Technical Paper
Feb 8, 2016

TBM–Block Interaction during TBM Tunneling in Rock Masses: Block Classification and Identification

Publication: International Journal of Geomechanics
Volume 17, Issue 5

Abstract

A new block-classification method for tunnel construction using a tunnel-boring machine (TBM) to capture the geometrical and mechanical transformation of rock blocks in the course of TBM excavation is proposed in this paper. The machine–block interaction is interpreted by dividing the joint blocks into blocks influenced by TBM excavation and blocks uninfluenced by TBM excavation. The influenced blocks are categorized further as contacting or noncontacting blocks according to whether they are in contact with the TBM. The contacting blocks include the front block, the corner block, and the rear block, based on the spatial location of blocks with respect to the cutterhead. Different types of blocks have distinct kinematic and mechanical characteristics. The sizes and shapes evolve, and the categories may be changed for rock blocks during excavation. The identification algorithms for influenced blocks and three types of contacting blocks are presented. Finally, a simple example considering a double-shield TBM tunnel excavation is used to illustrate the effectiveness of the new block-classification approach to guide TBM tunneling. The new classification approach will be helpful in evaluating the block removability and the possibility of cutterhead clogging and to shield blockage during tunneling with a TBM.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

This research was conducted with funding provided by the National Basic Research Program of China (973 Program, 2014CB046905), the National Science Foundation of China (Grant 41172249), and the State Key Laboratory for Geomechanics and Deep Underground Engineering (SKLGDUEK1303). The fourth author acknowledges the NSFC Hong Kong and Macao and the overseas scholars’ collaborative research fund for their support (Grant 51428902).

