Technical Papers
Jul 18, 2023

Fall Risk Assessment for Vertical Formwork Activities in Construction

Publication: ASCE-ASME Journal of Risk and Uncertainty in Engineering Systems, Part A: Civil Engineering
Volume 9, Issue 4

Abstract

Vertical formwork in construction accounts for many fatal falls and injuries, among all other activities. Experts believe that an effective risk assessment could enhance safety performance by preventing accidents and injuries at the site. Despite the fact that little research has focused on quantifying the overall safety risks of formwork operations, vertical formwork activities that pose the risk of falls have been uncharted. This study aimed to assess the activity-based fall risks associated with vertical formwork. First, the formwork activities that pose the risk of falls were identified through observations, and industry professionals validated the descriptions of the resulting activities. Next, the Delphi method was employed with a panel of 13 construction experts. The identified activities were presented to experts to quantify each formwork activity based on probability and severity scales developed in prior research. Results indicated that the formwork panel stripping and erection have the highest risk of falls during vertical formwork operations. The findings of this study could help contracting companies target high-risk activities associated with vertical formwork for fall prevention safety programs.

Get full access to this article

View all available purchase options and get full access to this article.

Data Availability Statement

All data that support the findings of this study are available from the corresponding author upon reasonable request.

References

Abdelhamid, T. S., and J. G. Everett. 2000. “Identifying root causes of construction accidents.” J. Constr. Eng. Manage. 126 (1): 52–60. https://doi.org/10.1061/(ASCE)0733-9364(2000)126:1(52).
Alomari, K. A., J. A. Gambatese, and N. Tymvios. 2018. “Risk perception comparison among construction safety professionals: Delphi perspective.” J. Constr. Eng. Manage. 144 (12): 04018107. https://doi.org/10.1061/(ASCE)CO.1943-7862.0001565.
Ameyaw, E. E., Y. Hu, M. Shan, A. S. C. Chan, and Y. Le. 2016. “Application of Delphi method in construction engineering and management: A quantitative perspective.” J. Civ. Eng. Manage. 22 (8): 991–1000. https://doi.org/10.1016/j.jclepro.2019.01.192.
Amiri, M., A. Ardeshir, and M. H. F. Zarandi. 2017. “Fuzzy probabilistic expert system for occupational hazard assessment in construction.” Saf. Sci. 93 (Mar): 16–28. https://doi.org/10.1016/j.ssci.2016.11.008.
Amirshenava, S., and M. Osanloo. 2018. “Mine closure risk management: An integration of 3D risk model and MCDM techniques.” J. Cleaner Prod. 184 (May): 389–401. https://doi.org/10.1016/j.jclepro.2018.01.186.
Aven, T. 2016. “Risk assessment and risk management: Review of recent advances on their foundation.” Eur. J. Oper. Res. 253 (1): 1–13. https://doi.org/10.1016/j.ejor.2015.12.023.
Bansal, V. K. 2011. “Application of geographic information systems in construction safety planning.” Int. J. Project Manage. 29 (1): 66–77. https://doi.org/10.1016/j.ijproman.2010.01.007.
Belton, I., A. MacDonald, G. Wright, and I. Hamlin. 2019. “Improving the practical application of the Delphi method in group-based judgment: A six-step prescription for a well-founded and defensible process.” Technol. Forecasting Social Change 147 (Oct): 72–82. https://doi.org/10.1016/j.techfore.2019.07.002.
CBIC (Câmara Brasileira da Indústria da Construção). 2019. “Camara Brasileira da Indústria da Construçao. Segurança e saúde na indústria da construçao: Prevençao e inovaç ao.” Accessed November 18, 2021. https://cbic.org.br/wp-content/uploads/2019/04/seguranca_e_saude_na_industria_da_construcao_prevencao_e_inovacao_v2.pdf.
Çeçen, H., and B. Sertyeşilışık. 2013. “A fall protection system for high-rise construction.” J. Eng. 9 (Jan): 1–5. https://doi.org/10.1155/2013/239746.
