Seismic Stability and Permanent Displacement of 3D Slopes with Tension Cutoff
Publication: International Journal of Geomechanics
Volume 23, Issue 9
Abstract
The magnitude of seismic displacement is an important index to evaluate the safety of slopes. The traditional Mohr–Coulomb failure criterion may overestimate the slope stability in seismic displacement calculation. Some analyses under plane-strain (2D) conditions reveal a significant effect of tension cutoff on slope displacement. This paper aims to carry out a three-dimensional (3D) analysis to investigate the seismic displacement of slopes affected by tension cutoff. Within the framework of limit analysis, a 3D rotational failure mechanism is adopted here for homogeneous slopes consisting of c–φ soils. A series of parametric analyses are conducted to explore the influence of the reduction coefficient on the yield acceleration coefficient, displacement coefficient, and seismic displacement. The results are more comprehensive and accurate compared with 2D analysis.
Get full access to this article
View all available purchase options and get full access to this article.
Data Availability Statement
All data, models, or codes that support the findings of this study are available from the corresponding author upon reasonable request.
Acknowledgments
This study was supported by the Fundamental Research Funds for the Central Universities (Grant No. B220202013) and the National Natural Science Foundation of China (Grant No. 52078185).
Notation
The following symbols are used in this paper:
- B
- width of a slope;
- b
- width of a plane insert;
- C
- displacement coefficient;
- C1, C2
- stress circles;
- c
- cohesion of soil;
- D, Dcurve, Dplane
- rate of internal energy dissipation: whole mechanism, curvilinear cone portion, plane insert portion;
- fc
- uniaxial compressive strength;
- ft, f3t
- uniaxial and triaxial tensile strength;
- ft′
- reduced uniaxial tensile strength;
- G
- weight of the rotating soil mass;
- H
- slope height;
- kh
- horizontal seismic acceleration coefficient;
- ky
- yield acceleration coefficient;
- L
- length between Point C and Point E;
- l
- distance between Point O and the center of gravity of the rotating soil mass;
- r, r′
- radius of the log spirals DBF and D′B′F′;
- rc
- average radius of upper and lower log spirals;
- rh
- radius of the log spirals DBF at θ = θh;
- rm,
- radius of the log spirals P′CD and P′C′D′ at θ = θm;
- r0,
- radius of the log spirals DBF and D′B′F′ at θ = θ0;
- r1, r2
- radii depicting the distance between point O and shadow boundary in Fig. 2;
- [T]
- traction vector;
- ux
- horizontal displacement;
- v
- magnitude of the velocity discontinuity vector;
- [v]
- velocity discontinuity vector;
- Ws, Wscurve, Wsplane
- rate of work done by seismic forces: whole mechanism, curvilinear cone portion, plane insert portion;
- Wγ, Wγcurve, Wγplane
- rate of work done by soil weight: whole mechanism, curvilinear cone portion, plane insert portion;
- β
- slope inclination angle;
- γ
- unit weight of soil;
- δ
- dilatancy angle in the nonlinear portion of the strength envelope;
- δm
- maximum dilatancy angle in the mechanism;
- δθ
- increment of the rotation angle;
- η0, η0.2
- yield acceleration influence coefficients;
- θ
- angular coordinate in the polar system;
- θh, θm, θtc, θ0
- angles depicting the positions of Point B, C, D, and A in Fig. 2;
- rotational acceleration;
- μ
- displacement influence coefficient;
- ξ
- reduction coefficient;
- ρ
- radial coordinate in the polar system;
- φ
- internal friction angle of soil; and
- ω
- angular velocity.
References
Baligh, M. M., and A. S. Azzouz. 1975. “End effects on stability of cohesive slopes.” J. Geotech. Geoenviron. Eng. 101 (11): 1105–1117. https://doi.org/10.1061/AJGEB6.0000210.
Cavounidis, S. 1987. “On the ratio of factors of safety in slope stability analyses.” Géotechnique 37 (2): 207–210. https://doi.org/10.1680/geot.1987.37.2.207.
Chang, C. J., W. F. Chen, and J. P. Yao. 1984. “Seismic displacements in slopes by limit analysis.” J. Geotech. Eng. 110 (7): 860–874. https://doi.org/10.1061/(ASCE)0733-9410(1984)110:7(860).
Chen, G. H., J. F. Zou, Q. J. Pan, Z. H. Qian, and H. Y. Shi. 2020. “Earthquake-induced slope displacements in heterogeneous soils with tensile strength cut-off.” Comput. Geotech. 124 (6): 103637. https://doi.org/10.1016/j.compgeo.2020.103637.
Chen, Z. Y. 1992. “Random trials used in determining global minimum factors of safety of slopes.” Can. Geotech. J. 29 (2): 225–233. https://doi.org/10.1139/t92-02.
