 139 (2): 308–319. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000761.

Information & Authors

Information

Published In

Go to International Journal of Geomechanics
International Journal of Geomechanics
Volume 22Issue 8August 2022

History

Received: Sep 21, 2021
Accepted: Mar 14, 2022
Published online: Jun 8, 2022
Published in print: Aug 1, 2022
Discussion open until: Nov 8, 2022

Permissions

Request permissions for this article.

Authors

Affiliations

Ph.D. Candidate, Dept. of Civil, Geological and Mining Engineering, Polytechnique Montréal, Montréal, QC, Canada H3C 3A7. ORCID: https://orcid.org/0000-0003-2548-178X
Sylvain Renaud
Research Associate, Dept. of Civil, Geological and Mining Engineering, Polytechnique Montréal, Montréal, QC, Canada H3C 3A7.
Najib Bouaanani, M.ASCE [email protected]
Professor, Dept. of Civil, Geological and Mining Engineering, Polytechnique Montréal, Montréal, QC, Canada H3C 3A7 (corresponding author). Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

  • Analysis of the field studies of the foundation deformations and total draft of the Boguchansk HPP concrete dam, Structural Mechanics of Engineering Constructions and Buildings, 10.22363/1815-5235-2022-18-4-307-316, 18, 4, (307-316), (2022).

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share