Technical Papers
Jun 5, 2013

Modeling Interactions between Riverbank Hydrology and Mass Failures

Publication: Journal of Hydrologic Engineering
Volume 18, Issue 10

Abstract

Riverbank retreat derives from a complex combination of various processes where a key role is played by the interactions of groundwater and surface water. Recent progress has been made in two main research areas, i.e., the effects of hydrological factors on mass failures, and the role of subsurface flow in seepage erosion and bank stability. This paper aims to review recent progress and identify the main knowledge gaps in modeling riverbank failures, with a particular focus on the interactions between mass failures, bank hydrology and other hydrological factors related to the river hydrograph. Changes in pore water pressures related to transient variations of surface water and groundwater are widely recognized as one of the most important factors controlling the onset and timing of bank instability. Inclusion of negative pore water pressures and groundwater flow modeling has greatly improved the capability to predict mass failures. Fluvial erosion has a fundamental role in deforming the bank profile and, therefore, promoting bank instability. However, fluvial erosion may also affect bank stability indirectly, as deformation of the bank profile alters the pore water pressure field within the bank. Seepage flow determines an important control on bank instability by two mechanisms: hydraulic gradient forces, causing possible mass failure or liquefaction; and seepage erosion and undercutting, eventually inducing a collapse of the upper bank. This review has led to the identification of the main knowledge gaps and needs for future research in two main areas: (1) parameterization of various soil properties that need to be accounted for when modeling hydrologic processes and mass failures; and (2) the need for integrated modeling of seepage and fluvial erosion and how they simultaneously may affect mass failures.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

The authors acknowledge Dr. Stephen E. Darby, Glenn V. Wilson, and another anonymous reviewer whose comments greatly improved the manuscript.

