State-of-the-Art Reviews
Feb 21, 2022

Behavior, Performance, and Evaluation of Prestressed Concrete/Steel Pipe/Steel H-Pile to Pile Cap Connections

Publication: Practice Periodical on Structural Design and Construction
Volume 27, Issue 2

Abstract

Better understanding of the connection between piles and pile caps/footings is needed so that future designs and design reviews can be adequately performed. This review paper presented discussions on the published experimental and analytical studies on prestressed concrete piles, steel H-piles, or steel pipe piles with cast-in-place (CIP) or precast footings, and/or pile cap connections with a focus on (1) pile embedment to achieve a fully fixed or pinned moment connection; (2) behavior of the pile embedment length when not treated by a special connection detail; and (3) reinforcement details to decrease the embedment length and develop fixity with a plain pile. The length of the pile embedment contributing to achieving a full fixity condition has a critical impact on substructure cost involving pile-to-pile cap (PTPC) connections. The design procedures involving piles subjected to lateral loading require a proper understanding of the fixity and ductility levels provided by the PTPC connections. Discussions on finite-element analyses (FEAs) were presented, including behavior predictions of the connections at both global and local levels. The study points to the need for modifications to the design of the PTPC connections in the existing standard codes/specifications.

Get full access to this article

View all available purchase options and get full access to this article.

Data Availability Statement

All data generated or analyzed during the study are included in the published paper.

Acknowledgments

The authors acknowledge the support received from the Florida Department of Transportation Grant No. DOT-RFP-20-9069-CA and Florida Atlantic University for providing the junior author with the Presidential Fellowship to successfully finish this study.

