Technical Papers
Jul 13, 2016

Synthetic Drought Scenario Generation to Support Bottom-Up Water Supply Vulnerability Assessments

Publication: Journal of Water Resources Planning and Management
Volume 142, Issue 11

Abstract

Exploratory simulation allows analysts to discover scenarios in which existing or planned water supplies may fail to meet stakeholder objectives. These robustness assessments rely heavily on the choice of plausible future scenarios, which, in the case of drought management, requires sampling or generating a streamflow ensemble that extends beyond the historical record. This study develops a method to modify synthetic streamflow generators by increasing the frequency and severity of droughts for the purpose of exploratory modeling. To support management decisions, these synthetic droughts can be related to recent observed droughts of consequence for regional stakeholders. The method approximately preserves the spatial and temporal correlation of historical streamflow in drought-adjusted scenarios. The approach is demonstrated in a bottom-up planning context using an urban water portfolio design problem in North Carolina, a region whose water supply faces both climate and population pressures. Synthetic scenarios are used to simulate the implications for reliability and cost if events with similar severity to the recent 2007–2008 drought become more frequent under climate change, and in general, the system-level consequences of increasingly frequent and/or severe droughts. Finally, synthetically generated drought extremes are compared with runoff projections derived from downscaled climate model output, serving to support bottom-up robustness methods in water systems planning.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

Funding for this work was provided by the National Institute of Food and Agriculture, U.S. Department of Agriculture (WSC Agreement No. 2014-67003-22076). The views expressed in this work represent those of the authors and do not necessarily reflect the views or policies of the NSF or the USDA. The authors further acknowledge the World Climate Research Program’s Working Group on Coupled Modeling and the climate modeling groups listed in Table 1, for producing and making available their model output. The authors wish to thank Jery Stedinger and Calvin Whealton for helpful discussions related to the paper.

