Technical Papers
Feb 24, 2022

Comparison of State-of-the-Art Approaches Used to Account for Spatial Variability in 1D Ground Response Analyses

Publication: Journal of Geotechnical and Geoenvironmental Engineering
Volume 148, Issue 5

Abstract

A significant amount of seismic site response research over the past decade has focused on our abilities to replicate recorded ground motions at borehole array sites, where both the input (rock) and output (surface) ground motions are known. When viewed in aggregate, these studies have found that approximately 50% of borehole array sites are poorly modeled using one-dimensional (1D) ground response analyses (GRAs) based on a single shear wave velocity (Vs) profile, with individual studies reporting values between approximately 30%–80%. While there is no doubt that some sites are indeed too variable to be modeled using 1D GRAs, it is possible that simple 1D analyses could still be effectively used at many sites if spatial variability is accounted for via a rational, site-specific approach. In this study, we investigate five alternative approaches that can be used to account for spatial variability in 1D GRAs: (1) Vs randomization, (2) shear wave travel time randomization, (3) utilization of Vs suites derived from surface wave testing covering a large area, (4) incorporation of a pseudo-3D Vs model derived from a horizontal-to-vertical spectral ratio geostatistical approach, and (5) damping modifications. These approaches are investigated at two US borehole array sites (the Treasure Island and Delaney Park Downhole Arrays) so that the GRA results can be compared with recorded small-strain ground motions. Spatial variability is accounted for by generating approximately 250 Vs profiles for each approach, except for damping modifications, wherein only a single Vs profile is used, but with increased damping to account for wave scattering originating from spatial discontinuities. Through qualitative and quantitative comparisons, we assess the relative and absolute effectiveness of each approach, highlight their limitations, and propose potential improvements that can help overcome these limitations in practice.

Get full access to this article

View all available purchase options and get full access to this article.

Data Availability Statement

The surface wave data and the pseudo-3D Vs models developed at TIDA and DPDA are available from the corresponding author upon reasonable request.

Acknowledgments

The H/V and surface wave data from DPDA and TIDA were collected with funding from Pacific Gas and Electric (PG&E). However, any opinions, findings, conclusions, or recommendations expressed in this paper are those of the authors and do not necessarily reflect the views of PG&E. The authors appreciate the insightful comments from Dr. Julian J. Bommer and one other anonymous reviewer, which have improved the article. We would like to thank Mr. Michael Yust for his help in and collecting the surface wave data at DPDA and TIDA, Dr. Albert Kottke, Dr. David Teague, and Dr. Krishna Kumar for their help in collecting the H/V data at TIDA, and Ms. Jodie Crocker for her help in accessing and processing the ground motions.