Drucker, D. C., and W. Prager. 1952. “Soil mechanics and plastic analysis or limit design.” Q. Appl. Math. 10 (2): 157–165. https://doi.org/10.1090/qam/48291.
Duncan, J. M., and S. G. Wright. 2005. Soil strength and slope stability. Hoboken, NJ: Wiley.
Gao, Y. F., F. Zhang, G. H. Lei, and D. Y. Li. 2013. “An extended limit analysis of three-dimensional slope stability.” Géotechnique 63 (6): 518–524. https://doi.org/10.1680/geot.12.T.004.
He, Y., H. Hazarika, N. Yasufuku, Z. Han, and Y. Li. 2015. “Three-dimensional limit analysis of seismic displacement of slope reinforced with piles.” Soil Dyn. Earthquake Eng. 77: 446–452. https://doi.org/10.1016/j.soildyn.2015.06.015.
He, Y., Y. Liu, H. Hazarika, and R. Yuan. 2019. “Stability analysis of seismic slopes with tensile strength cut-off.” Comput. Geotech. 112: 245–256. https://doi.org/10.1016/j.compgeo.2019.04.029.
Jibson, R. W. 2011. “Methods for assessing the stability of slopes during earthquakes—A retrospective.” Eng. Geol. 122 (1–2): 43–50. https://doi.org/10.1016/j.enggeo.2010.09.017.
Kramer, S. L., and N. W. Lindwall. 2004. “Dimensionality and directionality effects in Newmark sliding block analyses.” J. Geotech. Geoenviron. 130 (3): 303–315. https://doi.org/10.1061/(ASCE)1090-0241(2004)130:3(303).
Kramer, S. L., and M. W. Smith. 1997. “Modified Newmark model for seismic displacements of compliant slopes.” J. Geotech. Geoenviron. Eng. 123 (7): 635–644. https://doi.org/10.1061/(ASCE)1090-0241(1997)123:7(635).
Li, D. J., W. T. Jia, L. H. Zhao, X. Cheng, Y. B. Zhang, H. Y. Fu, B. Ye, and L. Zheng. 2022. “Upper-bound limit analysis of rock slope stability with tensile strength cutoff based on the optimization strategy of dividing the tension zone and shear zone.” Int. J. Geomech. 22 (5): 06022006. https://doi.org/10.1061/(ASCE)GM.1943-5622.0002366.
Li, X., S. He, and W. Yong. 2010. “Seismic displacement of slopes reinforced with piles.” J. Geotech. Geoenviron. Eng. 136 (6): 880–884. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000296.
Li, Y. X., and X. L. Yang. 2019. “Soil-slope stability considering effect of soil-strength nonlinearity.” Int. J. Geomech. 19 (3): 04018201. https://doi.org/10.1061/(ASCE)GM.1943-5622.0001355.
Li, Z. W., T. Z. Li, and X. L. Yang. 2020. “Three-dimensional active earth pressure from cohesive backfills with tensile strength cutoff.” Int. J. Numer. Anal. Methods Geomech. 44 (7): 942–961. https://doi.org/10.1002/nag.3021.
Luo, W., J. B. Li, G. P. Tang, J. Y. Chen, and C. L. Dai. 2021. “Upper-bound limit analysis for slope stability based on modified Mohr–Coulomb failure criterion with tensile cut-off.” Int. J. Geomech. 21 (10): 04021184. https://doi.org/10.1061/(ASCE)GM.1943-5622.0002154.
Mathews, N., B. Leshchinsky, M. J. Olsen, and A. Klar. 2019. “Spatial distribution of yield accelerations and permanent displacements: A diagnostic tool for assessing seismic slope stability.” Soil Dyn. Earthquake Eng. 126: 105811. https://doi.org/10.1016/j.soildyn.2019.105811.
Michalowski, R. L. 2017. “Stability of intact slopes with tensile strength cut-off.” Géotechnique 67 (8): 720–727. https://doi.org/10.1680/jgeot.16.P.037.
Michalowski, R. L., and A. Drescher. 2009. “Three-dimensional stability of slopes and excavations.” Géotechnique 59 (10): 839–850. https://doi.org/10.1680/geot.8.P.136.
Michalowski, R. L., and L. You. 2000. “Displacements of reinforced slopes subjected to seismic loads.” J. Geotech. Geoenviron. Eng. 126 (8): 685–694. https://doi.org/10.1061/(ASCE)1090-0241(2000)126:8(685).
Nadukuru, S. S., and R. L. Michalowski. 2013. “Three-dimensional displacement analysis of slopes subjected to seismic loads.” Can. Geotech. J. 50 (6): 650–661. https://doi.org/10.1139/cgj-2012-0223.
Newmark, N. 1965. “Effects of earthquakes on dams and embankments.” Geotechnique 15 (2): 139–160. https://doi.org/10.1680/geot.1965.15.2.139.