References

Apipattanavis, S., Podestá, G., Rajagopalan, B., and Katz, R. W. (2007). “A semiparametric multivariate and multisite weather generator.” Water Resour. Res., 43(11), 1–19.
Askew, A. J., Yeh, W. W.-G., and Hall, W. A. (1971). “A comparative study of critical drought simulation.” Water Resour. Res., 7(1), 52–62.
Ben-Haim, Y. (2004). “Uncertainty, probability and information-gaps.” Reliab. Eng. Syst. Saf., 85(1), 249–266.
Borgomeo, E., Farmer, C. L., and Hall, J. W. (2015). “Numerical rivers: A synthetic streamflow generator for water resources vulnerability assessments.” Water Resour. Res., 51(7), 5382–5405.
Borgonovo, E. (2007). “A new uncertainty importance measure.” Reliab. Eng. Syst. Saf., 92(6), 771–784.
Box, G. E., and Jenkins, G. M. (1976). Time series analysis: Forecasting and control, Holden-Day, San Francisco.
Breiman, L., Friedman, J., Stone, C. J., and Olshen, R. A. (1984). Classification and regression trees, CRC Press, Boca Raton, FL.
Brown, C., Ghile, Y., Laverty, M., and Li, K. (2012). “Decision scaling: Linking bottom-up vulnerability analysis with climate projections in the water sector.” Water Resour. Res., 48(9), W09537.
Bryant, B. P., and Lempert, R. J. (2010). “Thinking inside the box: A participatory, computer-assisted approach to scenario discovery.” Technol. Forecasting Social Change, 77(1), 34–49.
Chang, C.-C., and Lin, C.-J. (2011). “LIBSVM: A library for support vector machines.” ACM Trans. Intell. Syst. Technol., 2(3), 1–27.
Clark, M. P., et al. (2008). “Framework for Understanding Structural Errors (FUSE): A modular framework to diagnose differences between hydrological models.” Water Resour. Res., 44(12), 1–14.
Cohn, T. A., Caulder, D. L., Gilroy, E. J., Zynjuk, L. D., and Summers, R. M. (1992). “The validity of a simple statistical model for estimating fluvial constituent loads: An empirical study involving nutrient loads entering Chesapeake Bay.” Water Resour. Res., 28(9), 2353–2363.
Dessai, S., and Hulme, M. (2004). “Does climate adaptation policy need probabilities?” Clim. Policy, 4(2), 107–128.
Dixon, L., Lempert, R. J., LaTourrette, T., and Reville, R. T. (2008). “The federal role in terrorism insurance: Evaluating alternatives in an uncertain world.” RAND, Santa Monica, CA.
Efron, B. (1979). “Bootstrap methods: Another look at the Jackknife.” Ann. Statist., 7(1), 1–26.
Frederick, K. D., and Schwarz, G. E. (1999). “Socioeconomic impacts of climate change on U.S. water supplies.” J. Am. Water Resour. Assoc., 35(6), 1563–1583.
Friedman, J. H., and Fisher, N. I. (1999). “Bump hunting in high-dimensional data.” Stat. Comput., 9(2), 123–143.
Ghile, Y., Taner, M., Brown, C., Grijsen, J., and Talbi, A. (2014). “Bottom-up climate risk assessment of infrastructure investment in the Niger River Basin.” Clim. Change, 122(1-2), 97–110.
Groves, D. G., Bloom, E., Lempert, R. J., Fischbach, J. R., Nevills, J., and Goshi, B. (2015). “Developing key indicators for adaptive water planning.” J. Water Resour. Plann. Manage., 05014008.
Groves, D. G., Yates, D., and Tebaldi, C. (2008). “Developing and applying uncertain global climate change projections for regional water management planning.” Water Resour. Res., 44(12), W12413.
Grygier, J., and Stedinger, J. (1990). “SPIGOT: A synthetic streamflow generation package, technical description.” Cornell Univ., Ithaca, NY.
Haasnoot, M., Kwakkel, J. H., Walker, W. E., and ter Maat, J. (2013). “Dynamic adaptive policy pathways: A method for crafting robust decisions for a deeply uncertain world.” Global Environ. Change, 23(2), 485–498.
Haasnoot, M., Middelkoop, H., Offermans, A., van Beek, E., and van Deursen, W. P. A. (2012). “Exploring pathways for sustainable water management in river deltas in a changing environment.” Clim. Change, 115(3-4), 795–819.
Hadka, D., Herman, J., Reed, P., and Keller, K. (2015). “An open source framework for many-objective robust decision making.” Environ. Modell. Software, 74, 114–129.
Hadka, D., and Reed, P. (2013). “Borg: An auto-adaptive many-objective evolutionary computing framework.” Evol. Comput., 21(2), 231–259.
Heim, R. R. (2002). “A review of twentieth-century drought indices used in the United States.” Bull. Am. Meteorol. Soc., 83(8), 1149–1165.
Herman, J. D., Reed, P. M., Zeff, H. B., and Characklis, G. W. (2015). “How should robustness be defined for water systems planning under change?” J. Water Resour. Plann. Manage., 04015012.
Herman, J. D., Zeff, H. B., Reed, P. M., and Characklis, G. W. (2014). “Beyond optimality: Multistakeholder robustness tradeoffs for regional water portfolio planning under deep uncertainty.” Water Resour. Res., 50(10), 7692–7713.
Hirsch, R. M. (1979). “Synthetic hydrology and water supply reliability.” Water Resour. Res., 15(6), 1603–1615.
Inselberg, A. (1985). “The plane with parallel coordinates.” Visual Comput., 1(2), 69–91.
Jackson, B. B. (1975a). “Markov mixture models for drought lengths.” Water Resour. Res., 11(1), 64–74.
Jackson, B. B. (1975b). “The use of streamflow models in planning.” Water Resour. Res., 11(1), 54–63.
Kasprzyk, J. R., Nataraj, S., Reed, P. M., and Lempert, R. J. (2013). “Many objective robust decision making for complex environmental systems undergoing change.” Environ. Modell. Software, 42, 55–71.
