Abstract

Traditional interpretation and interpolation techniques have been extensively used in conjunction with geotechnical in-situ tests to evaluate subsurface conditions; however, these approaches, when applied at highly variable geomaterial sites, can lead to high uncertainties and inaccurate subsurface characterization. This paper presents the application of a proposed framework that combines geotechnical in-situ test data and a geostatistical modeling approach with visualization techniques to provide an advanced three-dimensional (3D) site characterization and visualization of an aging hydraulic fill dam. There were 66 cone penetration tests (CPT) performed along the crest, downstream, and upstream sides of the hydraulic fill dam and properties, such as the soil behavior type index (Ic), effective friction angle (ϕ), and undrained shear strength (Su), were determined using traditional CPT data correlations. Univariate statistics performed on the properties revealed high variability in the hydraulic fill dam configuration. Anisotropic semivariogram models were developed to incorporate the spatial variability and the directional anisotropy of soil properties in the proposed site characterization approach. A 3D kriging interpolation was then performed based on the anisotropic semivariograms to generate 3D geotechnical visualization models of the Ic, ϕ, and Su of the geomaterials encountered in the dam. Validation studies were performed by comparing the 3D interpolated soil properties with the ground-truth measured values obtained from laboratory tests. The visualization models based on a geostatistical interpolation approach can facilitate the identification of critical zones within the dam that could be susceptible to geotechnical hazards. This paper highlights a novel approach combining the in-situ data, 3D interpolation kriging analyses, and visualization techniques to evaluate the soil configuration within highly heterogeneous sites such as hydraulic fill dams and mine-tailings sites.

Get full access to this article

View all available purchase options and get full access to this article.

Data Availability Statement

Some or all data, models, or code that support the findings of this study are available from the corresponding author upon reasonable request.

Acknowledgments

This study case was performed as part of a research project awarded by the Tarrant Regional Water District (TRWD), Texas, USA. The authors would like to acknowledge Mr. Louie Verreault, Mr. Jason Gehrig, Ms. Dorota Koterba, and Mr. David Marshall of TRWD for their assistance with various research activities related to testing and research coordination between TRWD and The University of Texas at Arlington. Each author contributed towards the present research study. The conceptualization, analysis, and draft manuscript preparation were performed by Santiago Caballero. Tejo Bheemasetti and Sayantan Chakraborty performed in-depth technical review of the previous draft version of the manuscript and improved the quality of the manuscript. Anand Puppala was the primary investigator of the project which was performed under his supervision. All authors have read and approved the manuscript.

Disclaimer

The authors declare that they have no conflict of interest.