References

AASHTO. 2017. AASHTO LRFD bridge design specifications, customary US units. 7th ed. Washington, DC: AASHTO.
ABAQUS. 2014. Abaqus theory guide. Providence, RI: Dassault Systemes Simulia Corporation.
ACI (American Concrete Institute). 1989. Building code requirements for reinforced concrete. ACI 318-89, 111. Farmington Hills, MI: ACI.
ACI (American Concrete Institute). 1997. Prediction of creep, shrinkage, and temperature effects in concrete structures. ACI 209R-92. Farmington Hills, MI: ACI.
ACI (American Concrete Institute). 1999. Building code requirements for structural concrete. ACI 318-99. Farmington Hills, MI: ACI.
ACI (American Concrete Institute). 2008. Building code requirements for structural concrete. ACI 318-08. Farmington Hills, MI: ACI.
ACI (American Concrete Institute). 2014. Building code requirements for structural concrete. ACI 318-14. Farmington Hills, MI: ACI.
Ashour, M., A. Abbas, and S. Boskovic. 2019. “Pile cap interaction with bridge pile foundations under lateral loads.” J. Bridge Eng. 24 (6): 04019053. https://doi.org/10.1061/(ASCE)BE.1943-5592.0001408.
Bang, J. W., J. H. Hyun, B. Y. Lee, and Y. Y. Kim. 2014. “Cyclic behavior of connection between footing and concrete-infilled composite PHC pile.” Struct. Eng. Mech. 50 (6): 741–754. https://doi.org/10.12989/sem.2014.50.6.741.
Barnwell, N. V. 2015. “Experimental testing of shallow embedded connections between steel columns and concrete footings.” Master’s thesis, Dept. of Civil and Environmental Engineering, Brigham Young Univ.
Blandon, C. A., C. J. Krier, and J. I. Restrepo. 2019. “Behavior of full-scale prestressed pile-deck connections for wharves under cyclic loading.” Earthquakes Struct. 16 (4): 455–468. https://doi.org/10.12989/EAS.2019.16.4.455.
Broms, B. B. 1964a. “Lateral resistance of piles in cohesive soils.” J. Soil Mech. Found. Div. 90 (2): 27–63. https://doi.org/10.1061/JSFEAQ.0000611.
Broms, B. B. 1964b. “Lateral resistance of piles in cohesive soils.” J. Soil Mech. Found. Div. 90 (3): 123–156. https://doi.org/10.1061/JSFEAQ.0000614.
Caltrans. 2015. Chap. 16 of Bridge design practice manual. 4th ed. Sacramento, CA: California DOT.
Castilla, F., P. Martin, and J. Link. 1984. Fixity of members embedded in concrete. Washington, DC: USACE.
Cheng, Z., and S. Sritharan. 2020. “Outdoor test of a prefabricated column–pile cap–pile system under combined vertical and lateral loads.” J. Bridge Eng. 25 (8): 04020052. https://doi.org/10.1061/(ASCE)BE.1943-5592.0001588.
Eastman, R. S. 2011. “Experimental investigation of steel pipe pile to concrete cap connections.” Master’s thesis, Dept. of Civil Engineering, Brigham Young Univ.
ElBatanouny, M. K., and P. Ziehl. 2012. “Determining slipping stress of prestressing strands in confined sections.” ACI Struct. J. 109 (6): 767–776.
ElBatanouny, M. K., P. Ziehl, A. Larosche, T. Mays, and J. Caicedo. 2012. “Bent-cap confining stress effect on slip of prestressing strands.” ACI Struct. J. 109 (4): 487–496.
Fuziol, J. D. 2007. “Numerical modeling of the seismic performance of prestressed pile to cast in place cap connections with plain embedment.” Master’s thesis, Dept. of Civil Engineering, Univ. of South Carolina.
Gerwick Ben, C., Jr. 1971. Construction of prestressed concrete structures. Englewood Cliffs, NJ: Wiley.
Greenwood, S. M. 2008. “Analytical performance evaluation of hollow prestressed piles and pile-cap connections in the I-5 Ravenna bridge.” Master’s thesis, Dept. of Civil and Environmental Engineering, Washington State Univ.
Guo, Z., W. He, X. Bai, and Y. F. Chen. 2017. “Seismic performance of pile-cap connections of prestressed high-strength concrete pile with different details.” Struct. Eng. Int. 27 (4): 546–557. https://doi.org/10.2749/222137917X14881937845963.
Harries, K. A., and M. F. Petrou. 2001. “Behavior of precast, prestressed concrete pile to CIP pile cap connections.” PCI J. 46 (4): 82–93. https://doi.org/10.15554/pcij.07012001.82.92.
