Technical Papers
Dec 16, 2012

Multiobjective Portfolio Analysis of Dam Removals Addressing Dam Safety, Fish Populations, and Cost

Publication: Journal of Water Resources Planning and Management
Volume 139, Issue 1

Abstract

Decisions concerning dam removal or retention are challenging because they involve tradeoffs, diverse stakeholders, and increasing public safety concerns. A multiobjective portfolio optimization approach, implemented as an integer linear program (ILP), identifies efficient portfolios of dam removals in terms of the objectives of public safety, fish population health, and cost. The ILP integrates judgments by dam safety experts with the results of ecosystem simulations and statistical analysis of empirical data, to explore tradeoffs among the three objectives when choosing a portfolio of dams to be removed in multiple watersheds. This methodology is applied to a case study including 139 dams in 10 watersheds of the Lake Erie basin. Significant tradeoffs are found between maximizing fish population health and minimizing safety risks under a given budget, with different dams recommended for removal in each case. Also, the way dam safety risk is quantified in the ILP affects the selected set, and therefore, deserves further research. Overall, the multiobjective portfolio analysis approach provides a simple, flexible, and useful tool for policy makers to explore the nature and magnitude of tradeoffs to screen potential dam removal projects.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

This study was supported by the National Center for Earth-surface Dynamics (a NSF Science and Technology Center), the Public Safety Canada Research Fellowship in honor of Stuart Nesbitt White, and the Daniel McGillis Development and Dissemination Grant Program at Abt Associates Inc. The writers thank the experts listed in the paper who provided data and the dam safety professionals who participated in our survey. We thank Professor Koonce at Case Western Reserve University for providing support for LEEM simulations. We also thank B. Rhodes, E. Post, I. Morin, J. Klerman, and S. Kennedy at Abt Associates Inc. for helpful comments.