References

Amundaray, J. I. 1994. “Modeling geotechnical uncertainty by bootstrap resampling.” Doctoral dissertation, School of Civil Engineering, Purdue Univ.
Bheemasetti, T. V. 2015. “Spatial variability models and prediction analysis of soil properties using geostatistics.” Doctoral dissertation, Dept. of Civil and Environmental Engineering, Univ. of Texas at Arlington.
Bheemasetti, T. V., B. Chittoori, H. Zou, A. J. Puppala, and J. Thomey. 2017. “Spatial mapping of soluble sulfate concentrations present in natural soils using geostatistics.” J. Geotech. Geoenviron. Eng. 143 (2): 04016090. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001590.
Caballero, S. R. 2017. “A comprehensive resilience framework for the seismic evaluation of hydraulic fill dams in North Texas.” Doctoral dissertation, Dept. of Civil and Environmental Engineering, Univ. of Texas at Arlington.
Caballero, S. R., T. V. Bheemasetti, A. J. Puppala, L. Verreault, and D. Koterba. 2017. “Three-dimensional visualization model of the Eagle Mountain dam using cone penetration test data based on geostatistics.” In Proc., Geotechnical Frontiers 2017, 623–630. Reston, VA: ASCE. https://doi.org/10.1061/9780784480441.065.
Cai, G., S. Liu, and A. J. Puppala. 2016. “Evaluation of geotechnical parameters of a lagoonal clay deposit in Jiangsu Lixia River area of China by seismic piezocone tests.” KSCE J. Civ. Eng. 20 (5): 1769–1782. https://doi.org/10.1007/s12205-015-0164-z.
Cai, G., A. J. Puppala, and S. Liu. 2014. “Characterization on the correlation between shear wave velocity and piezocone tip resistance of Jiangsu clays.” Eng. Geol. 171 (Mar): 96–103. https://doi.org/10.1016/j.enggeo.2013.12.012.
Chakraborty, S., T. V. Bheemasetti, J. T. Das, and A. J. Puppala. 2020. “Seismic response analysis of a hydraulic fill dam.” Acta Geotech. 15 (11): 3095–3110. https://doi.org/10.1007/s11440-020-00978-w.
Chakraborty, S., T. V. Bheemasetti, and A. J. Puppala. 2019a. “Effect of constant energy source on coherence function in spectral analysis of surface waves (SASW) testing.” In Geotechnical characterisation and geoenvironmental engineering, 59–65. Singapore: Springer. https://doi.org/10.1007/978-981-13-0899-4_8.
Chakraborty, S., T. V. Bheemasetti, A. J. Puppala, J. T. Das, and S. R. Caballero. 2021a. “Geomaterial characterization and stability assessment of hydraulic fill dams.” J. Mater. Civ. Eng. 33 (2): 04020446. https://doi.org/10.1061/(ASCE)MT.1943-5533.0003553.
Chakraborty, S., T. V. Bheemasetti, A. J. Puppala, and L. Verreault. 2018. “Use of constant energy source in SASW test and its influence on seismic response analysis.” Geotech. Test. J. 41 (6): 1102–1116. https://doi.org/10.1520/GTJ20170220.
Chakraborty, S., J. T. Das, A. J. Puppala, and A. Banerjee. 2019b. “Natural frequency of earthen dams at different induced strain levels.” Eng. Geol. 248 (Jan): 330–345. https://doi.org/10.1016/j.enggeo.2018.12.008.
Chakraborty, S., A. J. Puppala, T. V. Bheemasetti, and J. T. Das. 2021b. “Seismic slope stability analysis of a hydraulic fill dam.” Int. J. Geomech. 21 (1): 04020237. https://doi.org/10.1061/(ASCE)GM.1943-5622.0001892.
Chatterjee, K., and D. Choudhury. 2013. “Variations in shear wave velocity and soil site class in Kolkata city using regression and sensitivity analysis.” Nat. Hazards 69 (3): 2057–2082. https://doi.org/10.1007/s11069-013-0795-7.
Choi, Y., and H. Park. 2006. “Integrating GIS and 3D geostatistical methods for geotechnical characterization of soil properties.” In Proc., 10th Engineering Geology for Tomorrow’s Cities, 1–8. London: Geological Society of London.
Contreras, L. F., and M. Ruest. 2016. “Unconventional methods to treat geotechnical uncertainty in slope design.” In APSSIM 2016: Proc., 1st Asia Pacific Slope Stability in Mining Conf., edited by P. M. Dight, 315–330. Perth, Australia: Australian Centre for Geomechanics. https://doi.org/10.36487/ACG_Rep/1604_17_Contreras.
Davidovic, N., V. Prolovic, and D. Stojic. 2010. “Modeling of soil parameters spatial uncertainty by geostatistics.” Facta Universitatis Ser.: Archit. Civ. Eng. 8 (1): 111–118. https://doi.org/10.2298/FUACE1001111D.
Einstein, H. H., and G. B. Baecher. 1982. “Probabilistic and statistical methods in engineering geology I. Problem statement and introduction to solution.” In Vol. 12 of Ingenieurgeologie und Geomechanik als Grundlagen des Felsbaues (Engineering geology and geomechanics as fundamentals of rock engineering), edited by L. Muller, 47–61. Vienna, Austria: Springer. https://doi.org/10.1007/978-3-7091-8665-7_4.
Ellis, H. L., and M. J. Vessely. 2015. Visualization of geotechnical data for hazard mitigation and disaster response. Washington, DC: Transportation Research Board.
Fenton, G. A. 1999. “Estimation for stochastic soil models.” J. Geotech. Geoenviron. Eng. 125 (6): 470–485. https://doi.org/10.1061/(ASCE)1090-0241(1999)125:6(470).
FHWA (Federal Highway Administration). 2017. Geotechnical site characterization. Washington, DC: FHWA.
Gringarten, E., and C. V. Deutsch. 2001. “Teacher’s aide variogram interpretation and modeling.” Math. Geol. 33 (4): 507–534. https://doi.org/10.1023/A:1011093014141.
Hammah, R. E., and J. H. Curran. 2006. “Geostatistics in geotechnical engineering: Fad or empowering?” In Proc., GeoCongress 2006, 1–5. Reston, VA: ASCE. https://doi.org/10.1061/40803(187)102.
Isaaks, E. H., and R. M. Srivastava. 1989. An introduction to applied geostatistics. New York: Oxford University Press.
Jefferies, M., and M. Davies. 1993. “Use of CPTu to estimate equivalent SPT N60.” Geotech. Test. J. 16 (4): 458. https://doi.org/10.1520/GTJ10286J.
Jones, A. L., S. L. Kramer, and P. Arduino. 2002. Estimation of uncertainty in geotechnical properties for performance-based earthquake engineering. Richmond, CA: Pacific Earthquake Engineering Research Center.