Isenhower, W. M., and S. T. Wang. 2014. User’s manual for LPile 2013: A Program to analyze deep foundations under lateral loading. Austin, TX: ENSOFT.
Issa, M. 1999. Testing of PTPC moment connection for 30. Prestressed concrete pile-pile. Tallahassee, FL: Florida DOT.
Joen, P. H. 1987. “Seismic performance of prestressed concrete piles and pile-pile cap connections.” Ph.D. dissertation, Dept. of Civil Engineering, Univ. of Canterbury.
Joen, P. H., and R. Park. 1990a. “Flexural strength and ductility analysis of spirally reinforced prestressed concrete piles.” PCI J. 35 (4): 54–83. https://doi.org/10.15554/pcij.07011990.54.83.
Joen, P. H., and R. Park. 1990b. “Simulated seismic load tests on prestressed concrete piles and pile-pile cap connections.” PCI J. 35 (6): 42–61. https://doi.org/10.15554/pcij.11011990.42.61.
Jones, T. A. 2016. “Finite element modeling of shallowly embedded connections to characterize rotational stiffness.” Master’s thesis, Dept. of Civil and Environmental Engineering, Brigham Young Univ.
Kansas DOT. 2007. Design manual, volume III US, version 6/07. Topeka, KS: Kansas DOT.
Kappes, L., M. Berry, F. Murray, J. Stephens, and K. Barnes. 2016. “Seismic performance of concrete-filled steel tube to concrete pile-cap connections.” J. Bridge Eng. 21 (7): 04016042. https://doi.org/10.1061/(ASCE)BE.1943-5592.0000901.
Kidwell, T. B., F. K. Rebekah, and R. Craig Henderson. 2018. “Elastic and inelastic behavior of precast concrete piles and cast-in-shell steel piles in reinforced concrete caps.” Pract. Period. Struct. Des. Constr. 23 (2): 04018001. https://doi.org/10.1061/(ASCE)SC.1943-5576.0000349.
Larosche, A., M. Cukrov, D. Sanders, and P. Ziehl. 2014a. “Prestressed pile to bent cap connections: Seismic performance of a full-scale three-pile specimen.” J. Bridge Eng. 19 (3): 04013012. https://doi.org/10.1061/(ASCE)BE.1943-5592.0000560.
Larosche, A., P. H. Ziehl, M. K. ElBatanouny, and J. Caicedo. 2014b. “Plain pile embedment for exterior bent cap connections in seismic regions.” J. Bridge Eng. 19 (4): 04013016. https://doi.org/10.1061/(ASCE)BE.1943-5592.0000542.
Larosche, A. K. 2011. “The connection behavior of precast prestressed piles to CIP bent caps.” Ph.D. dissertation, Dept. of Civil Engineering, Univ. of South Carolina.
Lehman, D. E., and C. W. Roeder. 2012. “Foundation connections for circular concrete-filled tubes.” J. Constr. Steel Res. 78 (Nov): 212–225. https://doi.org/10.1016/j.jcsr.2012.07.001.
Lekel, P. P., B. Phares, and M. Nop. 2018. “Performance investigation and design of pile-to-pile cap connections subject to uplift.” Transp. Res. Rec. 2672 (52): 278–290. https://doi.org/10.1177/0361198118796733.
Mander, J. B., M. J. N. Priestley, and R. Park. 1984. Seismic design of bridge piers. Canterbury, New Zealand: Univ. of Canterbury.
Marcakis, K., and D. Mitchell. 1980. “Precast concrete connections with embedded steel members.” PCI J. 25 (4): 88–116. https://doi.org/10.15554/pcij.07011980.88.116.
Mattock, A. H., and G. H. Gaafar. 1981. The strength of embedded steel sections as brackets. Seattle: Univ. of Washington.
Mustain, B. S. 2013. “FEA of the connection behavior of precast prestressed piles to CIP bent caps.” Ph.D. dissertation, College of Engineering and Computing, Univ. of South Carolina.
NZS (New Zealand Standard). 1973. The design of concrete structures,” Part 1: Code of practice, Part 2: Commentary. NZS 3101. Wellington, New Zealand: Standards Association of New Zealand.
Parker, F., Jr., and L. C. Reese. 1971. “Lateral pile-soil interaction curves for sand.” In Proc., Int. Symp. on Engineering Properties of Sea-Floor Soils and their Geophysical Identification, 212–223. Seattle: Univ. of Washington.
Patrick, J. H., R. Frank, E. L. Garland, R. R. Brent, and L. B. Matthew. 2016. Geotechnical engineering circular no.12-volume I design and construction of driven pile foundations. Washington, DC: Federal Highway Administration.
PCI (Prestressed Concrete Institute). 1999. Design handbook: Precast and prestressed concrete. 5th ed. Chicago: Precast/PCI.