Chan, A., E. Yung, P. Lam, C. Tam, and S. Cheung. 2001. “Application of Delphi method in selection of procurement systems for construction projects.” Construct. Manage. Econ. 19 (7): 699–718. https://doi.org/10.1080/01446190110066128.
Chan, A. P. C., P. T. I. Lam, D. W. M. Chan, E. Cheung, and Y. Ke. 2009. “Drivers for adopting public private partnerships-empirical comparison between China and Hong Kong special administrative region.” J. Constr. Eng. Manage. 135 (11): 1115–1124. https://doi.org/10.1061/(ASCE)CO.1943-7862.0000088.
Chellappa, V., and U. R. Salve. 2018. “A design-based framework for preventing accidents to workers in Indian construction workplace.” In Proc., Int. Conf. for Sustainable Design of the Built Environment, 1169–1177. London: The Crystal.
Chellappa, V., and U. R. Salve. 2021. “Understanding the fall-related safety issues in concrete formwork.” In Proc., E3S Web Conf., 02007. Les Ulis, France: EDP Sciences.
Chellappa, V., and U. R. Salve. 2022. “Analysis of workers’ fall accidents due to formwork operations.” Proc. Inst. Civ. Eng. Forensic Eng. 175 (1): 1–6. https://doi.org/10.1680/jfoen.21.00006.
Chellappa, V., U. R. Salve, and R. Liias. 2019. “Aiming at the improvement of safety at Indian construction workplace.” In Proc., 13th Int. Conf. on Modern Building Materials, Structures and Techniques, 539–544. Vilnius, Lithuania: Vilnius Gediminas Technical University Press.
Chellappa, V., V. Srivastava, and U. R. Salve. 2021. “A systematic review of construction workers’ health and safety research in India.” J. Eng. Des. Technol. 19 (6): 1488–1504. https://doi.org/10.1108/JEDT-08-2020-0345.
Fang, W., B. Zhong, N. Zhao, P. E. D. Love, H. Luo, J. Xue, and S. Xu. 2019. “A deep learning-based approach for mitigating falls from height with computer vision: Convolutional neural network.” Adv. Eng. Inf. 39 (Jan): 170–177. https://doi.org/10.1016/j.aei.2018.12.005.
Fortunato, B. R., M. R. Hallowell, M. Behm, and K. Dewlaney. 2012. “Identification of safety risks for high-performance sustainable construction projects.” J. Constr. Eng. Manage. 138 (4): 499–508. https://doi.org/10.1061/(ASCE)CO.1943-7862.0000446.
Fredericks, T. K., O. Abudayyeh, S. D. Choi, M. Wiersma, and M. Charles. 2005. “Occupational injuries and fatalities in the roofing contracting industry.” J. Constr. Eng. Manage. 131 (11): 1233–1240. https://doi.org/10.1061/(ASCE)0733-9364(2005)131:11(1233).
Gharaibeh, H. M. 2014. “Cost control in mega projects using the Delphi method.” J. Manage. Eng. 30 (5): 04014024. https://doi.org/10.1061/(ASCE)ME.1943-5479.0000218.
Goh, Y. M., and N. F. Binte Sa’adon. 2015. “Cognitive factors influencing safety behavior at height: A multimethod exploratory study.” J. Constr. Eng. Manage. 141 (6): 04015003. https://doi.org/10.1061/(ASCE)CO.1943-7862.0000972.
Gul, M. 2018a. “Application of Pythagorean fuzzy AHP and VIKOR methods in occupational health and safety risk assessment: The case of a gun and rifle barrel external surface oxidation and colouring unit.” Int. J. Occup. Saf. Ergon. 26 (4): 705–718. https://doi.org/10.1080/10803548.2018.1492251.
Gul, M. 2018b. “A review of occupational health and safety risk assessment approaches based on multi-criteria decision-making methods and their fuzzy versions.” Hum. Ecol. Risk Assess.: Int. J. 24 (7): 1723–1760. https://doi.org/10.1080/10807039.2018.1424531.
Gul, M., M. F. Ak, and A. F. Guneri. 2017. “Occupational health and safety risk assessment in hospitals: A case study using two-stage fuzzy multi-criteria approach.” Hum. Ecol. Risk Assess.: Int. J. 23 (2): 187–202. https://doi.org/10.1080/10807039.2016.1234363.
Gul, M., and A. F. Guneri. 2016. “A fuzzy multi criteria risk assessment based on decision matrix technique: A case study for aluminum industry.” J. Loss Prev. Process Ind. 40 (Mar): 89–100. https://doi.org/10.1016/j.jlp.2015.11.023.