Lacasse, S., and F. Nadim. 1997. “Uncertainties in characterising soil properties.” In Uncertainity in the Geologic Environmnent: From theory to practise, 49–75. Reston, VA: ASCE.
Liu, S., H. Zou, G. Cai, L. Zhang, and A. J. Puppala. 2020. “Piezocone penetration test-based site characterisation of Chong–Qi bridge project, China.” Proc. Inst. Civ. Eng. Forensic Eng. 173 (1): 25–34. https://doi.org/10.1680/jfoen.19.00014.
Mayne, P. W. 2007. Cone penetration testing. Washington, DC: Transportation Research Board.
Moss, R. E. S. 2008. “Quantifying measurement uncertainty of thirty-meter shear-wave velocity.” Bull. Seismol. Soc. Am. 98 (3): 1399–1411. https://doi.org/10.1785/0120070101.
Moss, R. E. S., R. B. Seed, R. E. Kayen, J. P. Stewart, A. Der Kiureghian, and K. O. Cetin. 2006. “CPT-based probabilistic and deterministic assessment of in situ seismic soil liquefaction potential.” J. Geotech. Geoenviron. Eng. 132 (8): 1032–1051. https://doi.org/10.1061/(ASCE)1090-0241(2006)132:8(1032).
Moss, R. E. S., R. B. Seed, R. E. Kayen, J. P. Stewart, and K. Tokimatsu. 2005. “Probabilistic liquefaction triggering based on the cone penetration test.” In Proc., GeoFrontiers Conf. on Earthquake Engineering Soil Dynamics, 1–13. Reston, VA: ASCE. https://doi.org/10.1061/40779(158)23.
NOAA (National Oceanic and Atmospheric Administration). 2020. “Data access viewer.” Accessed November 18, 2020. https://coast.noaa.gov/dataviewer.
Omran, E. S. E. 2012. “Improving the prediction accuracy of soil mapping through geostatistics.” Int. J. Geosci. 3 (3): 574–590. https://doi.org/10.4236/ijg.2012.33058.
Phoon, K. K., and F. H. Kulhawy. 1999. “Evaluation of geotechnical property variability.” Can. Geotech. J. 36 (4): 625–639. https://doi.org/10.1139/t99-039.
Phoon, K. K., S. T. Quek, and P. An. 2003. “Identification of statistically homogeneous soil layers using modified bartlett statistics.” J. Geotech. Geoenviron. Eng. 129 (7): 649–659. https://doi.org/10.1061/(ASCE)1090-0241(2003)129:7(649).
Porbaha, A., and A. J. Puppala. 2003. “In situ techniques for quality assurance of deep mixed columns.” In Grouting and ground treatment, 695–706. Reston, VA: ASCE. https://doi.org/10.1061/40663(2003)40.
Puppala, A. J., Y. B. Acar, and M. T. Tumay. 1996. “Low strain dynamic shear modulus of cemented sand from cone penetration test results.” Transp. Res. Rec. 1548 (1): 60–66. https://doi.org/10.1177/0361198196154800109.
Puppala, A. J., S. S. C. Congress, T. V. Bheemasetti, and S. R. Caballero. 2018a. “Geotechnical data visualization and modeling of civil infrastructure projects.” In Proc., GeoShanghai 2018 Int. Conf. on Transportation Geotechnics Pavement Engineering, 1–12. Berlin: Springer. https://doi.org/10.1007/978-981-13-0011-0_1.
Puppala, A. J., S. S. C. Congress, T. V. Bheemasetti, and S. R. Caballero. 2018b. “Visualization of civil infrastructure emphasizing geomaterial characterization and performance.” J. Mater. Civ. Eng. 30 (10): 04018236. https://doi.org/10.1061/(ASCE)MT.1943-5533.0002434.
Robertson, P. K. 2009a. “Interpretation of cone penetration tests—A unified approach.” Can. Geotech. J. 46 (11): 1337–1355. https://doi.org/10.1139/T09-065.
Robertson, P. K. 2009b. “Performance based earthquake design using the CPT.” In Proc., Performance-Based Design in Earthquake Geotechnical Engineering. London: Taylor and Francis Group. https://doi.org/10.1201/NOE0415556149.ch1.
Robertson, P. K. 2012. “Interpretation of in-situ tests-some insights.” In Proc., 4th Int. Conf. on Geotechnical and Geophysical Site Characterization (ISC’4), 1–22. London: CRC Press. https://doi.org/10.1201/b13251.
Robertson, P. K., R. G. Campanella, and A. Wightman. 1983. “SPT-CPT correlations.” J. Geotech. Eng. 109 (11): 1449–1459. https://doi.org/10.1061/(ASCE)0733-9410(1983)109:11(1449).
Robertson, P. K., and C. Wride. 1998. “Evaluating cyclic liquefaction potential using the cone penetration test.” Can. Geotech. J. 35 (3): 442–459. https://doi.org/10.1139/t98-017.
Sadrekarimi, A., and G. A. Riveros. 2020. “Static liquefaction analysis of the Fundão dam failure.” Geotech. Geol. Eng. 38 (6): 6431–6446. https://doi.org/10.1007/s10706-020-01446-8.
Shukla, J., D. Choudhury, and D. Shah. 2016. “Estimation of shear wave velocity from SPT N-value—Field assessments.” Jpn. Geotech. Soc. Spec. Publ. 2 (7): 346–349. https://doi.org/10.3208/jgssp.IND-28.
Silva Rotta, L. H., E. Alcântara, E. Park, R. G. Negri, Y. N. Lin, N. Bernardo, T. S. G. Mendes, and C. R. Souza Filho. 2020. “The 2019 Brumadinho tailings dam collapse: Possible cause and impacts of the worst human and environmental disaster in Brazil.” Int. J. Appl. Earth Obs. Geoinf. 90 (Aug): 102119. https://doi.org/10.1016/j.jag.2020.102119.
Stuedlein, A. W., S. L. Kramer, P. Arduino, and R. D. Holtz. 2012. “Geotechnical characterization and random field modeling of desiccated clay.” J. Geotech. Geoenviron. Eng. 138 (11): 1301–1313. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000723.
Vanmarcke, E. H. 1977. “Probabilistic modeling of soil profiles.” J. Geotech. Eng. Div. 103 (11): 1227–1246. https://doi.org/10.1061/AJGEB6.0000517.
Vennapusa, P. K. R., D. J. White, and M. D. Morris. 2010. “Geostatistical analysis for spatially referenced roller-integrated compaction measurements.” J. Geotech. Geoenviron. Eng. 136 (6): 813–822. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000285.
Zhang, X., and R. Srinivasan. 2009. “GIS-based spatial precipitation estimation: A comparison of geostatistical approaches.” J. Am. Water Resour. Assoc. 45 (4): 894–906. https://doi.org/10.1111/j.1752-1688.2009.00335.x.
Zou, H., S. Liu, G. Cai, and A. J. Puppala. 2020. “Probabilistic identification of contaminated soils using resistivity piezocone penetration tests.” Acta Geotech. 15 (3): 761–779. https://doi.org/10.1007/s11440-018-0708-8.