Keyantash, J., and Dracup, J. A. (2002). “The quantification of drought: An evaluation of drought indices.” Bull. Am. Meteorol. Soc., 83(8), 1167–1180.
Kirsch, B. R., Characklis, G. W., and Zeff, H. B. (2013). “Evaluating the impact of alternative hydro-climate scenarios on transfer agreements: Practical improvement for generating synthetic streamflows.” J. Water Resour. Plann. Manage., 396–406.
Korteling, B., Dessai, S., and Kapelan, Z. (2013). “Using information-gap decision theory for water resources planning under severe uncertainty.” Water Resour. Manage., 27(4), 1149–1172.
Lall, U., and Sharma, A. (1996). “A nearest neighbor bootstrap for resampling hydrologic time series.” Water Resour. Res., 32(3), 679–693.
Lane, M. E., Kirshen, P. H., and Vogel, R. M. (1999). “Indicators of impacts of global climate change on U.S. water resources.” J. Water Resour. Plann. Manage., 194–204.
Lemos, M. C., Kirchhoff, C. J., and Ramprasad, V. (2012). “Narrowing the climate information usability gap.” Nat. Clim. Change, 2(11), 789–794.
Lempert, R. J. (2002). “A new decision sciences for complex systems.” Proc. Natl. Acad. Sci., 99(3), 7309–7313.
Lempert, R. J., and Groves, D. G. (2010). “Identifying and evaluating robust adaptive policy responses to climate change for water management agencies in the American west.” Technol. Forecasting Social Change, 77(6), 960–974.
Lempert, R. J., Popper, S. W., and Bankes, S. C. (2003). “Shaping the next one hundred years: New methods for quantitative, long-term policy analysis.” RAND, Santa Monica, CA.
Marx, S. M., et al. (2007). “Communication and mental processes: Experiential and analytic processing of uncertain climate information.” Global Environ. Change, 17(1), 47–58.
Matalas, N. C. (1967). “Mathematical assessment of synthetic hydrology.” Water Resour. Res., 3(4), 937–945.
MATLAB [Computer software]. MathWorks, Natick, MA.
Matrosov, E. S., Padula, S., and Harou, J. J. (2013). “Selecting portfolios of water supply and demand management strategies under uncertainty—Contrasting economic optimisation and ‘Robust Decision Making’ approaches.” Water Resour. Manage., 27(4), 1123–1148.
Maxwell, J. T., and Soulé, P. T. (2009). “United States drought of 2007: Historical perspectives.” Clim. Res., 38(2), 95–104.
McKay, M. D., Beckman, R. J., and Conover, W. J. (1979). “Comparison of three methods for selecting values of input variables in the analysis of output from a computer code.” Technometrics, 21(2), 239–245.
McKee, T. B., Doesken, N. J., and Kleist, J. (1993). “The relationship of drought frequency and duration to time scales.” Proc., 8th Conf. on Applied Climatology, Vol. 17, American Meteorological Society, Boston, MA, 179–183.
Mendoza, P. A., et al. (2014). “Effects of hydrologic model choice and calibration on the portrayal of climate change impacts.” J. Hydrometeorol., 16(2), 762–780.
Mishra, A. K., and Singh, V. P. (2010). “A review of drought concepts.” J. Hydrol., 391(1–2), 202–216.
Moody, P., and Brown, C. (2013). “Robustness indicators for evaluation under climate change: Application to the upper Great Lakes.” Water Resour. Res., 49(6), 3576–3588.
Moser, S. C. (2010). “Communicating climate change: History, challenges, process and future directions.” Wiley Interdiscip. Rev.: Clim. Change, 1(1), 31–53.
Najafi, M. R., Moradkhani, H., and Jung, I. W. (2011). “Assessing the uncertainties of hydrologic model selection in climate change impact studies.” Hydrol. Process., 25(18), 2814–2826.
Nazemi, A., Wheater, H. S., Chun, K. P., and Elshorbagy, A. (2013). “A stochastic reconstruction framework for analysis of water resource system vulnerability to climate-induced changes in river flow regime.” Water Resour. Res., 49(1), 291–305.
Nazemi, A. A., and Wheater, H. S. (2014). “Assessing the vulnerability of water supply to changing streamflow conditions.” Eos, Trans. Am. Geophys. Union, 95(32), 288.
NCDENR (North Carolina Department of Environment & Natural Resources) and Hydrologics. (2009a). Modeling the Cape Fear River Basin operations with OASIS: Addendum to the user manual for OASIS with OLC, North Carolina Dept. of Environment and Natural Resources, Division of Water Resources and Hydrologics, Raleigh, NC.
NCDENR (North Carolina Department of Environment & Natural Resources) and Hydrologics. (2009b). Modeling the Neuse river basin operations with OASIS: Addendum to the user manual for OASIS with OLC, North Carolina Dept. of Environment and Natural Resources, Division of Water Resources and Hydrologics, Raleigh, NC.
NOAA (National Oceanic and Atmospheric Administration) and NCDC (National Climate Data Center). (2016). “Divisional data comparison tool.” Asheville, NC.
Nowak, K., Prairie, J., Rajagopalan, B., and Lall, U. (2010). “A nonparametric stochastic approach for multisite disaggregation of annual to daily streamflow.” Water Resour. Res., 46(8), W08529.
Pederson, N., et al. (2012). “A long-term perspective on a modern drought in the American Southeast.” Environ. Res. Lett., 7(1), 014034.
Pedregosa, F., et al. (2011). “Scikit-learn: Machine learning in Python.” J. Mach. Learn. Res., 12, 2825–2830.
Pidgeon, N., and Fischhoff, B. (2011). “The role of social and decision sciences in communicating uncertain climate risks.” Nat. Clim. Change, 1(1), 35–41.