References

Amiri-Tokaldany, E., Darby, S. E., and Tosswell, P. (2003). “Bank stability analysis for predicting reach scale and land loss and sediment yield.” J. Am. Water Resour. Assoc., 39(4), 897–909.
ASCE Task Committee on Hydraulics, Bank Mechanics, and Modeling of River Width Adjustment. (1998). “River width adjustment. I: Processes and mechanisms.” J. Hydraul. Eng., 124(9), 881–902.
Budhu, M., and Gobin, R. (1996). “Slope instability from ground-water seepage.” J. Hydraul. Eng., 122(7), 415–417.
Cancienne, R. M., Fox, G. A., and Simon, A. (2008). “Influence of seepage undercutting on the stability of root-reinforced streambanks.” Earth Surf. Processes Landforms, 33(11), 1769–1786.
Casagli, N., Rinaldi, M., Gargini, A., and Curini, A. (1999). “Pore water pressure and streambank stability: Results from a monitoring site on the Sieve River, Italy.” Earth Surf. Processes Landforms, 24(12), 1095–1114.
Chu-Agor, M. L., Fox, G. A., Cancienne, R. M., and Wilson, G. V. (2008a). “Seepage caused tension failures and erosion undercutting of hillslopes.” J. Hydrol., 359(3–4), 247–259.
Chu-Agor, M. L., Fox, G. A., and Wilson, G. V. (2009). “Empirical sediment transport function predicting seepage erosion undercutting for cohesive bank failure prediction.” J. Hydrol., 377(1–2), 155–164.
Chu-Agor, M. L., Wilson, G. V., and Fox, G. A. (2008b). “Numerical modeling of bank instability by seepage erosion undercutting of layered streambanks.” J. Hydrol. Eng., 13(12), 1133–1145.
Clark, L. A., and Wynn, T. M. (2007). “Methods for determining streambank critical shear stress and soil erodibility: Implications for erosion rate predictions.” Trans. ASABE, 50(1), 95–106.
Collison, A. J. C. (2001). “The cycle of instability: Stress release and fissure flow as controls on gully head retreat.” Hydrol. Process., 15(1), 3–12.
Couper, P. R., and Maddock, I. P. (2001). “Subaerial river bank erosion processes and their interaction with other bank erosion mechanisms on the River Arrow, Warwickshire, UK.” Earth Surf. Processes Landforms, 26(6), 631–646.
Dapporto, S., Rinaldi, M., Casagli, N., and Vannocci, P. (2003). “Mechanisms of riverbank failure along the Arno River, Central Italy.” Earth Surf. Processes Landforms, 28(12), 1303–1323.
Darby, S. E., Rinaldi, M., and Dapporto, S. (2007). “Coupled simulations of fluvial erosion and mass wasting for cohesive river banks.” J. Geophys. Res., 112(F3), F03022.
Darby, S. E., and Thorne, C. R. (1996). “Development and testing of river-bank stability analysis.” J. Hydraul. Eng., 122(8), 443–454.
Darby, S. E., Trieu, H. Q., Carling, P. A., Sarkkula, J., Koponen, J., and Kummu, M., et al. (2010). “A physically based model to predict hydraulic erosion of fine-grained riverbanks: The role of form roughness in limiting erosion.” J. Geophys. Res., 115(F4), F04003.
Dunne, T. (1990). “Hydrology, mechanics, and geomorphic implications of erosion by subsurface flow.” Groundwater geomorphology: The role of subsurface water in earth-surface processes and landforms, C. G. Higgins and D. R. Coates, eds., Geological Society of America, Spec. Paper 252, Denver, CO, 1–28.
Fox, G. A., Chu-Agor, M., and Wilson, G. V. (2007a). “Erosion of noncohesive sediment by groundwater seepage: Lysimeter experiments and modeling.” Soil Sci. Soc. Am. J., 71(6), 1822–1830.
Fox, G. A., Heeren, D. M., Wilson, G. V., Langendoen, E. J., Fox, A. K., and Chu-Agor, A. L. (2010). “Numerically predicting seepage gradient forces and erosion: Sensitivity to soil hydraulic properties.” J. Hydrol., 389(3–4), 354–362.
Fox, G. A., and Wilson, G. V. (2010). “The role of subsurface flow in hillslope and streambank erosion: A review of status and research needs. A review.” Soil Sci. Soc. Am. J., 74(3), 717–733.