Pertold, J., R. Y. Xiao, and F. Wald. 2000a. “Embedded steel column bases: I. Experiments and numerical simulation.” J. Constr. Steel Res. 56 (3): 253–270. https://doi.org/10.1016/S0143-974X(99)00105-4.
Pertold, J., R. Y. Xiao, and F. Wald. 2000b. “Embedded steel column bases: II. Design model proposal.” J. Constr. Steel Res. 56 (3): 271–286. https://doi.org/10.1016/S0143-974X(99)00106-6.
Reese, L. C. 1984. Handbook on design of piles and drilled shafts under lateral load. Washington, DC: Federal Highway Administration.
Richards, P. W., K. M. Rollins, and T. E. Stenlund. 2011. “Experimental testing of pile-to-cap connections for embedded pipe piles.” J. Bridge Eng. 16 (2): 286–294. https://doi.org/10.1061/(ASCE)BE.1943-5592.0000144.
Roeder, C. W., R. Graff, J. L. Soderstrom, and J. H. Yoo. 2001. Seismic performance of pile-wharf connections. Rep. No. Berkeley, CA: Univ. of California.
Roeder, C. W., D. E. Lehman, and E. Bishop. 2010. “Strength and stiffness of circular concrete-filled tubes.” J. Struct. Eng. 136 (12): 1545–1553. https://doi.org/10.1061/(ASCE)ST.1943-541X.0000263.
Rollins, K., and T. Stenlund. 2010. Final report: Laterally loaded pile cap connections. UT-10.16. Salt Lake City, UT: Utah DOT.
SCDOT (South Carolina DOT) 2008. Seismic design specification for highway bridges, version 2.0. Columbia, SC: SCDOT.
Shahawy, M. A., and M. Issa. 1992. “Effect of pile embedment on the development length of prestressing strands.” PCI J. 37 (6): 44–59. https://doi.org/10.15554/pcij.11011992.44.59.
Shama, A. A. 2000. “On the seismic analysis and design of pile-to-cap connections.” Ph.D. dissertation, Dept. of Civil, Structural and Environmental Engineering, State Univ. of New York at Buffalo.
Shama, A. A., J. B. Mander, and A. J. Aref. 2002a. “Seismic performance and retrofit of steel pile to concrete cap connections.” ACI Struct. J. 99 (1): 51–61.
Shama, A. A., J. B. Mander, B. A. Blabac, and S. S. Chen. 2002b. “Seismic investigation of steel pile bents: I. Evaluation of performance.” Earthquake Spectra 18 (1): 121. https://doi.org/10.1193/1.1468243.
Shama, A. A., J. B. Mander, and S. S. Chen. 2002c. “Seismic investigation of steel pile bents: II. Retrofit and vulnerability analysis.” Earthquake Spectra 18 (1): 143–160. https://doi.org/10.1193/1.1468250.
Silva, P. F., and F. Seible. 2001. “Seismic performance evaluation of cast-in-steel-shell (CISS) piles.” ACI Struct. J. 98 (1): 36–49.
Silva, P. F., and S. Sritharan. 2011. “Seismic performance of a concrete bridge bent consisting of three steel shell columns.” Earthquake Spectra 27 (1): 107–132. https://doi.org/10.1193/1.3525919.
Silva, P. F., S. Sritharan, F. Seible, and M. J. N. Priestley. 1999. Full scale test of the Alaska CIP steel shell three column bridge bent. La Jolla, CA: Univ. of California, San Diego.
Stenlund, T. 2007. “Laterally loaded pile cap connections.” Master’s thesis, Dept. of Civil and Environmental Engineering, Brigham Young Univ.
Stephens, J. E., and L. R. McKittrick. 2005. Performance of steel pipe pile-to-concrete bent cap connections subject to seismic or high transverse loading: Phase II. Bozeman, MT: Montana State Univ.
Steunenberg, M., R. Sexsmith, and S. Stiemer. 1998. “Seismic behavior of steel pile to precast concrete cap beam connections.” ASCE J. Bridge Eng. 3 (4): 177–185. https://doi.org/10.1061/(ASCE)1084-0702(1998)3:4(177).
Sweigart, S. P. 2010. “Seismic performance of prestressed concrete piles in CIP reinforced concrete pile caps.” Ph.D. dissertation, Dept. of Civil and Environmental Engineering, Univ. of South Carolina.
Tabatabai, H., H. Magbool, A. Bahumdain, and C. Fu. 2017. “Criteria and practices of various states for the design of jointless and integral abutment bridges.” In Proc., Third Int. Workshop on Jointless Bridge. Milwaukee, WI: Univ. of Wisconsin-Milwaukee.
Teguh, M., C. Duffield, P. Mendis, and G. Hutchinson. 2005. “3-D FEA of PTPC connections subject to seismic action.” In Vol. 1 of Proc., Earthquake Engineering in Australia—Conf. 2005, 141–147. Barton, Australia: Institution of Engineers Australia.