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 148Issue 11November 2022

History

Received: Aug 20, 2021
Accepted: May 12, 2022
Published online: Sep 7, 2022
Published in print: Nov 1, 2022
Discussion open until: Feb 7, 2023

Permissions

Request permissions for this article.

Authors

Affiliations

Santiago R. Caballero, Ph.D., M.ASCE https://orcid.org/0000-0003-3498-1102 [email protected]
P.E.
Geotechnical Engineer, AECOM Technical Services, 12420 Milestone Center Dr Suite 150, Germantown, MD 20876. ORCID: https://orcid.org/0000-0003-3498-1102. Email: [email protected]
Tejo V. Bheemasetti, Ph.D., A.M.ASCE https://orcid.org/0000-0002-2592-7836 [email protected]
Assistant Professor, Dept. of Civil and Environmental Engineering and Mechanics, Univ. of Arizona, 1209 E 2nd St., Tucson, AZ 85718. ORCID: https://orcid.org/0000-0002-2592-7836. Email: [email protected]
P.E.
D.GE
Professor and A.P. and Florence Wiley Chair, Zachry Dept. of Civil and Environmental Engineering, Texas A&M Univ., Dwight Look Engineering Bldg. 801B, College Station, TX 77840 (corresponding author). ORCID: https://orcid.org/0000-0003-0435-6285. Email: [email protected]
Sayantan Chakraborty, Ph.D., A.M.ASCE https://orcid.org/0000-0002-6809-5953
Assistant Professor, Dept. of Civil Engineering, Birla Institute of Technology and Science, Pilani, Room # 1209-D Faculty Division, Vidyavihar, Rajasthan 333031, India. ORCID: https://orcid.org/0000-0002-6809-5953

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share