Three-Dimensional Finite-Element Lower Bound Solutions for Lateral Limit Load of Piles Embedded in Cross-Anisotropic Clay Deposits
Publication: International Journal of Geomechanics
Volume 21, Issue 12
Abstract
This paper aims to assess the lateral limit load (H) of a pile embedded in cross-anisotropic clay deposits by a three-dimensional (3D) finite-element lower bound theorem in association with the second-order cone programming method. The lower bound solutions for a laterally loaded pile that is embedded in an anisotropic soil deposit can be found by formulating the element equilibrium, discontinuity shear and normal stresses equilibrium, boundary conditions, yield function, and optimizing the objective function using the second-order cone programming method and an iterative-based update procedure. The calculation procedure ceases when the discrepancy between the successive solutions satisfies the convergence criterion. Three different anisotropy models that include linear, sine, and cosine functions will be exploited to address the effect of cross-anisotropy. A parametric study will be conducted to capture the coupled effects of anisotropy degree (β), embedment length (L), and adhesion factor (α). The findings of this paper will be compared with those reported in the literature. The comparative analyses illustrated that the sine and cosine anisotropy functions yielded the least and most H predictions with β lower than 1, respectively. However, for soils with β higher than 1, the linear and the sine functions provided the lowest and the highest H predictions, respectively.
Get full access to this article
View all available purchase options and get full access to this article.
References
Abelev, A. V., and P. V. Lade. 2003. “Effects of cross anisotropy on three-dimensional behavior of sand. I: Stress–strain behavior and shear banding.” J. Eng. Mech. 129 (2): 160–166. https://doi.org/10.1061/(ASCE)0733-9399(2003)129:2(160).
Aghajani, H. F., H. Salehzadeh, and H. Shahnazari. 2015. “Stability analysis of sandy slope considering anisotropy effect in friction angle.” Sadhana 40 (6): 1955–1974. https://doi.org/10.1007/s12046-015-0414-2.
Al-Karni, A. A., and M. A. Al-Shamrani. 2000. “Study of the effect of soil anisotropy on slope stability using method of slices.” Comput. Geotech. 26 (2): 83–103. https://doi.org/10.1016/S0266-352X(99)00046-4.
Al-Shamrani, M. A. 2005. “Upper-bound solutions for bearing capacity of strip footings over anisotropic nonhomogeneous clays.” Soils Found. 45 (1): 109–123. https://doi.org/10.3208/sandf.45.1_109.
Anandarajah, A. 2000. “On influence of fabric anisotropy on the stress–strain behavior of clays.” Comput. Geotech. 27 (1): 1–17. https://doi.org/10.1016/S0266-352X(00)00005-7.
Andersen, E. D., C. Roos, and T. Terlaky. 2003. “On implementing a primal-dual interior-point method for conic quadratic optimization.” Math. Program. 95 (2): 249–277. https://doi.org/10.1007/s10107-002-0349-3.
Azami, A., S. Pietruszczak, and P. Guo. 2010. “Bearing capacity of shallow foundations in transversely isotropic granular media.” Int. J. Numer. Anal. Methods Geomech. 34 (8): 771–793. https://doi.org/10.1002/nag.827.
Barden, L. 1963. “Stresses and displacements in a cross-anisotropic soil.” Géotechnique 13 (3): 198–210. https://doi.org/10.1680/geot.1963.13.3.198.
Bishop, A. W. 1966. “The strength of soils as engineering materials.” Géotechnique 16 (2): 91–130. https://doi.org/10.1680/geot.1966.16.2.91.
Broms, B. B. 1964. “Lateral resistance of piles in cohesive soils.” J. Soil Mech. Found. Div. 90 (2): 27–63. https://doi.org/10.1061/JSFEAQ.0000611.
Casagrande, A., and N. Carillo. 1944. “Shear failure of anisotropic materials.” J. Boston Soc. Civ. Eng. 31: 74–87.
Chow, Y. 1989. “Axially loaded piles and pile groups embedded in a cross-anisotropic soil.” Géotechnique 39 (2): 203–212. https://doi.org/10.1680/geot.1989.39.2.203.
Davis, E. H., and J. T. Christian. 1971. “Bearing capacity of anisotropic cohesive soil.” J. Soil Mech. Found. Div. 97 (5): 753–769. https://doi.org/10.1061/JSFEAQ.0001594.