References

American Rivers. (2010). Dam slated for removal in 2010, American Rivers, Washington, DC.
Anderson, R. M., Hobbs, B. F., Koonce, J. F., and Locci, A. B. (2001). “Using decision analysis to choose phosphorus targets for Lake Erie.” Environ. Manage., 27(2), 235–252.
Bolsenga, S. J., and Herdendorf, C. E. (1993). “Lake Erie and Lake St. Clair handbook.” Wayne State Univ. Press, Detroit, MI.
Bowman, M. et al. (2002). Exploring dam removal: A decision-making guide, American Rivers, Washington, DC.
Brown, C. A. (1989). “Managing conflict over a dam safety problem.” Managing water-related conflicts: The engineer’s role, Viessman, W. J., and Smerdon, E. T., eds., ASCE, New York.
Clemen, R. T. (1996). Making hard decisions: An introduction to decision analysis, Duxbury Press, Pacific Grove, CA.
Cohon, J. L. (1978). Multiobjective programming and planning, Dover Publications, Mineola, NY.
Corsair, H. J., Ruch, J. B., Zheng, P. Q., Hobbs, B. F., and Koonce, J. F. (2009). “Multicriteria decision analysis of stream restoration: Potential and examples.” Group Decis. Negot., 18(4), 387–417.
Einhorn, H. J. (1970). “The use of nonlinear, noncompensatory models in decision making.” Psychol. Bull., 73(3), 221–230.
FEMA. (2004). “Federal guidelines for dam safety: Hazard potential classification system for dams.”, Washington, DC.
Gross, E. J., and Moglen, G. E. (2007). “Estimating the hydrological influence of Maryland State dams using GIS and the HEC-1 model.” J. Hydrol. Eng., 12(6), 690–693.
Gum, R. L., Roefs, T. G., and Kimball, D. B. (1976). “Quantifying societal foals—Development of a weighting methodology.” Water Resour. Res., 12(4), 617–622.
Haimes, Y. Y., Lambert, J. H., and Li, D. (1992). “Risk of extreme events in a multiobjective framework.” Water Resour. Bull., 28(1), 201–209.
Hartford, D. N. D., and Baecher, G. B. (2004). Risk and uncertainty in dam safety, Thomas Telford Books, Bodmin, UK.
The Heinz Center. (2002). Dam removal: Science and decision making, H. John Heinz III Center for Science, Economics and the Environment, Washington, DC.
Hobbs, B. F., and Meier, P. (2000). Energy decision and the environment: A guide to the use of multicriteria methods, Kluwer Academic Publishers, Norwell, MA.
Karvetski, C. W., Lambert, J. H., Keisler, J. M., and Linkov, I. (2011). “Integration of decision analysis and scenario planning: Application to coastal engineering and climate change.” IEEE Trans. Syst. Man. Cybern. Syst. Hum., 41(1), 63–73.
Kasprzyk, J. R., Reed, P. M., Kirsch, B. R., and Characklis, G. W. (2009). “Managing population and drought risks using many-objective water portfolio planning under uncertainty.” Water Resour. Res., 45, W12401.
Keeney, R. L., and Raiffa, H. (1976). Decisions with multiple objectives: Preferences and value tradeoffs, Wiley, New York.
Keisler, J. M., and Linkov, I. I. (2010). “Managing a portfolio of risks.” Wiley encyclopedia of operations research and management science, 〈http://onlinelibrary.wiley.com/doi/10.1002/9780470400531.eorms0488/full〉 (Aug. 29, 2011).
Kemp, P. S., and O'Hanley, J. R. (2010). “Procedures for evaluating and prioritising the removal of fish passage barriers: A synthesis.” Fish. Manage. Ecol., 17, 297–322.
Kim, J. B., Hobbs, B. F., and Koonce, J. F. (2003). “Multicriteria Bayesian analysis of lower trophic level uncertainties and value of research in Lake Erie.” Hum. Ecol. Risk Assess., 9(4), 1023–1057.
Koonce, J. F., Locci, A. B., and Knight, R. L. (1999). “Contributions of fishery management to changes in walleye and yellow perch populations of Lake Erie.” Great Lakes fisheries policy and management: A binational perspective, Taylor, W. W., and Ferreri, C. P., eds., Michigan State Univ. Press, East Lansing, MI.
Kozielecki, J. (1981). Psychological decision theory, D. Reidel Publishing Company, Boston.
Kuby, M. J., Fagan, W. F., ReVelle, C. S., and Graf, W. L. (2005). “A multiobjective optimization model for dam removal: an example trading off salmon passage with hydropower and water storage in the Willamette basin.” Adv. Water Resour., 28(8), 845–855.
Levner, E., Ganoulis, J., Alcaide López de Pablo, D., and Linkov, I. I. (2008). “Sustainable management of water resources and minimization of environmental Risks: A multi-portfolio optimization model.” Real-time and deliberative decision making: Application to emerging stressors, Linkov, I. I., Ferguson, E., and Magar, V. S., eds., Springer, Dordrecht, Netherlands.
McMahon, T. E., Terrell, J. W., and Nelson, P. C. (1984). Habitat suitability information: Walleye, Division of Ecological Services, U.S. Fish and Wildlife Service, Dept. of the Interior, Washington, DC.
O’Hanley, J. R. (2011). “Open rivers: Barrier removal planning and the restoration of free-flowing rivers.” J. Environ. Manage., 92(12), 3112–3120.
Pejchar, L., and Warner, K. (2001). “A river might run through it again: Criteria for consideration of dam removal and interim lessons from California.” Environ. Manage., 28(5), 561–575.
Poff, N. L., and Hart, D. D. (2002). “How dams vary and why it matters for the emerging science of dam removal.” Bioscience, 52(8), 659–668.
Pohl, M. M. (2002). “Bringing down our dams: Trends in American dam removal rationales.” J. Am. Water Resour. Assoc., 38(6), 1511–1519.
Robert, B., and Pare, J. J. (1995). “Failure of the dam at Lake beloeil—Causes and consequences.” Can. J. Civ. Eng., 22(3), 506–513.
Stanley, E. H., and Doyle, M. W. (2003). “Trading off: The ecological removal effects of dam.” Front. Ecol. Environ., 1(1), 15–22.
Stewart, T. J. (1996). “Robustness of additive value function method in MCDM.” J. Multicriteria Decis. Anal., 5(4), 301–309.
Sullivan, W. P. et al. (2003). “The sea lamprey in Lake Erie: A case history.” J. Great Lakes Res., 29(Suppl 1), 615–636.
U.S. Army Corps of Engineers (USACE). (2006). “National inventory of dams (NID).” 〈http://crunch.tec.army.mil/nid/webpages/nid.cfm〉 (May 25, 2006).
Whitelaw, E., and MacMullan, E. (2002). “A framework for estimating the costs and benefits of dam removal.” BioScience, 52(8), 724–730.
Xpress-IVE solver [Computer software]. FICO, Minneapolis, MN. 〈http://optimization.fico.com/〉 (Sep. 02, 2009).
Xu, Y., and Zhang, L. M. (2009). “Breaching parameters for earth and rockfill dams.” J. Geotech. Geoenviron., 135(12), 1957–1970.
Zheng, P. Q. (2009). “Multiobjective decision analysis and risk analysis of multi-dam removal: Optimizing dam failure risk, removal cost, and ecosystem benefit.” Ph.D. thesis, Johns Hopkins Univ., Baltimore.
Zheng, P. Q., Hobbs, B. F., and Koonce, J. F. (2009). “Optimizing multiple dam removals under multiple objectives: Linking tributary habitat and the Lake Erie ecosystem.” Water Resour. Res., 45, W12417.

Information & Authors

Information

Published In

Go to Journal of Water Resources Planning and Management
Journal of Water Resources Planning and Management
Volume 139Issue 1January 2013
Pages: 65 - 75

History

Received: Apr 6, 2011
Accepted: Oct 20, 2011
Published online: Dec 16, 2012
Published in print: Jan 1, 2013

Permissions

Request permissions for this article.

Authors

Affiliations

Pearl Q. Zheng [email protected]
Senior Analyst, Abt Associates Inc., 4550 Montgomery Ave., Suite 800 North, Bethesda, MD 20814 (corresponding author). E-mail: [email protected]
Benjamin F. Hobbs [email protected]
M.ASCE
Theodore K. and Kay W. Schad Professor of Environmental Management, Dept. of Geography & Environmental Engineering, and Director, Environment, Energy, Sustainability & Health Institute, Johns Hopkins Univ., Baltimore, MD 21218. E-mail: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share