Technical Notes
Dec 20, 2021

Modeling Hydraulic Fracturing and Blow-Out Failure of Tunnel Face During Shield Tunneling in Soft Soils

Publication: International Journal of Geomechanics
Volume 22, Issue 3

Abstract

A common conflict of objectives for shield tunneling is to provide sufficient support pressure to maintain the stability of the tunnel face while avoiding blow-out of the tunnel face. Slurry-induced hydraulic fracturing, which is an important cause of blow-out failure in slurry-type shield tunneling, is investigated in this study. A fracture initiation mechanism for soft soils is developed and the fracturing pressure is described using a combined shear and tensile failure criteria within the cavity expansion theory framework. A slurry-induced fracture propagation model, coupled with the fracture initiation mechanism, is then proposed for predicting the fracture length and growth rate in front of tunnel face. The model is successfully applied to test data from the literature, and used in a parametric analysis. The results show that a fracture may easily extend to the ground surface when tunneling in ground with low strength parameters or shallow depth, and hydraulic fracture can be mitigated by using a high-density slurry. Finally, some design charts are provided to guide engineers in selecting a reasonable range of slurry pressure during shield tunneling, thus mitigating the risks of blow-out as well as maintaining face stability.

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Acknowledgments

The authors gratefully acknowledge the financial support from the National Natural Science Foundation of China under Grant Nos. 52008021 and U1834208.

Notation

The following symbols are used in this paper:
a
radius of the cylindrical cavity (m);
c
cohesion of soils (kPa);
D
diameter of the shield machine (m);
d
thickness or diameter of fractures (m);
g
stagnation gradient of slurry (kP/m);
K0
coefficient of earth pressure;
L
fracture length at the current time (m);
Ls
final length of fractures (m);
P
slurry pressure in the excavation chamber (kPa);
P0
slurry pressure at the tunnel face (kPa);
Pw
water pressure at the fracture tip (kPa);
p
radial stress acts along the inner wall of the cavity (kPa);
pc
fracture initiation pressure (kPa);
pt
fracturing pressure determined by the tensile failure mode (kPa);
ps
fracturing pressure determined by the shear failure mode (kPa);
q
flow volume of slurry per unit time (m3/s);
r
radial coordinates in the cylindrical coordinate system (m);
V
flow velocity of slurry (m/s);
W
width of slurry-induced fractures (m);
α
empirical coefficient of fracture shape;
γm
specific weight of slurry (kN/m3);
μ
dynamic viscosity of slurry (cp);
φ
friction angle of soils (°);
θ
angle between the fracture and horizontal direction (°);
σ1
maximum principal stress (kPa);
σ3
minimum principal stress (kPa);
σr
radial stress in the cylindrical coordinate system (kPa);
σt
tensile strength of soils (kPa);
σθ
circumferential stress in the cylindrical coordinate system (kPa);
τ
shear stress in the cylindrical coordinate system (kPa); and
τ
yield stress of slurry (kPa).

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Go to International Journal of Geomechanics
International Journal of Geomechanics
Volume 22Issue 3March 2022

History

Received: Jan 22, 2021
Accepted: Oct 15, 2021
Published online: Dec 20, 2021
Published in print: Mar 1, 2022
Discussion open until: May 20, 2022

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Key Laboratory of Urban Underground Engineering, Ministry of Education, Beijing Jiaotong Univ.; School of Civil Engineering, Beijing Jiaotong Univ., No. 3 Shangyuancun, Haidian District, Beijing 100044, China (corresponding author). ORCID: https://orcid.org/0000-0003-1530-9871. Email: [email protected]
Post-Doctoral Research Fellow, Dept. of Civil and Environmental Engineering, National Univ. of Singapore, 21 Lower Kent Ridge Rd., Singapore 119077, Singapore. ORCID: https://orcid.org/0000-0002-0467-5115. Email: [email protected]
Bingyu Han, Ph.D. [email protected]
Key Laboratory of Urban Underground Engineering, Ministry of Education, Beijing Jiaotong Univ.; School of Civil Engineering, Beijing Jiaotong Univ., No. 3 Shangyuancun, Haidian District, Beijing 100044, China. Email: [email protected]
Professor, School of Civil Engineering, Beijing Jiaotong Univ., No. 3 Shangyuancun, Haidian District, Beijing 100044, China. Email: [email protected]

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Cited by

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  • Fluid-Driven Fracturing of Rock Mass: A Review, Indian Geotechnical Journal, 10.1007/s40098-022-00685-1, (2022).

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