Dean, E. 2005. “Patterns, fabric, anisotropy, and soil elasto-plasticity.” Int. J. Plast. 21 (3): 513–571. https://doi.org/10.1016/j.ijplas.2004.02.003.
Fathipour, H., A. S. Siahmazgi, M. Payan, M. Veiskarami, and R. Jamshidi Chenari. 2021. “Limit analysis of modified pseudodynamic lateral earth pressure in anisotropic frictional medium using finite-element and second-order cone programming.” Int. J. Geomech. 21 (2): 04020258. https://doi.org/10.1061/(ASCE)GM.1943-5622.0001924.
Foroutan Kalourazi, A., R. Jamshidi Chenari, and M. Veiskarami. 2020. “Bearing capacity of strip footings adjacent to anisotropic slopes using the lower bound finite element method.” Int. J. Geomech. 20 (11): 04020213. https://doi.org/10.1061/(ASCE)GM.1943-5622.0001858.
Gao, Y., Y.-H. Wang, and J. C. Su. 2015. “Experimental characterization of the influence of fines on the stiffness of sand with inherent fabric anisotropy.” Soils Found. 55 (5): 1148–1157. https://doi.org/10.1016/j.sandf.2015.09.015.
Gao, Z., and J. Zhao. 2012. “Efficient approach to characterize strength anisotropy in soils.” J. Eng. Mech. 138 (12): 1447–1456. https://doi.org/10.1061/(ASCE)EM.1943-7889.0000451.
Gazetas, G. 1982. “Stresses and displacements in cross-anisotropic soils.” J. Geotech. Geoenviron. Eng. 108 (4): 532–553. https://doi.org/10.1061/AJGEB6.0001274.
Georgiadis, K., and M. Georgiadis. 2010. “Undrained lateral pile response in sloping ground.” J. Geotech. Geoenviron. Eng. 136 (11): 1489–1500. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000373.
Georgiadis, K., M. Georgiadis, and C. Anagnostopoulos. 2013. “Lateral bearing capacity of rigid piles near clay slopes.” Soils Found. 53 (1): 144–154. https://doi.org/10.1016/j.sandf.2012.12.010.
Ghaboussi, J., and H. Monen. 1984. “Plasticity model for inherently anisotropic behaviour of sands.” Int. J. Numer. Anal. Methods Geomech. 8 (1): 1–17. https://doi.org/10.1002/nag.1610080102.
Graine, N., M. Hjiaj, and K. Krabbenhoft. 2021. “3D failure envelope of a rigid pile embedded in a cohesive soil using finite element limit analysis.” Int. J. Numer. Anal. Methods Geomech. 45 (2): 265–290. https://doi.org/10.1002/nag.3152.
Hemmati Masouleh, F., R. Jamshidi Chenari, R. S. Jalali, and A. Ghorbani. 2019. “Site response analysis in cross-anisotropic alluvial deposits subjected to inclined incident SH wave.” Innovative Infrastruct. Solutions 4 (1): 32–38. https://doi.org/10.1007/s41062-019-0219-y.
Izadi, A., and R. Jamshidi Chenari. 2021. “Three-dimensional undrained bearing capacity analysis of laterally loaded pile in heterogeneous marine deposits.” Mar. Georesour. Geotechnol. https://doi.org/10.1080/1064119X.2021.1881670.
Jamali, N., R. Jamshidi Chenari, and M. Veiskarami. 2021. “An investigation on the settlement of shallow foundations resting on cross-anisotropic soil deposits.” Iran. J. Sci. Technol. Trans. Civ. Eng. 45: 1769–1790. https://doi.org/10.1007/s40996-020-00476-9.
Jameei, A. A., R. Jamshidi Chenari, and M. Veiskarami. 2019. “Closure to “Bearing capacity of strip footings on anisotropic soils by the finite elements and linear programming” by Mehdi Veiskarami, Reza Jamshidi Chenari, and Amir Arsalan Jameei.” Int. J. Geomech. 19 (11): 07019006. https://doi.org/10.1061/(ASCE)GM.1943-5622.0001512.
Jamshidi Chenari, R., and R. Alaie. 2015. “Effects of anisotropy in correlation structure on the stability of an undrained clay slope.” Georisk: Assess. Manage. Risk Eng. Syst. Geohazards 9 (2): 109–123. https://doi.org/10.1080/17499518.2015.1037844.
Jamshidi Chenari, R., and B. Behfar. 2017. “Stochastic analysis of seepage through natural alluvial deposits considering mechanical anisotropy.” Civ. Eng. Infrastruct. J. 50 (2): 233–253. https://doi.org/10.7508/CEIJ.2017.02.003.