Fox, G. A., Wilson, G. V., Periketi, R. K., and Cullum, R. F. (2006). “Sediment transport model for seepage erosion of stream-bank sediment.” J. Hydraul. Eng., 11(6), 603–611.
Fox, G. A., Wilson, G. V., Simon, A., Langendoen, E. J., Akay, O., and Fuchs, J. W. (2007b). “Measuring streambank erosion due to ground water seepage: Correlation to bank pore water pressure, precipitation and stream stage.” Earth Surf. Processes Landforms, 32(10), 1558–1573.
Fredlund, D. G., Morgenstern, N. R., and Widger, R. A. (1978). “The shear strength of unsaturated soils.” Can. Geotech. J., 15(2), 312–321.
Fredlund, D. G., and Rahardjo, H. (1993). Soil mechanics for unsaturated soils, JWiley, New York.
Ghiassian, H., and Ghareh, S. (2008). “Stability of sandy slopes under seepage conditions.” Landslides, 5(4), 397–406.
Griffiths, D. V., and Lane, P. A. (1999). “Slope stability analysis by finite elements.” Geotechnique, 49(3), 387–403.
Grissinger, E. H. (1982). “Bank erosion of cohesive materials.” Gravel-bed rivers, R. D. Hey, et al., eds., Wiley, Chichester, UK, 273–287.
Hagerty, D. J. (1991a). “Piping/sapping erosion. 1. Basic considerations.” J. Hydraul. Eng., 117(8), 991–1008.
Hagerty, D. J. (1991b). “Piping/sapping erosion. 2. Identification diagnosis.” J. Hydraul. Eng., 117(8), 1009–1025.
Hanson, G. J. (1990). “Surface erodibility of earthen channels at high stresses. Part II–developing an in situ testing device.” Trans. ASABE, 33(1), 132–137.
Hanson, G. J., and Simon, A. (2001). “Erodibility of cohesive streambeds in the loess area of the midwestern USA.” Hydrol. Process., 15(1), 23–38.
Howard, A. D., and McLane, C. F., III (1988). “Erosion of cohesionless sediment by ground water seepage.” Water Resour. Res., 24(10), 1659–1674.
Iida, T. (2004). “Theoretical research on the relationship between return period of rainfall and shallow landslides.” Hydrol. Processes, 18(4), 739–756.
Iverson, R. M., and Major, J. J. (1986). “Groundwater seepage vectors and the potential for hillslope failure and debris flow mobilization.” Water Resour. Res., 22(11), 1543–1548.
Kean, J. W., and Smith, J. D. (2006a). “Form drag in rivers due to small-scale natural topographic features: 1. Regular sequences.” J. Geophys. Res., 111(F4), F04009.
Kean, J. W., and Smith, J. D. (2006b). “Form drag in rivers due to small-scale natural topographic features: 2. Irregular sequences.” J. Geophys. Res., 111(F4), F04010.
Knapen, A., Poesen, J., Govers, G., Gyssels, G., and Nachtergaele, J. (2007). “Resistance of soils to concentrated flow erosion: A review.” Earth Sci. Rev., 80(1–2), 75–109.
Langendoen, E. J., and Simon, A. (2008). “Modeling the evolution of incised streams. II: Streambank erosion.” J. Hydraul. Eng., 134(7), 905–915.
Lawler, D. M. (1993). “The measurement of river bank erosion and lateral channel change.” Earth Surf. Processes Landforms, 18(9), 777–821.
Lawler, D. M., Thorne, C. R., and Hooke, J. M. (1997). “Bank erosion and instability.” Applied fluvial geomorphology for river engineering and management, C. R. Thorne, et al., eds., Wiley, Chichester, UK, 137–172.
Lindow, N., Fox, G. A., and Evans, R. O. (2009). “Seepage erosion in layered stream bank material.” Earth Surf. Processes Landforms, 34(12), 1693–1701.
Lobkovsky, A. E., Jensen, B., Kudrolli, A., and Rothman, D. H. (2004). “Threshold phenomena in erosion driven by subsurface flow.” J. Geophys. Res., 109(F4), F04010.
Luppi, L., Rinaldi, M., Teruggi, L. B., Darby, S. E., and Nardi, L. (2009). “Monitoring and numerical modelling of riverbank erosion processes: A case study along the Cecina River (Central Italy).” Earth Surf. Processes Landforms, 34(4), 530–546.
Midgley, T. L., Fox, G. A., and Heeren, D. M. (2012a). “Evaluation of the bank stability and toe erosion model (BSTEM) for predicting lateral retreat on composite streambanks.” Geomorphology, 139–146, 107–114.
