Technical Papers
Apr 13, 2023

Micromechanical Analysis of Internal Instability during Shearing

Publication: International Journal of Geomechanics
Volume 23, Issue 6

Abstract

Internal instability means that finer particles pass through the constrictions of coarser particles at a hydraulic gradient well below that of heave or piping, rendering the soil ineffective for its intended purpose. The soil could make a transition from an internally stable state to an unstable state or vice versa due to shear-induced deformation. The discrete element method (DEM) is adopted in this study to examine and quantify soil behavior by simulating the quasi-static shear deformation of internally stable and unstable soils at the micro- and macroscales. The dense bimodal specimens were sheared under drained conditions following a constant mean stress path in order to investigate the influence of stress heterogeneity. At the macroscale, the peak deviatoric stress was found to be a function of the fines content and the initial void ratios of the specimens. The development of the average number of contacts per particle and the stress transfer to the finer fraction during shearing are discussed. The simulation results innovatively show that a dense specimen could undergo a transition from an internally stable to an unstable soil as it dilates during shear. These numerical results have significant implications on the importance of real-life situations, such as predicting mud pumping in railroad tracks.

Practical Applications

Microscale investigations enabled a better understanding of the mechanism of internal instability of soil, which can be helpful in the design and construction of substructures in railways. To demarcate internally unstable and stable soils, the microscale criterion based on the coordination number and the stress reduction factor can be used to estimate the probability of internal instability in the field at different stress state. Internal instability is a problem in railways that results in significant maintenance costs. The findings of this study can be used to avoid the huge maintenance cost associated with internally unstable capping layer in railways.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

The authors gratefully appreciate the assistance of Prof. Catherine O’Sullivan (Imperial College, London) in reading the manuscript and making constructive comments for its improvement, including the plots in Fig. 8. Financial support from the Transport Research Centre, University of Technology Sydney (UTS), Sydney NSW, Australia, is greatly appreciated.

Notation

The following symbols are used in this paper:
davg
average diameter of the coarser fraction of PSD;
G
shear modulus;
In
inertial number;
Np
number of particles;
Nc
number of contacts;
Ncfinefine
number of contacts between fine particles;
Ncfinecoarse
number of contacts between fine and coarse particles;
Npfines
number of fine particles;
Npcoarse
number of coarse particles;
Nccoarsecoarse
number of contacts between coarse particles;
p
effective mean stress of the specimen;
q
deviatoric stress;
Rd
relative density;
rmin
minimum particle radius;
Z
coordination number;
Zfine–coarse
fine-coarse coordination number;
Zcoarse–coarse
coarse-coarse coordination number;
α
stress reduction factor;
ε˙
strain rate;
εa
axial strain;
εv
volumetric strain;
µs
coefficient of sliding friction;
ρ
solid particle density;
σ1
major principal stress;
σ2
intermediate principal stress;
σ3
minor principal stress; and
ν
Poisson’s ratio.