Gunduz, M., T. M. Birgonul, and M. Ozdemir. 2018. “Development of a safety performance index assessment tool by using a fuzzy structural equation model for construction sites.” Autom. Constr. 85 (Jan): 124–134. https://doi.org/10.1016/j.autcon.2017.10.012.
Halabi, Y., H. Xu, D. Long, Y. Chen, Z. Yu, F. Alhaek, and W. Alhaddad. 2022. “Causal factors and risk assessment of fall accidents in the U.S. construction industry: A comprehensive data analysis (2000–2020).” Saf. Sci. 146 (Jun): 105537. https://doi.org/10.1016/j.ssci.2021.105537.
Hallowell, M. R., and J. A. Gambatese. 2008. “Quantification and communication of construction safety risk.” In Proc., 2008 Working Commission on Safety and Health on Construction Sites Annual Conf., 572–584. Gainesville, FL: International Council for Research and Innovation in Building and Construction.
Hallowell, M. R., and J. A. Gambatese. 2009a. “Activity-Based safety risk quantification for concrete formwork construction.” J. Constr. Eng. Manage. 135 (10): 990–998. https://doi.org/10.1061/(ASCE)CO.1943-7862.0000071.
Hallowell, M. R., and J. A. Gambatese. 2009b. “Construction safety risk mitigation.” J. Constr. Eng. Manage. 135 (12): 1316–1323. https://doi.org/10.1061/(ASCE)CO.1943-7862.0000107.
Hallowell, M. R., and J. A. Gambatese. 2010. “Population and initial validation of a formal model for construction safety risk management.” J. Constr. Eng. Manage. 136 (9): 981–990. https://doi.org/10.1061/(ASCE)CO.1943-7862.0000204.
Hou, W., L. Wang, H. Zhang, J. Wang, and J. Li. 2021. “Safety risk assessment of metro construction under epistemic uncertainty: An integrated framework using credal networks and the EDAS method.” Appl. Soft Comput. 108: 107436. https://doi.org/10.1016/j.asoc.2021.107436.
HSE (Health and Safety Executive). 2019. “Construction statistics in Great Britain.” Accessed November 12, 2021. https://www.hse.gov.uk/statistics/industry/construction.pdf.
Hu, Q., Y. Bai, L. He, J. Huang, H. Wang, and G. Cheng. 2022. “Workers’ unsafe actions when working at heights: Detecting from images.” Sustainability 14 (10): 6126. https://doi.org/10.3390/su14106126.
Huang, X., and J. Hinze. 2003. “Analysis of construction worker fall accidents.” J. Constr. Eng. Manage. 129 (3): 262–271. https://doi.org/10.1061/(ASCE)0733-9364(2003)129:3(262).
Jannadi, O. A., and S. Almishari. 2003. “Risk assessment in construction.” J. Constr. Eng. Manage. 129 (5): 492–500. https://doi.org/10.1061/(ASCE)0733-9364(2003)129:5(492).
Kamaruzzaman, S., E. C. Lou, P. Wong, R. Edwards, N. Hamzah, and M. Ghani. 2019. “Development of a non-domestic building refurbishment scheme for Malaysia: A Delphi approach.” Energy 167 (Jan): 804–818. https://doi.org/10.1016/j.energy.2018.11.020.
Kang, Y., S. Siddiqui, S. J. Suk, S. Chi, and C. Kim. 2017. “Trends of fall accidents in the U.S. construction industry.” J. Constr. Eng. Manage. 143 (8): 04017043. https://doi.org/10.1061/(ASCE)CO.1943-7862.0001332.
Karakhan, A. A., J. Gambatese, and D. R. Simmons. 2020. “Development of assessment tool for workforce sustainability.” J. Constr. Eng. Manage. 146 (4): 04020017. https://doi.org/10.1061/(ASCE)CO.1943-7862.0001794.
Karakhan, A. A., J. A. Gambatese, D. R. Simmons, and A. J. Al-Bayati. 2021. “Identifying pertinent indicators for assessing and fostering diversity, equity, and inclusion of the construction workforce.” J. Manage. Eng. 37 (2): 04020114. https://doi.org/10.1061/(ASCE)ME.1943-5479.0000885.
Kaskutas, V., A. M. Dale, H. Lipscomb, and B. Evanoff. 2013. “Fall prevention and safety communication training for foremen: Report of a pilot project designed to improve residential construction safety.” J. Saf. Res. 44 (Jun): 111–118. https://doi.org/10.1016/j.jsr.2012.08.020.
Kemei, R. K., J. W. Kaluli, and C. K. Kabubo. 2015. “Assessment of occupational safety and health in construction sites in Nairobi County, Kenya.” In Proc., 22nd Engineers Int. Conf., 1–13. Mombasa, Kenya: The Institution of Engineers of Kenya.