Midgley, T., Fox, G., Wilson, G., Heeren, D., Langendoen, E., and Simon, A. (2012b). “Seepage-induced streambank erosion and instability: In-situ constant-head experiments.” J. Hydrol. Eng.
Millar, R. G. (2000). “Influence of bank vegetation on alluvial channel patterns.” Water Resour. Res., 36(4), 1109–1118.
Motta, D., Abad, J. D., Langendoen, E. J., and Garcia, M. H. (2012). “A simplified 2D model for meander migration with physically-based bank evolution.” Geomorphology, 139–164, 10–25.
Nam, S., Gutierrez, M., Panayiotis, D., Petrie, J., Wayllace, A., and Lu, N., et al. (2010). “Comparison of testing techniques and models for establishing the SWCC of riverbank soil.” Eng. Geol., 110(1–2), 1–10.
Nardi, L., Rinaldi, M., and Solari, L. (2012). “An experimental investigation on mass failures occurring in a riverbank composed of sandy gravel.” Geomorphology, 139–164, 56–69.
Nemes, A., and Rawls, W. J. (2004). “Soil texture and particle-size distribution as inputs to estimate soil hydraulic parameters.” Developments in soil science, Vol. 30, Elsevier, Amsterdam, Netherlands.
Ning, B., Wu, S., Tan, Y., Xie, X., Yan, J., and Yan, Z., et al. (2011). “Coupling effect of seepage flow and river flow on the bank failure.” J. Hydrodyn. Ser. B, 23(6), 834–840.
Osman, A. M., and Thorne, C. R. (1988). “Riverbank stability analysis. I: Theory.” J. Hydraul. Eng., 114(2), 134–150.
Papanicolaou, A. N., Elhakeem, M., and Hilldale, R. (2007). “Secondary current effects on cohesive river bank erosion.” Water Resour. Res., 43(12), W12418.
Parker, C., Simon, A., and Thorne, C. R. (2008). “The effects of variability in bank material properties on riverbank stability: Goodwin Creek, Mississippi.” Geomorphology, 101(4), 533–543.
Partheniades, E. (1965). “Erosion and deposition of cohesive soils.” J. Hydraul. Div. ASCE, 91(1), 105–139.
Pollen, N. (2007). “Temporal and spatial variability of root reinforcement of streambanks: Accounting for soil shear strength and moisture.” Catena, 69(3), 197–205.
Pollen, N., and Simon, A. (2005). “Estimating the mechanical effects of riparian vegetation on streambank stability using a fiber bundle model.” Water Resour. Res., 41(7), W07025.
Prosser, I. P., Hughes, A. O., and Rutherfurd, I. D. (2000). “Bank erosion of an incised upland channel by sub-aerial processes: Tasmania, Australia.” Earth Surf. Processes Landforms, 25(10), 1085–1101.
Rinaldi, M., and Casagli, N. (1999). “Stability of streambanks formed in partially saturated soils and effects of negative pore water pressures: The Sieve River (Italy).” Geomorphology, 26(4), 253–277.
Rinaldi, M., Casagli, N., Dapporto, S., and Gargini, A. (2004). “Monitoring and modelling of pore water pressure changes and riverbank stability during flow events.” Earth Surf. Processes Landforms, 29(2), 237–254.
Rinaldi, M., and Darby, S. E. (2008). “Modelling river-bank-erosion processes and mass failure mechanisms: Progress towards fully coupled simulations.” Gravel-bed rivers 6: From process understanding to river restoration, H. Habersack, et al., eds., Vol. 11, Elsevier, Netherlands, 213–239.
Rinaldi, M., Mengoni, B., Luppi, L., Darby, S. E., and Mosselman, E. (2008). “Numerical simulation of hydrodynamics and bank erosion in a river bend.” Water Resour. Res., 44(9), W09429.
Samadi, A., Amiri-Tokaldany, E., and Darby, S. E. (2009). “Identifying the effects of parameter uncertainty on the reliability of riverbank stability modelling.” Geomorphology, 106(3–4), 219–230.
Samadi, A., Davoudi, M. H., and Amiri-Tokaldany, E. (2011). “Experimental study of cantilever failure in the upper part of cohesive riverbanks.” Res. J. Environ. Sci., 5(5), 444–460.
Samadi, A., Davoudi, M. H., Amiri-Tokaldany, E., and Darby, S. E. (2013). “Experimental and numerical investigation of the stability of overhanging riverbanks.” Geomorphology, 139–184, 1–19.