Teguh, M., C. F. Duffield, P. A. Mendis, and G. L. Hutchinson. 2006. “Seismic performance of PTPC connections: An investigation of design issues.” Electr. J. Struct. Eng. 6: 8–18.
Teguh, M., P. A. Mendis, C. F. Duffield, and G. L. Hutchinson. 2004. “Finite element modeling of PTPC connections under lateral loads.” In Proc., 18th Australasian Conf. on the Mechanics of Structures and Materials (ACMSM), 1077–1082. Barton, Australia: Engineers Australia.
Wang, T., Z. Yang, H. Zhao, and W. Wang. 2014. “Seismic performance of prestressed high strength concrete pile to pile cap connections.” Adv. Struct. Eng. 17 (9): 1329–1342. https://doi.org/10.1260/1369-4332.17.9.1329.
Wasserman, E. P., and J. H. Walker. 1996 “Integral abutments for steel bridges.” In Vol. II of Highway structures design handbook. Washington, DC: American Iron and Steel Institute.
Wilden, H., and Precast/PCI (Prestressed Concrete Institute). 2010. PCI design handbook: Precast and prestressed concrete. 5th ed. Chicago: Precast/PCI.
Wilson, K. E., R. E. Kimmerling, G. G. Goble, P. J. Sabatini, S. D. Zang, J. Y. Zhou, W. A. Amrhein, J. W. Bouscher, and L. J. Danaovich. 2006. LRFD for highway bridge substructures and earth retaining structures reference manual. Washington, DC: Federal Highway Administration.
Xiao, Y. 2003. “Experimental studies on precast prestressed concrete pile to CIP concrete pile-cap connections.” PCI J. 48 (6): 82–91. https://doi.org/10.15554/pcij.11012003.82.91.
Xiao, Y., and L. Chen. 2013. “Behavior of model steel H-pile-to-pile-cap connections.” J. Constr. Steel Res. 80 (Jan): 153–162. https://doi.org/10.1016/j.jcsr.2012.09.008.
Xiao, Y., H. Wu, T. T. Yaprak, G. R. Martin, and J. B. Mander. 2006. “Experimental studies on seismic behavior of steel pile-to-pile-cap connections.” J. Bridge Eng. 11 (2): 151–159. https://doi.org/10.1061/(ASCE)1084-0702(2006)11:2(151).
Xiao, Y., Z. Zhang, J. H. Hu, S. K. Kunnath, and P. X. Guo. 2011. “Seismic behavior of CFT column and steel pile footings.” J. Bridge Eng. 16 (5): 575–586. https://doi.org/10.1061/(ASCE)BE.1943-5592.0000198.
Yang, Z., G. Li, and B. Nan. 2020. “Study on seismic performance of improved high-strength concrete pipe-pile cap connection.” In Vol. 2020 of Advances in materials science and engineering, 22. London: Hindawi. https://doi.org/10.1155/2020/4326208.
Yang, Z., and W. Wang. 2016. “Experimental and numerical investigation on the behaviour of prestressed high strength concrete PTPC connections.” KSCE J. Civ. Eng. 20 (5): 1903–1912. https://doi.org/10.1007/s12205-015-0658-8.
Ziehl, P. H., J. M. Caicedo, D. Rizos, T. Mays, A. Larosche, M. K. ElBatanouny, and B. Mustain. 2012. Behavior of pile to bent cap connections subjected to seismic forces. Columbia, SC: South Carolina DOT.

Information & Authors

Information

Published In

Go to Practice Periodical on Structural Design and Construction
Practice Periodical on Structural Design and Construction
Volume 27Issue 2May 2022

History

Published online: Feb 21, 2022
Published in print: May 1, 2022
Discussion open until: Jul 21, 2022

Permissions

Request permissions for this article.

Authors

Affiliations

Madasamy Arockiasamy, F.ASCE [email protected]
P.E.
P.Eng.
Professor and Director, Center for Infrastructure and Constructed Facilities, Dept. of Civil, Environmental and Geomatics Engineering, Florida Atlantic Univ., Boca Raton, FL 33431-0991. Email: [email protected]
Doctoral Research Scholar, Dept. of Civil, Environmental, and Geomatics Engineering, Florida Atlantic Univ., Boca Raton, FL 33431-099 (corresponding author). ORCID: https://orcid.org/0000-0002-8573-2061. Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

  • Analysis Methods for the Design of Pile–to–Pile Cap Connections Concerning Plain Pile Embedment, Practice Periodical on Structural Design and Construction, 10.1061/PPSCFX.SCENG-1202, 28, 3, (2023).

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share