References

Afshari, K., and J. P. Stewart. 2019. “Insights from California vertical arrays on the effectiveness of ground response analysis with alternative damping models.” Bull. Seismol. Soc. Am. 109 (4): 1250–1264. https://doi.org/10.1785/0120180292.
BSSC (Building Seismic Safety Council. 2020. NEHRP recommended seismic provisions for new buildings and other structures (FEMA P-2082-1), volume I: Part 1 provisions, Part 2 commentary. Washington, DC: FEMA.
Cabas, A., A. Rodriguez-Marek, and L. F. Bonilla. 2017. “Estimation of site-specific kappa (κ0)-consistent damping values at KiK-net sites to assess the discrepancy between laboratory-based damping models and observed attenuation (of seismic waves) in the field.” Bull. Seismol. Soc. Am. 107 (5): 2258–2271. https://doi.org/10.1785/0120160370.
Cheng, T., M. M. Hallal, J. P. Vantassel, and B. R. Cox. 2021. “Estimating unbiased statistics for fundamental site frequency using spatially distributed HVSR measurements and Voronoi tessellation.” J. Geotech. Geoenviron. Eng. 147 (8): 04021068. https://doi.org/10.1061/(ASCE)GT.1943-5606.0002551.
Combellick, R. 1999. Simplified geologic map and cross sections of central and east Anchorage, Alaska.. Fairbanks, AK: Alaska Division of Geological & Geophysical Surveys.
Cooper, I. 1996. “Arithmetic versus geometric mean estimators: Setting discount rates for capital budgeting.” Eur. Financ. Manage. 2 (2): 157–167. https://doi.org/10.1111/j.1468-036X.1996.tb00036.x.
Cox, B. R., and D. P. Teague. 2016. “Layering ratios: A systematic approach to the inversion of surface wave data in the absence of a priori information.” Geophys. J. Int. 207 (1): 422–438. https://doi.org/10.1093/gji/ggw282.
Darendeli, M. B. 2001. “Development of a new family of normalized modulus reduction and material damping curves.” Ph.D. thesis, Dept. of Civil Engineering, Univ. of Texas at Austin.
EPRI (Electric Power Research Institute). 2012. Seismic evaluation guidance: Screening, prioritization and implementation details (SPID) for the resolution of Fukushima near-term task force recommendation 2.1: Seismic. Palo Alto, CA: EPRI.
Graizer, V., A. Shakal, P. de Alba, R. Nigbor, J. Steidl, and J. Stepp. 2004. “Analysis of CSMIP strong-motion geotechnical array recordings.” In Proc., Int. Workshop for Site Selection, Installation, and Operation of Geotechnical Strong-Motion Arrays. Richmond, CA: Consortium of Organizations for Strong Motion Observation Systems.
Griffiths, S. C., B. R. Cox, E. M. Rathje, and D. P. Teague. 2016a. “Mapping dispersion misfit and uncertainty in Vs profiles to variability in site response estimates.” J. Geotech. Geoenviron. Eng. 142 (11): 04016062. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001553.
Griffiths, S. C., B. R. Cox, E. M. Rathje, and D. P. Teague. 2016b. “Surface-wave dispersion approach for evaluating statistical models that account for shear-wave velocity uncertainty.” J. Geotech. Geoenviron. Eng. 142 (11): 04016061. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001552.
Hallal, M. M., and B. R. Cox. 2021a. “Comparison of different methods used to account for shear wave velocity variability in 1D ground response analyses.” In Proc., Int. Foundations Congress and Equipment Expo (IFCEE) 2021, 11–20. Reston, VA: ASCE.
Hallal, M. M., and B. R. Cox. 2021b. “An H/V geostatistical approach for building pseudo-3D Vs models to account for spatial variability in ground response analyses part I: Model development.” Earthquake Spectra 37 (3): 2013–2040. https://doi.org/10.1177/8755293020981989.
Hallal, M. M., and B. R. Cox. 2021c. “An H/V geostatistical approach for building pseudo-3D Vs models to account for spatial variability in ground response analyses part II: Application to 1D analyses at two downhole array sites.” Earthquake Spectra 37 (3): 1931–1954. https://doi.org/10.1177/8755293020981982.
Kaklamanos, J., and B. A. Bradley. 2018. “Challenges in predicting seismic site response with 1D analyses: Conclusions from 114 KiK-net vertical seismometer arrays.” Bull. Seismol. Soc. Am. 108 (5A): 2816–2838. https://doi.org/10.1785/0120180062.
Kaklamanos, J., B. A. Bradley, A. N. Moolacattu, and B. M. Picard. 2020. “Physical hypotheses for adjusting coarse profiles and improving 1D site-response estimation assessed at 10 KiK-net sites.” Bull. Seismol. Soc. Am. 110 (3): 1338–1358. https://doi.org/10.1785/0120190263.
Kaklamanos, J., B. A. Bradley, E. M. Thompson, and L. G. Baise. 2013. “Critical parameters affecting bias and variability in site-response analyses using KiK-net downhole array data.” Bull. Seismol. Soc. Am. 103 (3): 1733–1749. https://doi.org/10.1785/0120120166.
Kim, B., and Y. M. Hashash. 2013. “Site response analysis using downhole array recordings during the March 2011 Tohoku-Oki earthquake and the effect of long-duration ground motions.” Supplement, Earthquake Spectra 29 (S1): 37–54. https://doi.org/10.1193/1.4000114.
Kramer, S. L. 1996. Geotechnical earthquake engineering. Upper Saddle River, NJ: Prentice-Hall.
Kwok, A. O., J. P. Stewart, Y. M. Hashash, N. Matasovic, R. Pyke, Z. Wang, and Z. Yang. 2007. “Use of exact solutions of wave propagation problems to guide implementation of nonlinear seismic ground response analysis procedures.” J. Geotech. Geoenviron. Eng. 133 (11): 1385–1398. https://doi.org/10.1061/(ASCE)1090-0241(2007)133:11(1385).
Laurendeau, A., P.-Y. Bard, F. Hollender, V. Perron, L. Foundotos, O.-J. Ktenidou, and B. Hernandez. 2018. “Derivation of consistent hard rock (1000< Vs <3000  m/s) GMPEs from surface and down-hole recordings: Analysis of KiK-net data.” Bull. Earthquake Eng. 16 (6): 2253–2284. https://doi.org/10.1007/s10518-017-0142-6.
Legates, D. R., and G. J. McCabe Jr. 1999. “Evaluating the use of ‘goodness-of-fit’ measures in hydrologic and hydroclimatic model validation.” Water Resour. Res. 35 (1): 233–241. https://doi.org/10.1029/1998WR900018.