Simon, A., and Collison, A. J. (2002). “Quantifying the mechanical and hydrological effects of vegetation on streambank stability.” Earth Surf. Processes Landforms, 27(5), 527–546.
Simon, A., Curini, A., Darby, S. E., and Langendoen, E. J. (1999). “Streambank mechanics and the role of bank and near-bank processes in incised channels.” Incised river channels: Processes, forms, engineering and management, S. E. Darby and A. Simon, eds., Wiley, London, 123–152.
Simon, A., Curini, A., Darby, S. E., and Langendoen, E. J. (2000). “Bank and near-bank processes in an incised channel.” Geomorphology, 35(3–4), 193–217.
Simon, A., Pollen, N., and Langendoen, E. (2006). “Influence of two woody riparian species on critical conditions for streambank stability: Upper Truckee River, California.” J. Am. Water Resour. Assoc., 42(1), 99–116.
Simon, A., Pollen-Bankhead, N., Mahacek, V., and Langendoen, E. (2009). “Quantifying reductions of mass-failure frequency and sediment loadings from streambanks using toe protection and other means: Lake Tahoe, United States.” J. Am. Water Resour. Assoc., 45(1), 170–186.
Simon, A., Wolfe, W. J., and Molinas, A. (1991). “Mass-wasting algorithms in an alluvial channel model.” Proc., 5th Federal Interagency Sedimentation Conf., Government Printing Office, Washington, DC, 8–22–8–29.
Springer, F. M., Ullrich, C. R., and Hagerty, D. J. (1985). “An analysis of streambank stability.” J. Geotech. Eng., 111(5), 624–640.
Tabacchi, E., Lambs, L., Guilloy, H., Planty-Tabacchi, A. M., Muller, E., and Décamps, H. (2000). “Impacts of riparian vegetation on hydrological processes.” Hydrol. Process, 14(16–17), 2959–2976.
Thoman, R. W., and Niezgoda, S. L. (2008). “Determining erodibility, critical shear stress, and allowable discharge estimates for cohesive channels: Case study in the Powder River basin of Wyoming.” J. Hydraul. Eng., 134(12), 1677–1687.
Thorne, C. R. (1982). “Processes and mechanisms of river bank erosion.” Gravel-bed rivers, R. D. Hey, et al., eds., Wiley, Chichester, UK, 227–271.
Thorne, C. R. (1990). “Effects of vegetation on riverbank erosion and stability.” Vegetation and erosion: Processes and environments, J. B. Thornes, ed., Wiley, Chichester, UK, 125–144.
Thorne, C. R., and Tovey, N. K. (1981). “Stability of composite river banks.” Earth Surf. Processes Landforms, 6(5), 469–484.
Tolhurst, T. J., Black, K. S., Shayler, S. A., Mather, S., Black, I., and Baker, K. et al. (1999). “Measuring the in situ erosion shear strength of intertidal sediments with the Cohesive Strength Meter (CSM).” Estuarine, Coastal Shelf Sci., 49(2), 281–294.
Wilson, G. V., Periketi, R. K., Fox, G. A., Dabney, S. M., Shields, F. D., and Cullum, R. F. (2007). “Soil properties controlling seepage erosion contributions to streambank failure.” Earth Surf. Processes Landforms, 32(3), 447–459.
Wood, A. L., Simon, A., Downs, P. W., and Thorne, C. R. (2001). “Bank-toe processes in incised channels: The role of apparent cohesion in the entrainment of failed bank material.” Hydrol. Processes, 15(1), 39–61.

Information & Authors

Information

Published In

Go to Journal of Hydrologic Engineering
Journal of Hydrologic Engineering
Volume 18Issue 10October 2013
Pages: 1231 - 1240

History

Received: Nov 15, 2011
Accepted: Sep 19, 2012
Published online: Jun 5, 2013
Published in print: Oct 1, 2013
Discussion open until: Nov 5, 2013

Permissions

Request permissions for this article.

Authors

Affiliations

Massimo Rinaldi [email protected]
Professor, Dept. of Civil and Environmental Engineering, Univ. of Florence, Via S.Marta 3, 50139 Firenze, Italy (corresponding author). E-mail: [email protected]
Laura Nardi, Ph.D.
Dept. of Civil and Environmental Engineering, Univ. of Florence, Via S.Marta 3, 50139 Firenze, Italy.

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share