Technical Papers
Mar 30, 2018

Stability Analysis of Two Parallel Closely Spaced Tunnels Based on Convergence–Confinement Principle

Publication: Journal of Construction Engineering and Management
Volume 144, Issue 6

Abstract

Stability analysis and risk assessment are key issues in the design and construction of tunnels; however, these assessments are often hard to conduct accurately because of the complexity of tunnel engineering. In order to improve tunnel construction technology, this paper uses the safety factor as the assessment index. A quantitative analysis method for tunnels is presented by using the convergence–confinement principle and the numerical simulation analysis method. To meet these objectives, based on the actual construction technology, the tunneling method is studied using a detailed numerical model to investigate the effects of different patterns for advancing the tunnel face. A new method for solving the safety factor of the support structure is proposed using a three-dimensional numerical model; the detailed solution process is illustrated through the case of Luoyixi tunnel. The results show that the safety factor of a lagging tunnel is significantly less than that of the leading tunnel, and that in order to ensure the stability of a lagging tunnel, reinforcement measures should be included during the construction process. Moreover, there is also a danger signal for leading tunnels: the direction of the butterfly-shaped wings in the plastic zone began to deflect to the vault at the start of lagging tunnel construction. In order to prevent the possibility of the roof falling, an advanced rockbolt should be applied in time. For designers and builders, the developed quantitative method in the form of safety factors can be used for a comprehensive evaluation of the support design and the rock state. For these reasons, this method is a convenient option for optimization analysis in construction technology.

Get full access to this article

View all available purchase options and get full access to this article.

Data Availability Statement

Data generated or analyzed during the study are available from the corresponding author by request. Information about the Journal’s data sharing policy can be found here: http://ascelibrary.org/doi/10.1061/%28ASCE%29CO.1943-7862.0001263.

Acknowledgments

The authors gratefully acknowledge the financial support provided by the National Nature Science Foundation of China (Project No. 51678081).