References

Barreto, D., and C. O'Sullivan. 2012. “The influence of inter-particle friction and the intermediate stress ratio on soil response under generalised stress conditions.” Granular Matter 14: 505–521. https://doi.org/10.1007/s10035-012-0354-z.
Chang, D. S., and L. M. Zhang. 2013. “Critical hydraulic gradients of internal erosion under complex stress states.” J. Geotech. Geoenviron. Eng. 139 (9): 1454–1467. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000871.
Da Cruz, F., S. Emam, M. Prochnow, J. N. Roux, and F. Chevoir. 2005. “Rheophysics of dense granular materials: Discrete simulation of plane shear flows.” Phys. Rev. E: Stat. Nonlinear Soft Matter Phys. 72 (2): 1–17.
Galindo-Torres, S. A., A. Scheuermann, H. B. Mühlhaus, and D. J. Williams. 2015. “A micro-mechanical approach for the study of contact erosion.” Acta Geotech. 10 (3): 357–368. https://doi.org/10.1007/s11440-013-0282-z.
Honjo, Y., M. A. Haque, and K. A. Tsai. 1996. “Self-filtration behaviour of broadly and gap-graded cohesionless soils.” In Geofilters’ 96, edited by J. Lafleur and A. Rollin, 227–236. Montreal: BiTech Publishers.
Hu, Z., Z. X. Yang, and Y. D. Zhang. 2020. “CFD-DEM modeling of suffusion effect on undrained behavior of internally unstable soils.” Comput. Geotech. 126: 103692.
Huang, X., K. J. Hanley, C. O’Sullivan, and C. Y. Kwok. 2014. “Exploring the influence of interparticle friction on critical state behavior using DEM.” Int. J. Numer. Anal. Methods Geomech. 38: 1276–1297. https://doi.org/10.1002/nag.2259.
Indraratna, B., S. Haq, C. Rujikiatkamjorn, and J. Israr. 2022. “Microscale boundaries of internally stable and unstable soils.” Acta Geotech. 17: 2037–2046.
Indraratna, B., J. Israr, and C. Rujikiatkamjorn. 2015. “Geometrical method for evaluating the internal instability of granular filters based on constriction size distribution.” J. Geotech. Geoenviron. Eng. 141 (10): 04015045. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001343.
Indraratna, B., V. T. Nguyen, and C. Rujikiatkamjorn. 2011. “Assessing the potential of internal erosion and suffusion of granular soils.” J. Geotech. Geoenviron. Eng. 137 (5): 550–554. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000447.
Indraratna, B., M. Singh, T. T. Nguyen, S. Leroueil, A. Abeywickrama, R. Kelly, and T. Neville. 2020. “Laboratory study on subgrade fluidization under undrained cyclic triaxial loading.” Can. Geotech. J. 57 (11): 1767–1779. https://doi.org/10.1139/cgj-2019-0350.
Israr, J., and B. Indraratna. 2018. “Mechanical response and pore pressure generation in granular filters subjected to uniaxial cyclic loading.” Can. Geotech. J. 55 (12): 1756–1768. https://doi.org/10.1139/cgj-2017-0393.
Ke, L., and A. Takahashi. 2015. “Drained monotonic responses of suffusional cohesionless soils.” J. Geotech. Geoenviron. Eng. 141 (8): 04015033. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001327.
Kenney, T. C., and D. Lau. 1985. “Internal stability of granular filters.” Can. Geotech. J. 22 (2): 215–225. https://doi.org/10.1139/t85-029.
Kezdi, A. 1979. Soil physics—Selected topics. Amsterdam, Netherlands: Elsevier.
Kloss, C., C. Goniva, A. Hager, S. Amberger, and S. Pirker. 2012. “Models, algorithms and validation for opensource DEM and CFD-DEM.” Prog. Comput. Fluid Dyn. 12 (2/3): 140. https://doi.org/10.1504/PCFD.2012.047457.
Langroudi, F. M., A. Soroush, P. Tabatabaie Shourijeh, and R. Shafipour. 2013. “Stress transmission in internally unstable gap-graded soils using discrete element modeling.” Powder Technol. 247: 161–171. https://doi.org/10.1016/j.powtec.2013.07.020.
Minh, N. H., and Y. P. Cheng. 2013. “A DEM investigation of the effect of particle-size distribution on one-dimensional compression.” Geotechnique 63 (1): 44–53. https://doi.org/10.1680/geot.10.P.058.
Nguyen, T. T., and B. Indraratna. 2020. “The energy transformation of internal erosion based on fluid–particle coupling.” Comput. Geotech. 121: 103475. https://doi.org/10.1016/j.compgeo.2020.103475.
Potyondy, D. O., and P. A. Cundall. 2004. “A bonded-particle model for rock.” Int. J. Rock Mech. Min. Sci. 41 (8 SPEC.ISS.): 1329–1364. https://doi.org/10.1016/j.ijrmms.2004.09.011.
Prasomsri, J., and A. Takahashi. 2020. “The role of fines on internal instability and its impact on undrained mechanical response of gap-graded soils.” Soils Found. 60 (6): 1468–1488. https://doi.org/10.1016/j.sandf.2020.09.008.
Rothenburg, L., and N. P. Kruyt. 2004. “Critical state and evolution of coordination number in simulated granular materials.” Int. J. Solids Struct. 41 (21): 5763–5774. https://doi.org/10.1016/j.ijsolstr.2004.06.001.
Senetakis, K., M. R. Coop, and M. C. Todisco. 2013. “Tangential load-deflection behaviour at the contacts of soil particles.” Geotech. Lett. 3: 59–66. https://doi.org/10.1680/geolett.13.00019.
Shire, T., C. O’Sullivan, K. J. Hanley, and R. J. Fannin. 2014. “Fabric and effective stress distribution in internally unstable soils.” J. Geotech. Geoenviron. Eng. 140 (12): 1–11. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001184.
Skempton, A. W., and J. M. Brogan. 1994. “Experiments on piping in sandy gravels.” Géotechnique 44 (3): 449–460. https://doi.org/10.1680/geot.1994.44.3.449.
Sufian, A., M. Artigaut, T. Shire, and C. O’Sullivan. 2021. “Influence of fabric on stress distribution in gap-graded soil.” J. Geotech. Geoenviron. Eng. 147 (5): 04021016. https://doi.org/10.1061/(ASCE)GT.1943-5606.0002487.
Thevanayagam, S., T. Shenthan, S. Mohan, and J. Liang. 2002. “Undrained fragility of clean sands, silty sands, and sandy silts.” J. Geotech. Geoenviron. Eng. 128 (10): 849–859. https://doi.org/10.1061/(ASCE)1090-0241(2002)128:10(849).
Thornton, C. 2000. “Numerical simulations of deviatoric shear deformation of granular media.” Geotechnique 50 (1): 43–53. https://doi.org/10.1680/geot.2000.50.1.43.
To, P., A. Scheuermann, and D. J. Williams. 2018. “Quick assessment on susceptibility to suffusion of continuously graded soils by curvature of particle size distribution.” Acta Geotech. 13 (5): 1241–1248. https://doi.org/10.1007/s11440-017-0611-8.
Trani, L. D. O. 2009. “Application of constriction size based filtration criteria for railway subballast under cyclic conditions.” Ph.D. thesis, School of Civil, Environmental and Mining Engineering, Faculty of Engineering and Information Sciences, Univ. of Wollongong.
Xiao, M., and N. Shwiyhat. 2012. “Experimental investigation of the effects of suffusion on physical and geomechanic characteristics of sandy soils.” Geotech. Test. J. 35 (6): 1–11. https://doi.org/10.1520/GTJ104594.
Zhu, Y., Z. Nie, J. Gong, J. Zou, L. Zhao, and L. Li. 2020. “An analysis of the effects of the size ratio and fines content on the shear behaviors of binary mixtures using DEM.” Comput. Geotech. 118: 103353.
Zou, Y., C. Chen, and L. Zhang. 2020. “Simulating progression of internal erosion in gap-graded sandy gravels using coupled CFD-DEM.”’ Int. J. Geomech. 20 (1): 04019135. https://doi.org/10.1061/(ASCE)GM.1943-5622.0001520.