Jamshidi Chenari, R., and A. Mahigir. 2014. “The effect of spatial variability and anisotropy of soils on bearing capacity of shallow foundations.” Civ. Eng. Infrastruct. J. 47 (2): 199–213. https://doi.org/10.7508/CEIJ.2014.02.004.
Jamshidi Chenari, R., and A. Mahigir. 2017. “The effect of mechanical anisotropy and heterogeneity of shear strength parameters of soils on drained bearing capacity of shallow foundations.” Comput. Methods Eng. 36 (1): 137–147.
Jamshidi Chenari, R., S. Pourvahedi Roshandeh, and M. Payan. 2019. “Stochastic analysis of foundation immediate settlement on heterogeneous spatially random soil considering mechanical anisotropy.” SN Appl. Sci. 1 (7): 660–674. https://doi.org/10.1007/s42452-019-0684-0.
Keawsawasvong, S., and B. Ukritchon. 2016. “Ultimate lateral capacity of two dimensional plane strain rectangular pile in clay.” Geomech. Eng. 11 (2): 235–252. https://doi.org/10.12989/gae.2016.11.2.235.
Keawsawasvong, S., and B. Ukritchon. 2020. “Failure modes of laterally loaded piles under combined horizontal load and moment considering overburden stress factors.” Geotech. Geol. Eng. 38 (4): 4253–4267. https://doi.org/10.1007/s10706-020-01293-7.
Khaleghi, F., A. Keshavarz, and M. Malakouti Olounabadi. 2020. “Seismic analysis of rigid walls retaining a cross-anisotropic soil by the differential quadrature method.” Eur. J. Environ. Civ. Eng. https://doi.org/10.1080/19648189.2020.1827045.
Krabbenhoft, K., S. A. Galindo-Torres, X. Zhang, and J. Krabbenhoft. 2019. “AUS: Anisotropic undrained shear strength model for clays.” Int. J. Numer. Anal. Methods Geomech. 43 (17): 2652–2666. https://doi.org/10.1002/nag.2990.
Liang, Q., C. Yao, and J. Xu. 2017. “Upper bound stability analysis of shield tunnel face in nonhomogeneous and anisotropic soils.” Indian Geotech. J. 47 (3): 338–348. https://doi.org/10.1007/s40098-017-0224-z.
Livneh, M., and A. Komornik. 1967. “Anisotropic strength of compacted clays.” In Proc., 3rd Asian Regional Conf. Soil Mechanics and Foundation Engineering, International Society of Soil Mechanics and Foundation Engineering, 1: 298–304. Jerusalem, Israel: Academic Press.
Lo, K. Y. 1966. “Stability of slopes in anisotropic soils.” J. Soil Mech. Found. Div. 91 (4): 85–106. https://doi.org/10.1061/JSFEAQ.0000778.
Meyerhof, G., S. Mathur, and A. Valsangkar. 1981. “Lateral resistance and deflection of rigid walls and piles in layered soils.” Can. Geotech. J. 18 (2): 159–170. https://doi.org/10.1139/t81-021.
Murff, J. D., and J. M. Hamilton. 1993. “P-ultimate for undrained analysis of laterally loaded piles.” J. Geotech. Eng. 119 (1): 91–107. https://doi.org/10.1061/(ASCE)0733-9410(1993)119:1(91).
Oda, M. 1972. “Initial fabrics and their relations to mechanical properties of granular material.” Soils Found. 12 (1): 17–36. https://doi.org/10.3208/sandf1960.12.17.
Pakdel, P., R. Jamshidi Chenari, and M. Veiskarami. 2019a. “An estimate of the bearing capacity of shallow foundations on anisotropic soil by limit equilibrium and soft computing technique.” Geomech. Geoeng. 14 (3): 202–217. https://doi.org/10.1080/17486025.2019.1581276.
Pakdel, P., R. Jamshidi Chenari, and M. Veiskarami. 2019b. “Seismic bearing capacity of shallow foundations rested on anisotropic deposits.” Int. J. Geotech. Eng. 15 (2): 181–192. https://doi.org/10.1080/19386362.2019.1655983.
Pastor, M. 1991. “Modelling of anisotropic sand behaviour.” Comput. Geotech. 11 (3): 173–208. https://doi.org/10.1016/0266-352X(91)90019-C.