References

Augarde, C. E., and Burd, H. J. (2001). “Three-dimensional finite element analysis of lined tunnels.” Int. J. Numer. Anal. Methods Geomech., 25(3), 243–262.
Brown, E. T., Bray, J. W., Ladanyi, B., and Hoek, E. (1983). “Ground response curves for rock tunnels.” J. Geotech. Eng., 15–39.
Carranza-Torres, C., and Fairhurst, C. (1999). “The elasto-plastic response of underground excavations in rock masses that satisfy the Hoek-Brown failure criterion.” Int. J. Rock Mech. Min. Sci., 36(6), 777–809.
Carranza-Torres, C., and Fairhurst, C. (2000). “Application of the convergence-confinement method of tunnel design to rock masses that satisfy the Hoek-Brown failure criterion.” Tunnelling Underground Space Technol., 15(2), 187–213.
Chakeri, H., Hasanpour, R., Hindistan, M. A., and Ünver, B. (2011). “Analysis of interaction between tunnels in soft ground by 3D numerical modeling.” Bull. Eng. Geol. Environ., 70(3), 439–448.
Chehade, F. H., and Shahrour, I. (2008). “Numerical analysis of the interaction between twin-tunnels: Influence of the relative position and construction procedure.” Tunnelling Underground Space Technol., 23(2), 210–214.
Chen, R. P., Zhu, J., Liu, W., and Tang, X. W. (2011). “Ground movement induced by parallel EPB tunnels in silty soils.” Tunnelling Underground Space Technol., 26(1), 163–171.
Choi, J. I., and Lee, S. W. (2010). “Influence of existing tunnel on mechanical behavior of new tunnel.” KSCE J. Civ. Eng., 14(5), 773–783.
Chu, B. L., Hsu, S. C., Chang, Y. L., and Lin, Y. S. (2007). “Mechanical behavior of a twin-tunnel in multi-layered formations.” Tunnelling Underground Space Technol., 22(3), 351–362.
Do, N. A., Dias, D., Oreste, P., and Djeran-Maigre, I. (2014). “Three-dimensional numerical simulation of a mechanized twin tunnels in soft ground.” Tunnelling Underground Space Technol., 42(11), 40–51.
Gurocak, Z., Solanki, P., and Zaman, M. M. (2007). “Empirical and numerical analyses of support requirements for a diversion tunnel at the Boztepe dam site, eastern Turkey.” Eng. Geol., 91(2), 194–208.
Hoek, E., and Brown, E. T. (1980). Underground excavations in rock, Institution of Mining and Metallurgy, London.
Hoek, E., and Carranza–Torres, C. (2002). “Hoek–Brown failure criterion—2002 edition.” Proc., 5th North American Rock Mechanics Symp., Vol. 1, University of Toronto Press, Toronto, 267–273.
Hoek, E., and Diederichs, M. S. (2006). “Empirical estimation of rock mass modulus.” Int. J. Rock Mech. Min. Sci., 43(2), 203–215.
Hoek, E., and Marinos, P. (2000). “Predicting tunnel squeezing problems in weak heterogeneous rock masses.” Tunnels Tunnell. Int., 32(11), 45–51.
Karakus, M., and Fowell, R. J. (2003). “Effects of different tunnel face advance excavation on the settlement by FEM.” Tunnelling Underground Space Technol., 18(5), 513–523.
Kitagawa, T., Kumeta, T., Ichizyo, T., Soga, S., Sato, M., and Yasukawa, M. (1991). “Application of convergence confinement analysis to the study of preceding displacement of a squeezing rock tunnel.” Rock Mech. Rock Eng., 24(1), 31–51.
Lambrughi, A., Rodríguez, L. M., and Castellanza, R. (2012). “Development and validation of a 3D numerical model for TBM-EPB mechanised excavations.” Comput. Geotech., 40(1), 97–113.
Lee, K. M., and Rowe, R. K. (1991). “An analysis of three-dimensional ground movements: The Thunder Bay tunnel.” Can. Geotech. J., 28(1), 25–41.
Liu, H. Y., Small, J. C., and Carter, J. P. (2008). “Full 3D modelling for effects of tunnelling on existing support systems in the Sydney region.” Tunnelling Underground Space Technol., 23(4), 399–420.
Liu, S. F., Su, Y. H., and Li, S. (2016). “Calculation of safety factor of tunnel structure based on Duncan-Fama convergence curve.” Chin. J. Geotechnic. Eng., 38(7), 1307–1315 (in Chinese).
Lü, Q., and Low, B. K. (2011). “Probabilistic analysis of underground rock excavations using response surface method and SORM.” Comput. Geotech., 38(8), 1008–1021.
Mroueh, H., and Shahrour, I. (2008). “A simplified 3D model for tunnel construction using tunnel boring machines.” Tunnelling Underground Space Technol., 23(1), 38–45.
Ng, C. W., Lee, K. M., and Tang, D. K. (2004). “Three-dimensional numerical investigations of new Austrian tunnelling.” Can. Geotech. J., 41(3), 523–539.
Ramamurthy, T. (2004). “A geo-engineering classification for rocks and rock masses.” Int. J. Rock Mech. Min. Sci., 41(1), 89–101.
Rodríguez, R., and Díaz-Aguado, M. B. (2013). “Deduction and use of an analytical expression for the characteristic curve of a support based on yielding steel ribs.” Tunnelling Underground Space Technol., 33(33), 159–170.
Sari, Y. D., Pasamehmetoglu, A. G., Cetiner, E., and Donmez, S. (2008). “Numerical analysis of a tunnel support design in conjunction with empirical methods.” Int. J. Geomech., 74–81.
Sharifzadeh, M., Daraei, R., and Broojerdi, M. S. (2012). “Design of sequential excavation tunneling in weak rocks through findings obtained from displacements based back analysis.” Tunnelling Underground Space Technol., 28(1), 10–17.
Sheorey, P. R., Mohan, G. M., and Sinha, A. (2001). “Influence of elastic constants on the horizontal in situ stress.” Int. J. Rock Mech. Min. Sci., 38(8), 1211–1216.
Su, Y. H., Liu, S. F., Wang, K. X., and Liang, B. (2014). “Stability analysis of underground structures based on convergence-confinement method.” Chin. J. Geotechnic. Eng., 36(11), 2002–2009 (in Chinese).
Suwansawat, S., and Einstein, H. H. (2007). “Describing settlement troughs over twin tunnels using a superposition technique.” J. Geotech. Geoenviron. Eng., 445–468.
Swoboda, G., and Abu-Krisha, A. (1999). “Three-dimensional numerical modelling for TBM tunnelling in consolidated clay.” Tunnelling Underground Space Technol., 14(3), 327–333.
Unlu, T., and Gercek, H. (2003). “Effect of Poisson’s ratio on the normalized radial displacements occurring around the face of a circular tunnel.” Tunnelling Underground Space Technol., 18(5), 547–553.
Vlachopoulos, N., and Diederichs, M. S. (2009). “Improved longitudinal displacement profiles for convergence confinement analysis of deep tunnels.” Rock Mech. Rock Eng., 42(2), 131–146.
Vlachopoulos, N., and Diederichs, M. S. (2014). “Appropriate uses and practical limitations of 2D numerical analysis of tunnels and tunnel support response.” Geotech. Geol. Eng., 32(2), 469–488.
Wang, Z., Wang, L., Li, L., and Wang, J. (2014). “Failure mechanism of tunnel lining joints and bolts with uneven longitudinal ground settlement.” Tunnelling Underground Space Technol., 40(1), 300–308.
Zhang, L., Wu, X., and Liu, H. (2016). “Strategies to reduce ground settlement from shallow tunnel excavation: A case study in China.” J. Constr. Eng. Manage., .

Information & Authors

Information

Published In

Go to Journal of Construction Engineering and Management
Journal of Construction Engineering and Management
Volume 144Issue 6June 2018

History

Received: Aug 23, 2017
Accepted: Dec 5, 2017
Published online: Mar 30, 2018
Published in print: Jun 1, 2018
Discussion open until: Aug 30, 2018

Permissions

Request permissions for this article.

Authors

Affiliations

Liu Shaofeng, Ph.D. [email protected]
School of Environmental and Safety Engineering, Changzhou Univ., No. 1, Gehu Rd., Changzhou 213164, Jiangsu, China (corresponding author). E-mail: [email protected]
Feng Jincai [email protected]
Associate Professor, School of Environmental and Safety Engineering, Changzhou Univ., No. 1, Gehu Rd., Changzhou 213164, Jiangsu, China. E-mail: [email protected]
Zhu Pinghua [email protected]
Professor, School of Environmental and Safety Engineering, Changzhou Univ., No. 1, Gehu Rd., Changzhou 213164, Jiangsu, China. E-mail: [email protected]
Li Xiang, Ph.D. [email protected]
School of Resources and Safety Engineering, Central South Univ., No. 932, Lushan South Rd., Changsha 410083, Hunan, China. E-mail: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share