Plischke, E., Borgonovo, E., and Smith, C. L. (2013). “Global sensitivity measures from given data.” Eur. J. Oper. Res., 226(3), 536–550.
Prairie, J. R., Rajagopalan, B., Fulp, T. J., and Zagona, E. A. (2006). “Modified K-NN model for stochastic streamflow simulation.” J. Hydrol. Eng., 371–378.
Reclamation. (2014). “Downscaled CMIP3 and CMIP5 climate and hydrology projections: Release of hydrology projections, comparison with preceding information, and summary of user needs.” U.S. Dept. of the Interior, Bureau of Reclamation, Technical Services Center, Denver, CO.
Salas, J. D., Sveinsson, O. G., Lane, W. L., and Frevert, D. K. (2006). “Stochastic streamflow simulation using SAMS-2003.” J. Irrig. Drain. Eng., 112–122.
Seager, R., Tzanova, A., and Nakamura, J. (2009). “Drought in the Southeastern United States: Causes, variability over the last millennium, and the potential for future hydroclimate change.” J. Clim., 22(19), 5021–5045.
Sharma, A., Tarboton, D. G., and Lall, U. (1997). “Streamflow simulation: A nonparametric approach.” Water Resour. Res., 33(2), 291–308.
Shukla, S., and Wood, A. W. (2008). “Use of a standardized runoff index for characterizing hydrologic drought.” Geophys. Res. Lett., 35(2), L02405.
Stagge, J. H., and Moglen, G. E. (2013). “A nonparametric stochastic method for generating daily climate-adjusted streamflows.” Water Resour. Res., 49(10), 6179–6193.
Stedinger, J. R., and Kim, Y.-O. (2010). “Probabilities for ensemble forecasts reflecting climate information.” J. Hydrol., 391(1), 9–23.
Stedinger, J. R., and Taylor, M. R. (1982). “Synthetic streamflow generation. 1: Model verification and validation.” Water Resour. Res., 18(4), 909–918.
Steinschneider, S., and Brown, C. (2013). “A semiparametric multivariate, multisite weather generator with low-frequency variability for use in climate risk assessments.” Water Resour. Res., 49(11), 7205–7220.
Steinschneider, S., McCrary, R., Wi, S., Mulligan, K., Mearns, L. O., and Brown, C. (2015). “Expanded decision-scaling framework to select robust long-term water-system plans under hydroclimatic uncertainties.” J. Water Resour. Plann. Manage., 04015023.
Steinschneider, S., Polebitski, A., Brown, C., and Letcher, B. H. (2012). “Toward a statistical framework to quantify the uncertainties of hydrologic response under climate change.” Water Resour. Res., 48(11), 1–16.
Steinschneider, S., Wi, S., and Brown, C. (2014). “The integrated effects of climate and hydrologic uncertainty on future flood risk assessments.” Hydrol. Process., 29(12), 2823–2839.
Thomas, H. A., and Fiering, M. B. (1962). “Mathematical synthesis of streamflow sequences for the analysis of river basins by simulation.” Design of water resource systems, A. Maass, et al., eds., Harvard University Press, Cambridge, MA.
Turner, S. W. D., Marlow, D., Ekström, M., Rhodes, B. G., Kularathna, U., and Jeffrey, P. J. (2014). “Linking climate projections to performance: A yield-based decision scaling assessment of a large urban water resources system.” Water Resour. Res., 50(4), 3553–3567.
USACE (United States Army Corps of Engineers). (1971). HEC-4 monthly streamflow simulation, Hydrologic Engineering Center, Davis, CA.
Vogel, R. M., and Fennessey, N. M. (1995). “Flow duration curves. II: A review of applications in water resources planning.” J. Am. Water Resour. Assoc., 31(6), 1029–1039.
Vogel, R. M., and Shallcross, A. L. (1996). “The moving blocks bootstrap versus parametric time series models.” Water Resour. Res., 32(6), 1875–1882.
Walsh, C. L., et al. (2015). “Adaptation of water resource systems to an uncertain future.” Hydrol. Earth Syst. Sci. Discuss., 12(9), 8853–8889.
Weaver, C. P., Lempert, R. J., Brown, C., Hall, J. A., Revell, D., and Sarewitz, D. (2013). “Improving the contribution of climate model information to decision making: The value and demands of robust decision frameworks.” Wiley Interdiscip. Rev. Clim. Change, 4(1), 39–60.
Weber, E. U. (2010). “What shapes perceptions of climate change?” Wiley Interdiscip. Rev. Clim. Change, 1(3), 332–342.
Whateley, S., Steinschneider, S., and Brown, C. (2014). “A climate change range-based method for estimating robustness for water resources supply.” Water Resour. Res., 50(11), 8944–8961.
Wilby, R. L., and Dessai, S. (2010). “Robust adaptation to climate change.” Weather, 65(7), 180–185.
Wilks, D. S. (1992). “Adapting stochastic weather generation algorithms for climate change studies.” Clim. Change, 22(1), 67–84.
Woodruff, M. J., Reed, P. M., and Simpson, T. W. (2013). “Many objective visual analytics: Rethinking the design of complex engineered systems.” Struct. Multidiscipl. Optimiz., 48(1), 201–219.
Yakowitz, S. J. (1985). “Nonparametric density estimation, prediction, and regression for Markov sequences.” J. Am. Stat. Assoc., 80(389), 215–221.
Zeff, H. B., and Characklis, G. W. (2013). “Managing water utility financial risks through third-party index insurance contracts.” Water Resour. Res., 49(8), 4939–4951.
Zeff, H. B., Kasprzyk, J. R., Herman, J. D., Reed, P. M., and Characklis, G. W. (2014). “Navigating financial and supply reliability tradeoffs in regional drought management portfolios.” Water Resour. Res., 50(6), 4906–4923.