Khan, M., R. Khalid, S. Anjum, N. Klan, S. Cho, and C. Park. 2022. “Tag and IoT based safety hook monitoring for prevention of falls from height.” Autom. Constr. 136 (5): 104153. https://doi.org/10.1016/j.autcon.2022.104153.
Khan, M. S., J. Park, and J. Seo. 2021. “Geotechnical property modeling and construction safety zoning based on GIS and BIM integration.” Appl. Sci. 11 (5): 4004. https://doi.org/10.3390/app11094004.
Lee, S., and D. W. Halpin. 2003. “Predictive tool for estimating accident risk.” J. Constr. Eng. Manage. 129 (4): 431–436. https://doi.org/10.1061/(ASCE)0733-9364(2003)129:4(431).
Liaropoulos, A., K. Sapountzaki, and Z. Nivolianitou. 2019. “Adopting risk governance in the offshore oil industry and in diverse cultural and geopolitical context: North Sea vs Eastern Mediterranean countries.” Saf. Sci. 120 (Jun): 471–483. https://doi.org/10.1016/j.ssci.2019.07.032.
Linstone, H. A. 1985. “The Delphi technique.” In Vol. 4 of Environmental impact assessment, technology assessment, and risk analysis, edited by V. T. Covello, J. L. Mumpower, P. J. M. Stallen, and V. R. R. Uppuluri. Berlin: Springer.
Liu, H.-T., and Y. Tsai. 2012. “A fuzzy risk assessment approach for occupational hazards in the construction industry.” Saf. Sci. 50 (11): 1067–1078. https://doi.org/10.1016/j.ssci.2011.11.021.
López-Arquillos, A., J. C. Rubio-Romero, A. G. Gibb, and J. A. Gambatese. 2014. “Safety risk assessment for vertical concrete formwork activities in civil engineering construction.” Work 49 (2): 183–192. https://doi.org/10.3233/WOR-131724.
Luo, Z., L. Zeng, H. Pan, Q. Hu, B. Liang, and J. Han. 2019. “Research on construction safety risk assessment of new subway station close-attached undercrossing the existing operating station.” Math. Probl. Eng. 2019 (1): 1–20. https://doi.org/10.1155/2019/3215219.
Manuele, F. A. 2013. On the practice of safety. New York: Wiley.
Mayo, G., and R. R. Issa. 2016. “Nongeometric building information needs assessment for facilities management.” J. Manage. Eng. 32 (3): 04015054. https://doi.org/10.1061/(ASCE)ME.1943-5479.0000414.
Mohandes, S. R., and X. Zhang. 2019. “Towards the development of a comprehensive hybrid fuzzy-based occupational risk assessment model for construction workers.” Saf. Sci. 115 (Jun): 294–309. https://doi.org/10.1016/j.ssci.2019.02.018.
Mosly, I. 2015. “Safety performance in the construction industry of Saudi Arabia.” Int. J. Constr. Eng. Manage. 4 (6): 238–247. https://doi.org/10.5923/j.ijcem.20150406.03.
Naji, K. K., M. Gunduz, and O. Maki. 2023. “Development of a campus facility management operational framework using a modified Delphi method.” J. Constr. Eng. Manage. 149: 04023052. https://doi.org/10.1061/JCEMD4.COENG-13154.
Nguyen, L. D., D. Q. Tran, and M. P. Chandrawinata. 2016. “Predicting safety risk of working at heights using Bayesian networks.” J. Constr. Eng. Manage. 142 (9): 04016041. https://doi.org/10.1061/(ASCE)CO.1943-7862.0001154.
OSHA (Occupational Safety and Health Administration). 2020. “Construction’s ‘Fatal Four’.” Accessed November 13, 2021. https://www.osha.gov/data/commonstats.
Oz, N. E., S. Mete, F. Serin, and M. Gul. 2019. “Risk assessment for clearing and grading process of a natural gas pipeline project: An extended TOPSIS model with Pythagorean fuzzy sets for prioritizing hazards.” Hum. Ecol. Risk Assess.: Int. J. 25 (6): 1615–1632. https://doi.org/10.1080/10807039.2018.1495057.
Pei, J., G. Wang, S. Luo, and Y. Luo. 2018. “Societal risk acceptance criteria for pressure pipelines in China.” Saf. Sci. 109 (Nov): 20–26. https://doi.org/10.1016/j.ssci.2018.05.006.
Rogers, M. R., and E. C. Lopez. 2002. “Identifying critical cross-cultural school psychology competencies.” J. School Psychol. 40 (2): 115–141. https://doi.org/10.1016/S0022-4405(02)00093-6.
Samantra, C., S. Datta, and S. S. Mahapatra. 2017. “Fuzzy based risk assessment module for metropolitan construction project: An empirical study.” Eng. Appl. Artif. Intell. 65 (Oct): 449–464. https://doi.org/10.1016/j.engappai.2017.04.019.