Information & Authors

Information

Published In

Go to International Journal of Geomechanics
International Journal of Geomechanics
Volume 23Issue 6June 2023

History

Received: Jul 27, 2022
Accepted: Jan 6, 2023
Published online: Apr 13, 2023
Published in print: Jun 1, 2023
Discussion open until: Sep 13, 2023

Permissions

Request permissions for this article.

Authors

Affiliations

Ph.D. Candidate, School of Civil and Environmental Engineering, Faculty of Engineering and IT, Univ. of Technology Sydney, Sydney, NSW 2007, Australia. Email: [email protected]
Buddhima Indraratna, F.ASCE [email protected]
Distinguished Professor and Director, Transport Research Centre, Faculty of Engineering and IT, Univ. of Technology Sydney, Sydney, NSW 2007, Australia (corresponding author). Email: [email protected]
Thanh Trung Nguyen, Ph.D., M.ASCE [email protected]
CPEng
Research Fellow, Transport Research Centre, School of Civil and Environmental Engineering, Faculty of Engineering and IT, Univ. of Technology Sydney, Sydney, NSW 2007, Australia. Email: [email protected]
Cholachat Rujikiatkamjorn, Ph.D., M.ASCE [email protected]
Professor, School of Civil and Environmental Engineering, Faculty of Engineering and IT, Univ. of Technology Sydney, Sydney, NSW 2007, Australia. Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share