Information & Authors

Information

Published In

Go to Journal of Water Resources Planning and Management
Journal of Water Resources Planning and Management
Volume 142Issue 11November 2016

History

Received: Nov 2, 2015
Accepted: May 20, 2016
Published online: Jul 13, 2016
Published in print: Nov 1, 2016
Discussion open until: Dec 13, 2016

Permissions

Request permissions for this article.

Authors

Affiliations

Jonathan D. Herman, Ph.D., A.M.ASCE [email protected].
Assistant Professor, Dept. of Civil and Environmental Engineering, Univ. of California, Davis, CA 95616 (corresponding author). E-mail: [email protected].
Harrison B. Zeff, Ph.D.
Postdoctoral Researcher, Dept. of Environmental Sciences and Engineering, Univ. of North Carolina, Chapel Hill, NC 27599.
Jonathan R. Lamontagne, Ph.D.
Postdoctoral Researcher, School of Civil and Environmental Engineering, Cornell Univ., Ithaca, NY 14850.
Patrick M. Reed, Ph.D., A.M.ASCE
Professor, School of Civil and Environmental Engineering, Cornell Univ., Ithaca, NY 14850.
Gregory W. Characklis, Ph.D., M.ASCE
Professor, Dept. of Environmental Sciences and Engineering, Univ. of North Carolina, Chapel Hill, NC 27599.

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share