Sanni-Anibire, M. O., A. S. Mahmoud, M. A. Hassanain, and B. A. Salami. 2020. “A risk assessment approach for enhancing construction safety performance.” Saf. Sci. 121 (Jan): 15–29. https://doi.org/10.1016/j.ssci.2019.08.044.
Schulte, P. A., R. Rinehart, A. Okun, C. L. Geraci, and D. S. Heidel. 2008. “National prevention through design (PtD) initiative.” J. Saf. Res. 39 (Apr): 115–121. https://doi.org/10.1016/j.jsr.2008.02.021.
Sierra, L. A., E. Pellicer, and V. Yepes. 2016. “Social sustainability in the lifecycle of Chilean public infrastructure.” J. Constr. Eng. Manage. 142 (5): 05015020. https://doi.org/10.1061/(ASCE)CO.1943-7862.0001099.
Sun, Y., D. Fang, S. Wang, M. Dai, and X. Lv. 2008. “Safety risk identification and assessment for Beijing Olympic venues construction.” J. Manage. Eng. 24 (1): 40–47. https://doi.org/10.1061/(ASCE)0742-597X(2008)24:1(40).
West, J. F., and G. S. Cannon. 1988. “Essential collaborative consultation competencies for regular and special educators.” J. Learn. Disabilities 21 (1): 56–63. https://doi.org/10.1177/002221948802100111.
Wong, L., Y. Wang, T. Law, and C. T. Lo. 2016. “Association of root causes in fatal fall-from height construction accidents in Hong Kong.” J. Constr. Eng. Manage. 142 (7): 04016018. https://doi.org/10.1061/(ASCE)CO.1943-7862.0001098.
Xu, N., L. Ma, Q. Liu, L. Wang, and Y. Deng. 2021. “An improved text mining approach to extract safety risk factors from construction accident reports.” Saf. Sci. 138 (Jun): 105216. https://doi.org/10.1016/j.ssci.2021.105216.
Xu, Q., and K. Xu. 2021. “Analysis of the characteristics of fatal accidents in the construction industry in China based on statistical data.” Int. J. Environ. Res. Public Health 18 (4): 1–21. https://doi.org/10.3390/ijerph18042162.
Yeung, J., A. Chan, and D. Chan. 2009. “Developing a performance index for relationship-based construction projects in Australia: Delphi study.” J. Manage. Eng. 25 (2): 59–68. https://doi.org/10.1061/(ASCE)0742-597X(2009)25:2(59).
Zhang, S., K. Sulankivi, M. Kiviniemi, I. Romo, C. M. Eastman, and J. Teizer. 2015. “BIM-based fall hazard identification and prevention in construction safety planning.” Saf. Sci. 72 (Feb): 31–45. https://doi.org/10.1016/j.ssci.2014.08.001.
Zhang, X., and S. R. Mohandes. 2020. “Occupational health and safety in green building construction projects: A holistic Z-numbers-based risk management framework.” J. Cleaner Prod. 275 (Dec): 122788. https://doi.org/10.1016/j.jclepro.2020.122788.
Zhang, X., C. Zhan, X. Wang, and G. Li. 2019. “Asian green building rating tools: A comparative study on scoring methods of quantitative evaluation systems.” J. Cleaner Prod. 218 (May): 880–895. https://doi.org/10.1016/j.jclepro.2019.01.192.
Zwetsloot, G. I., P. Kines, J. L. Wybo, R. Ruotsala, L. Drupsteen, and R. A. Bezemer. 2017. “Zero accident vision-based strategies in organisations: Innovative perspectives.” Saf. Sci. 91 (8): 260–268. https://doi.org/10.1016/j.ssci.2016.08.016.

Information & Authors

Information

Published In

Go to ASCE-ASME Journal of Risk and Uncertainty in Engineering Systems, Part A: Civil Engineering
ASCE-ASME Journal of Risk and Uncertainty in Engineering Systems, Part A: Civil Engineering
Volume 9Issue 4December 2023

History

Received: Jun 11, 2022
Accepted: Jun 6, 2023
Published online: Jul 18, 2023
Published in print: Dec 1, 2023
Discussion open until: Dec 18, 2023

Permissions

Request permissions for this article.

ASCE Technical Topics:

Authors

Affiliations

Vigneshkumar Chellappa, Ph.D. [email protected]
Assistant Professor, Amity School of Design, Amity Univ., Noida, Uttar Pradesh 201303, India (corresponding author). Email: [email protected]
Urmi Ravindra Salve, Ph.D.
Associate Professor, Dept. of Design, Indian Institute of Technology Guwahati, Guwahati, Assam 781039, India.

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share