References

Ates, U., Bilgin, N., and Copur, H. (2014). “Estimating torque, thrust and other design parameters of different type TBMs with some criticism to TBMs used in Turkish tunneling projects.” Tunnelling Underground Space Technol., 40(Feb), 46–63.
Barla, G., and Barla, M. (2000). “Continuum and discontinuum modelling in tunnel engineering.” Gradevinar, 52(10), 567–576.
Barla, G., and Pelizza, S. (2000). “TBM tunnelling in difficult ground conditions.” Proc., Geoeng2000—An Int. Conf. on Geotechnical & Geological Engineering, Technomic Publishing, Lancaster, PA, 1–20.
Barla, M., Piovano, G., and Grasselli, G. (2012). “Rock slide simulation with the combined finite-discrete element method.” Int. J. Geomech., 711–721.
Bilgin, N., and Algan, M. (2012). “The performance of a TBM in a squeezing ground at Uluabat, Turkey.” Tunnelling Underground Space Technol., 32(Nov), 58–65.
BLKLAB [Computer softare].
Concilia, M., and Grandori, R. (2004). “New viola water transfer tunnel.” Proc., Mechanized Tunnelling: Challenging Case Histories, Int. Congress, Georesources and Environment Association, Turin, Italy, 27–34.
Dershowitz, W. S., and Einstein, H. H. (1988). “Characterizing rock joint geometry with joint system models.” Rock Mech. Rock Eng., 21(1), 21–51.
Fu, G. Y., and Ma, G. W. (2014). “Extended key block analysis for support design of blocky rock mass.” Tunnelling Underground Space Technol., 41(Mar), 1–13.
Goodman, R. E., and Shi, G. H. (1985). Block theory and its application to rock engineering, Prentice Hall, Upper Saddle River, NJ.
Hudson, J. A., and Priest, S. D. (1979). “Discontinuities and rock mass geometry.” Int. J. Rock Mech. Min. Sci. Geomech. Abstr., 16(6), 339–362.
Lei, Q. H., and Zhang, Z. X. (2011). “A new methodology of blocks system construction and visualization for three-dimensional block-group analysis.” Proc., 2nd Int. Young Scholars’ Symp. on Rock Mechanics, M. F. Cai, ed. Taylor & Francis Group, London, 489–494.
Li, J., Xue, J., Xiao, J., and Wang, Y. (2012). “Block theory on the complex combinations of free planes.” Comput. Geotech., 40(Mar), 127–134.
Loew, S., Barla, G., and Diederichs, M. (2010). “Engineering geology of Alpine tunnels: Past, present and future.” Proc., 11th IAEG Congress, CRC Press, Boca Raton, FL, 201–253.
Ma, G., and Fu, G. (2014). “A rational and realistic rock mass modelling strategy for the stability analysis of blocky rock mass.” Geomech. Geoeng., 9(2), 113–123.
MATLAB R2013b [Computer software]. MathWorks, Natick, MA.
Mauldon, M. (1990). “Probability aspects of the removability and rotatability of tetrahedral blocks.” Int. J. Rock Mech. Min. Sci. Geomech. Abstr., 27(4), 303–307.
Mauldon, M., and Goodman, R. E. (1996). “Vector analysis of keyblock rotations.” J. Geotech. Eng., 976–987.
Meschke, G., Nagel, F., and Stascheit, J. (2011). “Computational simulation of mechanized tunneling as part of an integrated decision support platform.” Int. J. Geomech., 519–528.
Nagel, F., Stascheit, J., and Meschke, G. (2012). “Numerical simulation of interactions between the shield-supported tunnel construction process and the response of soft water-saturated soils.” Int. J. Geomech., 689–696.
Ramoni, M., and Anagnostou, G. (2006). “On the feasibility of TBM drives in squeezing ground.” Tunnelling Underground Space Technol., 21(3-4), 262.
Ramoni, M., and Anagnostou, G. (2010a). “Thrust force requirements for TBMs in squeezing ground.” Tunnelling Underground Space Technol., 25(4), 433–455.
Ramoni, M., and Anagnostou, G. (2010b). “Tunnel boring machines under squeezing conditions.” Tunnelling Underground Space Technol., 25(2), 139–157.
Warburton, P. M. (1981). “Vector stability analysis of an arbitrary polyhedral rock block with any number of free faces.” Int. J. Rock Mech. Min. Sci. Geomech. Abstr., 18(5), 415–427.
Wibowo, J. L. (1997). “Consideration of secondary blocks in key-block analysis.” Int. J. Rock Mech. Min. Sci. Geomech. Abstr., 34(3-4), 333.e1–333.e12.
Wu, J., Zhang, Z. X., and Kwok, C. Y. (2015). “Stability analysis of rock blocks around a cross-harbor tunnel using the improved morphological visualization method.” Eng. Geol., 187, 10–31.
Yarahmadi Bafghi, A. R., and Verdel, T. (2003). “The key-group method.” Int. J. Numer. Anal. Methods Geomech., 27(6), 495–511.
Zhang, Q., Qu, C., Cai, Z., Kang, Y., and Huang, T. (2014). “Modeling of the thrust and torque acting on shield machines during tunnelling.” Autom. Constr., 40, 60–67.
Zhang, Z. X., and Kulatilake, P. H. S. W. (2003). “A new stereo-analytical method for determination of removal blocks in discontinuous rock masses.” Int. J. Numer. Anal. Methods Geomech., 27(10), 791–811.
Zhang, Z. X., and Lei, Q. H. (2013). “Object-oriented modeling for three-dimensional multi-block systems.” Comput. Geotech., 48, 208–227.
Zhang, Z. X., and Lei, Q. H. (2014). “A morphological visualization method for removability analysis of blocks in discontinuous rock masses.” Rock Mech. Rock Eng., 47(4), 1237–1254.
Zhang, Z. X., and Sun, J. (2002). “Stereoanalytic method for block theory and its application in stability analysis of a cave.” Chinese J. Rock Mech. Eng., 21(12), 1756–1760 (in Chinese).
Zhang, Z. X., Xu, Y., and Wu, H. (2008). “Block-group method for rock slope stability analysis.” Proc., 10th Int. Symp. on Landslides and Engineered Slopes, CRC Press, Boca Raton, FL, 1043–1049.
Zhao, K., Janutolo, M., and Barla, G. (2012). “A completely 3D model for the simulation of mechanized tunnel excavation.” Rock Mech. Rock Eng., 45(4), 475–497.

Information & Authors

Information

Published In

Go to International Journal of Geomechanics
International Journal of Geomechanics
Volume 17Issue 5May 2017

History

Received: Jun 10, 2015
Accepted: Nov 24, 2015
Published online: Feb 8, 2016
Discussion open until: Jul 8, 2016
Published in print: May 1, 2017

Permissions

Request permissions for this article.

Authors

Affiliations

Z. X. Zhang, Ph.D. [email protected]
Professor, Dept. of Geotechnical Engineering, College of Civil Engineering, and Key Laboratory of Geotechnical Engineering, Tongji Univ., Shanghai 200092, State Key Laboratory for Geomechanics and Deep Underground Engineering, Xuzhou, China (corresponding author). E-mail: [email protected]
Ph.D. Candidate, Dept. of Geotechnical Engineering, College of Civil Engineering, and Key Laboratory of Geotechnical Engineering, Tongji Univ., Shanghai 200092, China. E-mail: [email protected]
X. Huang, Ph.D. [email protected]
Assistant Professor, Dept. of Geotechnical Engineering, College of Civil Engineering, and Key Laboratory of Geotechnical Engineering, Tongji Univ., Shanghai 200092, China. E-mail: [email protected]
C. Y. Kwok, Ph.D. [email protected]
Assistant Professor, Haking Wong Building, Dept. of Civil and Environmental Engineering, Univ. of Hong Kong, Pokfulam Road, Hong Kong, China. E-mail: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share