Park, D., and R. L. Michalowski. 2017. “Three-dimensional stability analysis of slopes in hard soil/soft rock with tensile strength cut-off.” Eng. Geol. 229: 73–84. https://doi.org/10.1016/j.enggeo.2017.09.018.
Paul, B. 1961. “A modification of the Coulomb–Mohr theory of fracture.” J. Appl. Mech. 28 (2): 259–268. https://doi.org/10.1115/1.3641665.
Rao, P., P. Ouyang, J. Wu, P. Li, S. Nimbalkar, and Q. Chen. 2022. “Seismic stability of heterogeneous slopes with tensile strength cutoff using discrete-kinematic mechanism and a pseudostatic approach.” Int. J. Geomech. 22 (12): 04022228. https://doi.org/10.1061/(ASCE)GM.1943-5622.0002578.
Richards, R., and D. G. Elms. 1979. “Seismic behavior of gravity retaining walls.” J. Geotech. Eng. Div. 105 (4): 449–464. https://doi.org/10.1061/AJGEB6.0000783.
Rollo, F., and S. Rampello. 2021. “Probabilistic assessment of seismic-induced slope displacements: An application in Italy.” Bull. Earthquake Eng. 19: 4261–4288. https://doi.org/10.1007/s10518-021-01138-5.
Shu, S., B. Ge, Y. Wu, and F. Zhang. 2023. “Probabilistic assessment on 3D stability and failure mechanism of undrained slopes based on the kinematic approach of limit analysis.” Int. J. Geomech. 23 (1): 06022037. https://doi.org/10.1061/(ASCE)GM.1943-5622.0002635.
Song, J., Q. Q. Fan, T. G. Feng, Z. Q. Chen, J. Chen, and Y. F. Gao. 2019. “A multi-block sliding approach to calculate the permanent seismic displacement of slopes.” Eng. Geol. 255: 48–58. https://doi.org/10.1016/j.enggeo.2019.04.012.
Su, L. J., C. N. Sun, F. W. Yu, and S. Ali. 2018. “Seismic stability analysis of slopes with pre-existing slip surfaces.” J. Mountain Sci. 15 (6): 1331–1341. https://doi.org/10.1007/s11629-017-4759-3.
Utili, S., and A. Abd. 2016. “On the stability of fissured slopes subject to seismic action.” Int. J. Numer. Anal. Methods Geomech. 40 (5): 785–806. https://doi.org/10.1002/nag.2498.
Yang, X. L., and J. H. Yin. 2004. “Slope stability analysis with nonlinear failure criterion.” J. Eng. Mech. 130 (3): 267–273. https://doi.org/10.1061/(ASCE)0733-9399(2004)130:3(267).
Ye, S. H., and Z. F. Zhao. 2020. “Allowable displacement of slope supported by frame structure with anchors under earthquake.” Int. J. Geomech. 20 (10): 04020188. https://doi.org/10.1061/(ASCE)GM.1943-5622.0001831.
You, L., and R. L. Michalowski. 1999. “Displacement charts for slopes subjected to seismic loads.” Comput. Geotech. 25 (1): 45–55. https://doi.org/10.1016/S0266-352X(99)00016-6.
Zhang, F., D. Leshchinsky, Y. Gao, and B. Leshchinsky. 2014. “Required unfactored strength of geosynthetics in reinforced 3D slopes.” Geotext. Geomembr. 42 (6): 576–585. https://doi.org/10.1016/j.geotexmem.2014.10.006.
Zhao, L., X. Cheng, L. Li, J. Chen, and Y. Zhang. 2017. “Seismic displacement along a log-spiral failure surface with crack using rock Hoek–Brown failure criterion.”’ Soil Dyn. Earthquake Eng. 99: 74–85. https://doi.org/10.1016/j.soildyn.2017.04.019.
Information & Authors
Information
Published In
Copyright
© 2023 American Society of Civil Engineers.
History
Received: Dec 8, 2022
Accepted: Apr 17, 2023
Published online: Jul 7, 2023
Published in print: Sep 1, 2023
Discussion open until: Dec 7, 2023
ASCE Technical Topics:
- Analysis (by type)
- Continuum mechanics
- Displacement (mechanics)
- Earthquake engineering
- Engineering fundamentals
- Engineering mechanics
- Failure analysis
- Geomechanics
- Geotechnical engineering
- Material mechanics
- Material properties
- Materials engineering
- Mechanical properties
- Seismic effects
- Seismic tests
- Slope stability
- Slopes
- Solid mechanics
- Structural mechanics
- Tension
- Tests (by type)
- Three-dimensional analysis
- Two-dimensional analysis
Authors
Metrics & Citations
Metrics
Citations
Download citation
If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.