Technical Papers
Dec 27, 2022

Development of a PLSR-BRT Model for Predicting the Performance of Tunnel Boring Machines

Publication: International Journal of Geomechanics
Volume 23, Issue 3

Abstract

Scientific prediction of the penetration rate (PR) of tunnel boring machines (TBMs) is of great significance to the selection of tunnel construction methods, the prediction of construction progress, and the evaluation of benefits. In view of the high nonlinearity, fuzziness, and complexity of the TBM excavation process, this paper attempts to present a new algorithm that integrates partial least squares regression (PLSR) with boosted regression trees (BRT) for predicting the PR of TBMs. For this purpose, 150 datasets were obtained from the Lanzhou water conveyance tunnel project in China. Six impact factors were selected as the input layers of the proposed model by single-factor correlation analysis. To develop the PLSR-BRT model, two principal components of the influencing parameters were extracted via the PLSR method, and the BRT algorithm was employed to establish the predictive model. In addition, other models such as PLSR back propagation neural network (BPNN), BRT, PLSR, support vector regression (SVR), and artificial neural network (ANN) were adapted for use in this problem to verify the predictive accuracy of the proposed model. The results demonstrated that the PLSR-BRT model achieved the best predictive performance compared with the other models, with coefficient of determination value (R2) and root mean square error (RMSE) of 0.96 and 1.78, respectively, for the testing set. The PLSR-BRT model can maximally avoid both overfitting and inadequate fitting. In view of engineering applications, the complexity and redundancy of the field dataset can be solved via reducing the dimensionality of input parameters, and the training samples could be expanded by a boosted method so that the discontinuously acquired geological parameters are unable to restrain the model performance. This method serves as an effective approach for TBM PR prediction and has excellent potential for a variety of scientific and engineering applications.

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Acknowledgments

This research was financially supported by the National Natural Science Foundation of China (Nos. 41972270, 51909241 and 52279114) and the Research Fund of Key Laboratory of Water Management and Water Security for Yellow River Basin, Ministry of Water Resources (under construction) (2022-SYSJJ-06). The author contributions are as follows: Changbin Yan, Data curation, Writing—original draft; Gaoliu Li, Writing—review, Software; Hejian Wang, Conceptualization, Methodology, Software; Shuqian Duan, Writing—review and editing, Supervision.

Notation

The following symbols are used in this paper:
E0
Young’s modulus, GPa;
f
friction force, KN;
QTBM
modified Q system;
R2
determination coefficient;
U
utilization, %;
α
angle between the tunnel axis and the plane of weakness; and
μ
Poisson’s ratio.

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Go to International Journal of Geomechanics
International Journal of Geomechanics
Volume 23Issue 3March 2023

History

Received: Feb 14, 2022
Accepted: Sep 18, 2022
Published online: Dec 27, 2022
Published in print: Mar 1, 2023
Discussion open until: May 27, 2023

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Changbin Yan [email protected]
College of Hydraulic and Civil Engineering, Zhengzhou Univ., Zhengzhou, Henan 450001, China. Email: [email protected]
College of Hydraulic and Civil Engineering, Zhengzhou Univ., Zhengzhou, Henan 450001, China. Email: [email protected]
Hejian Wang [email protected]
Kaifeng Power Supply Company, State Grid Henan Electric Power Company, Kaifeng, Henan 475000, China; formerly, College of Hydraulic and Civil Engineering, Zhengzhou Univ., Zhengzhou, Henan 450001, China. Email: [email protected]
School of Civil Engineering, Zhengzhou Univ., Zhengzhou, Henan 450001, China (corresponding author). ORCID: https://orcid.org/0000-0001-6625-4087. Email: [email protected]

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