Payan, M., and R. J. Jamshidi Chenari. 2019. “Small strain shear modulus of anisotropically loaded sands.” Soil Dyn. Earthquake Eng. 125: 105726. https://doi.org/10.1016/j.soildyn.2019.105726.
Randolph, M. F., and G. Houlsby. 1984. “The limiting pressure on a circular pile loaded laterally in cohesive soil.” Géotechnique 34 (4): 613–623. https://doi.org/10.1680/geot.1984.34.4.613.
Rowshanzamir, M. A., and A. M. Askari. 2010. “An investigation on the strength anisotropy of compacted clays.” Appl. Clay Sci. 50 (4): 520–524. https://doi.org/10.1016/j.clay.2010.10.006.
Salgado, R., A. V. Lyamin, S. W. Sloan, and H. S. Yu. 2004. “Two- and three-dimensional bearing capacity of foundations in clay.” Géotechnique 54 (5): 297–306. https://doi.org/10.1680/geot.2004.54.5.297.
Shi, B., Y. Murakami, and Z. Wu. 1998. “Orientation of aggregates of fine-grained soil: Quantification and application.” Eng. Geol. 50 (1–2): 59–70. https://doi.org/10.1016/S0013-7952(97)00082-3.
Siddiquee, M. S. A., F. Tatsuoka, T. Tanaka, K. Tani, K. Yoshida, and T. Morimoto. 2001. “Model tests and FEM simulation of some factors affecting the bearing capacity of a footing on sand.” Soils Found. 41 (2): 53–76. https://doi.org/10.3208/sandf.41.2_53.
Singh, M., and K. S. Rao. 2005. “Bearing capacity of shallow foundations in anisotropic non-Hoek–Brown rock masses.” J. Geotech. Geoenviron. Eng. 131 (8): 1014–1023. https://doi.org/10.1061/(ASCE)1090-0241(2005)131:8(1014).
Su, S. F., H. J. Liao, and Y. H. Lin. 1998. “Base stability of deep excavation in anisotropic soft clay.” J. Geotech. Geoenviron. Eng. 124 (9): 809–819. https://doi.org/10.1061/(ASCE)1090-0241(1998)124:9(809).
Tong, Z., P. Fu, S. Zhou, and Y. F. Dafalias. 2014. “Experimental investigation of shear strength of sands with inherent fabric anisotropy.” Acta Geotech. 9 (2): 257–275. https://doi.org/10.1007/s11440-014-0303-6.
Ukritchon, B., and S. Keawsawasvong. 2018a. “Lower bound limit analysis of an anisotropic undrained strength criterion using second-order cone programming.” Int. J. Numer. Anal. Methods Geomech. 42 (8): 1016–1033. https://doi.org/10.1002/nag.2781.
Ukritchon, B., and S. Keawsawasvong. 2018b. “Undrained lateral capacity of rectangular piles under a general loading direction and full flow mechanism.” KSCE J. Civ. Eng. 22 (7): 2256–2265. https://doi.org/10.1007/s12205-017-0062-7.
Ukritchon, B., and S. Keawsawasvong. 2019a. “Lower bound solutions for undrained face stability of plane strain tunnel headings in anisotropic and non-homogeneous clays.” Comput. Geotech. 112: 204–217. https://doi.org/10.1016/j.compgeo.2019.04.018.
Ukritchon, B., and S. Keawsawasvong. 2019b. “Three-dimensional lower bound finite element limit analysis of an anisotropic undrained strength criterion using second-order cone programming.” Comput. Geotech. 106: 327–344. https://doi.org/10.1016/j.compgeo.2018.11.010.
Ukritchon, B., and S. Keawsawasvong. 2020a. “Undrained lower bound solutions for end bearing capacity of shallow circular piles in non-homogeneous and anisotropic clays.” Int. J. Numer. Anal. Methods Geomech. 44 (5): 596–632. https://doi.org/10.1002/nag.3018.
Ukritchon, B., and S. Keawsawasvong. 2020b. “Undrained stability of unlined square tunnels in clays with linearly increasing anisotropic shear strength.” Geotech. Geol. Eng. 38 (1): 897–915. https://doi.org/10.1007/s10706-019-01023-8.
Veiskarami, M., R. Jamshidi Chenari, and A. A. Jameei. 2017. “Bearing capacity of strip footings on anisotropic soils by the finite elements and linear programming.” Int. J. Geomech. 17 (12): 04017119. https://doi.org/10.1061/(ASCE)GM.1943-5622.0001018.
