TECHNICAL PAPERS
Feb 1, 2005

Effects of Advancing Open Face Tunneling on an Existing Loaded Pile

Publication: Journal of Geotechnical and Geoenvironmental Engineering
Volume 131, Issue 2

Abstract

A three-dimensional, elasto-plastic, coupled-consolidation numerical analysis was conducted to investigate the effects of an advancing open face tunnel excavation on an existing, loaded pile. Based on the ground conditions, geometry, and tunnel construction method simulated, a significant zone of influence can be identified one tunnel diameter ahead and one behind the tunnel excavation face. Within this zone of influence, the settlement of the pile is greater than the ground settlement due to the plastic yielding at the pile toe. A computed ground surface settlement profile simulated by a normal Gaussian distribution does not accurately reflect pile head settlement and a significant nonlinear distribution of subsurface settlement with depth is induced by tunnel excavation. Under plane strain conditions, other empirical and analytical methods predicted similar trends in the subsurface settlements, but gave larger magnitudes of subsurface settlements. The open face tunnel excavation induces complex distributions of relative subsurface settlements and both positive and negative side shear stresses along the pile. Within the zone of influence of the tunnel excavation, excess positive and negative pore-water pressures are generated at the pile head and pile toe, respectively. At the pile toe, the pore-water pressure was reduced to 40% of its initial hydrostatic value. At 10 days after the tunnel face passed the pile, the excess pore-water pressures at the pile recovered to within 20% of initial hydrostatic values. Due to the additional settlement of the pile that occurred during tunneling, the soil resistance factor of safety for the pile can be regarded as decreasing from 3.0 to 1.5, according to a displacement-based failure load criterion. The tunnel excavation did not significantly affect the existing bending moment and the axial structural load distribution within the pile.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

This research project was supported by research Grant Nos. HKUST714/96E and HKUST6025/01E, provided by the Research Grants Council of the Hong Kong Special Administrative Region.

References

Bezuijen, A., and van der Schrier, J. S. (1994). “The influence of a bored tunnel on pile foundations.” Centrifuge ’94, Balkema, Rotterdam, The Netherlands, 681–686.
Broms, B. B., and Bennermark, H. (1967). “Stability of clay at vertical openings.” J. Soil Mech. Found. Div., 93, 91–94.
Burland, J. B., and Kalra, J. C. (1986). “Queen Elizabeth II Conference Centre: Geotechnical aspects.” Proc. Inst. Civ. Eng., Struct. Build., 80, 1479–1503.
Chen, L. T., Poulos, H. G., and Loganathan, N. (1999). “Pile responses caused by tunnelling.” J. Geotech. Geoenviron. Eng., 125(3), 207–215.
Forth, R. A., and Thorley, C. B. B. (1996). “Hong Kong Island line-predictions and performance.” Proc. Int. Symp. on Geotechnical Aspects of Underground Construction in Soft Ground, London, Balkema, Rotterdam, The Netherlands, 677–682.
Hergarden, H. J. A. M., van der Poel, T. J., and van der Schrier, J. S. (1996). “Ground movements due to tunnelling: Influence on pile foundations.” Proc., Int. Symp. on Geotechnical Aspects of Underground Construction in Soft Ground, London, Balkema, Rotterdam, The Netherlands, 519–524.
Hibbitt, Karlsson & Sorensen, Inc. (1998). ABAQUS user’s manual, Version 5.8.
Jacobsz, S. W., Standing, J. R., Mair, R. J., Hagiwara, T., and Sugiyama, T. (2002). “Centrifuge modeling of tunneling near driven piles.” Proc., 3rd Int. Symp. on Geotechnical Aspects of Underground Construction in Soft Ground, IS-Toulous, France, 89–94.
Lee, G. T. K. (2003). “Three-dimensional numerical studies of “NATM” tunneling in stiff clay.” MS Philosophy thesis, the Hong Kong Univ. of Science and Technology, Hong Kong.
Loganathan, N., and Poulos, H. G. (1998). “Analytical prediction for tunnelling-induced ground movements in clays.” J. Geotech. Geoenviron. Eng., 124(9), 846–856.
Loganathan, N., Poulos, H. G., and Stewart, D. P. (2000). “Centrifuge model testing of tunnelling-induced ground and pile deformations.” Geotechnique, 50(3), 283–294.
Mair, R. J. (1993). “Developments in geotechnical engineering research: Application to tunnels and deep excavations.” Geotechnical Engineering, Proc. Inst. of Civ. Engineers, 93, 27–41.
Mair, R. J., and Taylor, R. N. (1997). “Theme lecture: Bored tunneling in urban environment.” Proc., 14th ICSMFE, Vol. 4, Hamburg, Germany, 2353–2385.
Mair, R. J., Taylor, R. N., and Bracegirdle, A. (1993). “Subsurface settlement profiles above tunnels in clay.” Geotechnique, 43(2), 315–320.
Mroueh, H., and Shahrour, I. (1999). “Three-dimensional analysis of the interaction between tunnelling and pile foundations.” Proc., 7th Conf. on Numerical Models in Geomechanics—NUMOG, Austria, Balkema, Rotterdam, The Netherlands, 397–402.
Ng, C. W. W., and Yan, R. W. M. (1998). “Stress transfer and deformation mechanisms of diaphragm wall panel.” J. Geotech. Geoenviron. Eng., 124(7), 638–648.
Ng, C. W. W., Yau, T. L. Y., Li, J. H. M., and Tang, W. H. (2001). “New failure load criterion for large diameter bored piles in weathered geomaterials.” J. Geotech. Geoenviron. Eng., 127(6), 488–498.
Tang, K. W. D. (2001). “Numerical studies of multiple NATM tunnel interaction in soft ground.” Master of Philosopy thesis, The Hong Kong Univ. of Science and Technology, Hong Kong.
Vermeer, P. A., and Bonnier, P. G. (1991). “Pile settlements due to tunnelling.” Proc., 10th European Conf. on Soil Mechanics and Foundation Engineering, Vol. 2, Florence, Italy, Balkema, Rotterdam, The Netherlands, 869–872.

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 131Issue 2February 2005
Pages: 193 - 201

History

Received: May 27, 2003
Accepted: Jun 11, 2004
Published online: Feb 1, 2005
Published in print: Feb 2005

Permissions

Request permissions for this article.

Authors

Affiliations

Gordon T. K. Lee
Hong Kong Univ. of Science and Technology, Clearwater Bay, Hong Kong; formerly, Master of Philosophy Student.
Charles W. W. Ng, M.ASCE
Professor, Dept. of Civil Engineering, Hong Kong Univ. of Science and Technology, Clearwater Bay, Hong Kong. E-mail: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share