Makra, K., and F. J. Chávez-Garca. 2016. “Site effects in 3D basins using 1D and 2D models: An evaluation of the differences based on simulations of the seismic response of Euroseistest.” Bull. Earthquake Eng. 14 (4): 1177–1194. https://doi.org/10.1007/s10518-015-9862-7.
Nakamura, Y. 1989. “A method for dynamic characteristics estimation of subsurface using microtremor on the ground surface.” Railway Tech. Res. Inst. Quart. Rep. 30 (1): 25–33.
Nogoshi, M. 1971. “On the amplitude characteristics of microtremor, part II.” J. Seismol. Soc. Jpn. 24 (1): 26–40.
Papadopulos, S., and U. Eliahu. 2009. Geotechnical conceptual design report—Treasure Island. San Ramon, CA: ENGEO.
Passeri, F., S. Foti, and A. Rodriguez-Marek. 2020. “A new geostatistical model for shear wave velocity profiles.” Soil Dyn. Earthquake Eng. 136 (Sep): 106247. https://doi.org/10.1016/j.soildyn.2020.106247.
Pilz, M., and F. Cotton. 2019. “Does the one-dimensional assumption hold for site response analysis? A study of seismic site responses and implication for ground motion assessment using KiK-net strong-motion data.” Earthquake Spectra 35 (2): 883–905. https://doi.org/10.1193/050718EQS113M.
Rathje, E. M., A. R. Kottke, and W. L. Trent. 2010. “Influence of input motion and site property variabilities on seismic site response analysis.” J. Geotech. Geoenviron. Eng. 136 (4): 607–619. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000255.
Rodriguez-Marek, A., J. J. Bommer, R. R. Youngs, M. J. Crespo, P. J. Stafford, and M. Bahrampouri. 2021. “Capturing epistemic uncertainty in site response.” Earthquake Spectra 37 (2): 921–936. https://doi.org/10.1177/8755293020970975.
Rodriguez-Marek, A., P. P. Kruiver, P. Meijers, J. J. Bommer, B. Dost, J. van Elk, and D. Doornhof. 2017. “A regional site-response model for the Groningen gas field.” Bull. Seismol. Soc. Am. 107 (5): 2067–2077. https://doi.org/10.1785/0120160123.
Stewart, J. P., and K. Afshari. 2021. “Epistemic uncertainty in site response as derived from one-dimensional ground response analyses.” J. Geotech. Geoenviron. Eng. 147 (1): 04020146. https://doi.org/10.1061/(ASCE)GT.1943-5606.0002402.
Stewart, J. P., K. Afshari, and C. A. Goulet. 2017. “Non-ergodic site response in seismic hazard analysis.” Earthquake Spectra 33 (4): 1385–1414. https://doi.org/10.1193/081716eqs135m.
Stewart, J. P., K. Afshari, and Y. M. Hashash. 2014. Guidelines for performing hazard-consistent one-dimensional ground response analysis for ground motion prediction. Berkeley, CA: Univ. of California, Berkeley.
Tao, Y., and E. Rathje. 2019. “Insights into modeling small-strain site response derived from downhole array data.” J. Geotech. Geoenviron. Eng. 145 (7): 04019023. https://doi.org/10.1061/(ASCE)GT.1943-5606.0002048.
Tao, Y., and E. Rathje. 2020. “Taxonomy for evaluating the site-specific applicability of one-dimensional ground response analysis.” Soil Dyn. Earthquake Eng. 128 (Jan): 105865. https://doi.org/10.1016/j.soildyn.2019.105865.
Teague, D. P., and B. R. Cox. 2016. “Site response implications associated with using non-unique Vs profiles from surface wave inversion in comparison with other commonly used methods of accounting for Vs uncertainty.” Soil Dyn. Earthquake Eng. 91 (Dec): 87–103. https://doi.org/10.1016/j.soildyn.2016.07.028.
Teague, D. P., B. R. Cox, and E. M. Rathje. 2018. “Measured vs. predicted site response at the Garner valley downhole array considering shear wave velocity uncertainty from borehole and surface wave methods.” Soil Dyn. Earthquake Eng. 113 (Oct): 339–355. https://doi.org/10.1016/j.soildyn.2018.05.031.
Thompson, E. M., L. G. Baise, R. E. Kayen, and B. B. Guzina. 2009. “Impediments to predicting site response: Seismic property estimation and modeling simplifications.” Bull. Seismol. Soc. Am. 99 (5): 2927–2949. https://doi.org/10.1785/0120080224.
Thompson, E. M., L. G. Baise, Y. Tanaka, and R. E. Kayen. 2012. “A taxonomy of site response complexity.” Soil Dyn. Earthquake. Eng. 41: 32–43. https://doi.org/10.1016/j.soildyn.2012.04.005.
Thornley, J., U. Dutta, P. Fahringer, and Z. Yang. 2019. “In situ shear-wave velocity measurements at the Delaney Park downhole array, Anchorage, Alaska.” Seismol. Res. Lett. 90 (1): 395–400. https://doi.org/10.1785/0220180178.
Toro, G. 1995. Probabilistic models of site velocity profiles for generic and site-specific ground-motion amplification studies. Upton, NY: Brookhaven National Laboratory.
Tsai, C.-C., and Y. M. Hashash. 2009. “Learning of dynamic soil behavior from downhole arrays.” J. Geotech. Geoenviron. Eng. 135 (6): 745–757. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000050.
Vantassel, J. P., and B. R. Cox. 2021. “A procedure for developing uncertainty-consistent vs profiles from inversion of surface wave dispersion data.” Soil Dyn. Earthquake Eng. 145 (Jun): 106622. https://doi.org/10.1016/j.soildyn.2021.106622.
Wathelet, M., J.-L. Chatelain, C. Cornou, G. D. Giulio, B. Guillier, M. Ohrnberger, and A. Savvaidis. 2020. “Geopsy: A user-friendly open-source tool set for ambient vibration processing.” Seismol. Res. Lett. 91 (3): 1878–1889. https://doi.org/10.1785/0220190360.
Wen, W., and E. Kalkan. 2017. “System identification based on deconvolution and cross correlation: An application to a 20-story instrumented building in Anchorage, Alaska.” Bull. Seismol. Soc. Am. 107 (2): 718–740. https://doi.org/10.1785/0120160069.
Yee, E., J. P. Stewart, and K. Tokimatsu. 2013. “Elastic and large-strain nonlinear seismic site response from analysis of vertical array recordings.” J. Geotech. Geoenviron. Eng. 139 (10): 1789–1801. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000900.
Zalachoris, G., and E. M. Rathje. 2015. “Evaluation of one-dimensional site response techniques using borehole arrays.” J. Geotech. Geoenviron. Eng. 141 (12): 04015053. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001366.