Veiskarami, M., R. Jamshidi Chenari, and A. A. Jameei. 2019. “A study on the static and seismic earth pressure problems in anisotropic granular media.” Geotech. Geol. Eng. 37 (3): 1987–2005. https://doi.org/10.1007/s10706-018-0739-9.
Yang, X.-L., W.-T. Li, and Q.-J. Pan. 2015. “Influences of anisotropy and inhomogeneity on supporting pressure of tunnel face with kinematical approach.” J. Central South Univ. 22 (9): 3536–3543. https://doi.org/10.1007/s11771-015-2893-z.
Yu, J., M. Huang, and C. Zhang. 2015. “Three-dimensional upper-bound analysis for ultimate bearing capacity of laterally loaded rigid pile in undrained clay.” Can. Geotech. J. 52 (11): 1775–1790. https://doi.org/10.1139/cgj-2014-0390.
Zamanian, M., V. Mollaei-Alamouti, and M. Payan. 2020. “Directional strength and stiffness characteristics of inherently anisotropic sand: The influence of deposition inclination.” Soil Dyn. Earthquake Eng. 137: 106304. https://doi.org/10.1016/j.soildyn.2020.106304.
Zdravković, L., D. M. Potts, and D. W. Hight. 2002. “The effect of strength anisotropy on the behaviour of embankments on soft ground.” Géotechnique 52 (6): 447–457. https://doi.org/10.1680/geot.2002.52.6.447.
Zhang, Y., K. H. Andersen, and G. Tedesco. 2016. “Ultimate bearing capacity of laterally loaded piles in clay—Some practical considerations.” Mar. Struct. 50: 260–275. https://doi.org/10.1016/j.marstruc.2016.09.002.
Information & Authors
Information
Published In
Copyright
© 2021 American Society of Civil Engineers.
History
Received: Apr 29, 2021
Accepted: Jul 29, 2021
Published online: Sep 30, 2021
Published in print: Dec 1, 2021
Discussion open until: Mar 1, 2022
Authors
Metrics & Citations
Metrics
Citations
Download citation
If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.
Cited by
- Van Qui Lai, Reza Jamshidi Chenari, Rungkhun Banyong, Suraparb Keawsawasvong, Undrained Stability of Opening in Underground Walls in Anisotropic Clays, International Journal of Geomechanics, 10.1061/IJGNAI.GMENG-7898, 23, 2, (2023).
- Ardavan Izadi, Reza Jamshidi Chenari, Combined load bearing capacity of rigid piles embedded in a cross-anisotropic clay deposit using 3D finite element lower bound, Journal of Rock Mechanics and Geotechnical Engineering, 10.1016/j.jrmge.2022.05.012, 15, 3, (717-737), (2023).
- Wiphu Chaonoi, Jim Shiau, Chayut Ngamkhanong, Chanachai Thongchom, Pitthaya Jamsawang, Suraparb Keawsawasvong, Predicting Lateral Resistance of Piles in Cohesive Soils, Sustainability, 10.3390/su141912940, 14, 19, (12940), (2022).
- Wenzhe Peng, Minghua Zhao, Heng Zhao, Ling Zhang, Shuai Zhou, Effect of slope on lateral bearing capacity of nearshore large-diameter monopiles in cohesive soil, Marine Georesources & Geotechnology, 10.1080/1064119X.2022.2148591, (1-21), (2022).
- Meghdad Payan, Hessam Fathipour, Maryam Hosseini, Reza Jamshidi Chenari, Jim S. Shiau, Lower Bound Finite Element Limit Analysis of Geo-Structures with Non-Associated Flow Rule, Computers and Geotechnics, 10.1016/j.compgeo.2022.104803, 147, (104803), (2022).
- Hessam Fathipour, Meghdad Payan, Reza Jamshidi Chenari, Behzad Fatahi, General failure envelope of eccentrically and obliquely loaded strip footings resting on an inherently anisotropic granular medium, Computers and Geotechnics, 10.1016/j.compgeo.2022.104734, 146, (104734), (2022).
- Suraparb Keawsawasvong, Wiphu Chaonoi, Jitesh T. Chavda, Lindung Zalbuin Mase, Rungkhun Banyong, Undrained Lateral Resistance of Fixed-Headed Rectangular and Circular Piles, Transportation Infrastructure Geotechnology, 10.1007/s40515-022-00260-4, (2022).