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 148Issue 5May 2022

History

Received: Jul 13, 2021
Accepted: Dec 21, 2021
Published online: Feb 24, 2022
Published in print: May 1, 2022
Discussion open until: Jul 24, 2022

Permissions

Request permissions for this article.

Authors

Affiliations

Graduate Research Assistant, Dept. of Civil, Architectural, and Environmental Engineering, Univ. of Texas, Austin, TX 78712; Dept. of Statistics and Data Science, Univ. of Texas, Austin, TX 78712 (corresponding author). ORCID: https://orcid.org/0000-0001-8985-8633. Email: [email protected]
Brady R. Cox, Ph.D., M.ASCE
P.E.
Professor, Dept. of Civil and Environmental Engineering, Utah State Univ., Logan, UT 84322.
Joseph P. Vantasel, S.M.ASCE https://orcid.org/0000-0002-1601-3354
Graduate Research Assistant, Dept. of Civil, Architectural, and Environmental Engineering, Univ. of Texas, Austin, TX 78712. ORCID: https://orcid.org/0000-0002-1601-3354

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

  • What Spatial Area Influences Seismic Site Response: Insights Gained from Multiazimuthal 2D Ground Response Analyses at the Treasure Island Downhole Array, Journal of Geotechnical and Geoenvironmental Engineering, 10.1061/JGGEFK.GTENG-11023, 149, 1, (2023).
  • Insights on the Spatial Area Influencing Seismic Site Response from 2D and 1D Ground Response Analyses at Treasure Island, Geo-Congress 2023, 10.1061/9780784484654.006, (50-59), (2023).
  • Estimation of Site Terms in Ground-Motion Models for California Using Horizontal-to-Vertical Spectral Ratios from Microtremor, Bulletin of the Seismological Society of America, 10.1785/0120220033, 112, 6, (3016-3036), (2022).
  • Can modeling soil heterogeneity in 2D site response analyses improve predictions at vertical array sites?, Earthquake Spectra, 10.1177/87552930221105107, 38, 4, (2451-2478), (2022).
  • Site characterization at Treasure Island and Delaney Park downhole arrays by heterogeneous data assimilation, Earthquake Spectra, 10.1177/87552930221094060, 38, 4, (2398-2421), (2022).
  • Improved implementation of travel time randomization for incorporating Vs uncertainty in seismic ground response, Soil Dynamics and Earthquake Engineering, 10.1016/j.soildyn.2022.107277, 157, (107277), (2022).
  • Empirical formulas for shear wave velocity prediction and their uncertainties: a case study of thirteen alluvium test sites in the Taipei Basin, Bulletin of Engineering Geology and the Environment, 10.1007/s10064-022-02949-9, 81, 10, (2022).
  • Modeling Two-Dimensional Site Effects at the Treasure Island Downhole Array, Proceedings of the 4th International Conference on Performance Based Design in Earthquake Geotechnical Engineering (Beijing 2022), 10.1007/978-3-031-11898-2_66, (904-911), (2022).

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share