Technical Papers
Apr 29, 2019

Insights into Modeling Small-Strain Site Response Derived from Downhole Array Data

Publication: Journal of Geotechnical and Geoenvironmental Engineering
Volume 145, Issue 7

Abstract

The small-strain damping ratio (Dmin) is a key parameter in site response models and using values from laboratory tests tends to overpredict the site response because laboratory tests cannot capture the wave scattering effects that are present in the field. In this study, earthquake motions from four downhole array sites are used to investigate the increase in Dmin, as quantified by the Dmin multiplier applied to the laboratory based Dmin, required to match the site response. Empirical observations from the downhole array data are compared with theoretical results from linear-viscoelastic, one-dimensional site response analysis. Different measures of ground response are considered when evaluating the site response: the acceleration transfer function (TF), the spectral acceleration amplification factor (AF), the surface motion peak ground acceleration (PGA), peak ground velocity (PGV), and Arias Intensity (Ia), and the change in the high-frequency spectral decay parameter (Δκ) between the downhole and surface sensors. It is recommended that the Dmin multiplier for a site be selected to best match the Ia rather than the TF. Across the four sites, the required Dmin multiplier varies from 1.5 to 5.5. It is hypothesized that the magnitude of the Dmin multiplier may be related to the geologic depositional environment of the site, with larger Dmin multipliers associated with more spatially variable geologic conditions. These conditions have more variation in shear wave velocity across a site, which leads to more wave scattering and larger Dmin multipliers.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

This study was supported by the US Nuclear Regulatory Commission (NRC) under Grant No. NRC-HQ-60-15-C-0005. This support is gratefully acknowledged.

References

Agbabian Associates. 1993. “Suspension P and SH wave velocity measurements at the Treasure Island Firehouse, Borehole USN-1.” Accessed February 21, 2018. https://www.strongmotioncenter.org/NCESMD/photos/CGS/splayouts/sp58642.pdf.
Agbabian Associates. 1994. “Shallow PS suspension log.” Accessed February 21, 2018. http://nees.ucsb.edu/facilities/GVDA.
Agbabian Associates. 1996. “Deep PS suspension log.” Accessed February 21, 2018. http://nees.ucsb.edu/facilities/GVDA.
Anderson, J. G., and S. E. Hough. 1984. “A model for the shape of the Fourier amplitude spectrum of acceleration at high frequencies.” Bull. Seismol. Soc. Am. 74 (5): 1969–1993.
Badal, J., U. Dutta, F. Serón, and N. Biswas. 2004. “Three-dimensional imaging of shear wave velocity in the uppermost 30 m of the soil column in Anchorage, Alaska.” Geophys. J. Int. 158 (3): 983–997. https://doi.org/10.1111/j.1365-246X.2004.02327.x.
Baise, L. G., D. S. Dreger, and S. D. Glaser. 2003a. “The effect of shallow San Francisco Bay sediments on waveforms recorded during the Mw 4.6 Bolinas, California, earthquake.” Bull. Seismol. Soc. Am. 93 (1): 465–479. https://doi.org/10.1785/0120010213.
Baise, L. G., S. D. Glaser, and D. Dreger. 2003b. “Site response at Treasure and Yerba Buena Islands, California.” J. Geotech. Geoenviron. Eng. 129 (5): 415–426. https://doi.org/10.1061/(ASCE)1090-0241(2003)129:6(415).
Bard, P. Y., and SESAME-Team. 2005. Guidelines for the implementation of the H/V spectral ratio technique on ambient vibrations measurements, processing and interpretation. Brussels, Belgium: European Commission.
Bedrossian, T. L., P. Roffers, C. A. Hayhurst, J. T. Lancaster, and W. R. Short. 2012. Geologic compilation of Quaternary surficial deposits in southern California. Sacramento, CA: California Geological Survey.
Bonilla, L. F., J. H. Steidl, J. C. Gariel, and R. J. Archuleta. 2002. “Borehole response studies at the Garner Valley downhole array, southern California.” Bull. Seismol. Soc. Am. 92 (8): 3165–3179. https://doi.org/10.1785/0120010235.
Bora, S. S., F. Scherbaum, N. Kuehn, and P. Stafford. 2016. “On the relationship between Fourier and response spectra: Implications for the adjustment of empirical ground-motion prediction equations (GMPEs).” Bull. Seismol. Soc. Am. 106 (3): 1235–1253. https://doi.org/10.1785/0120150129.
Cabas, A., A. Rodriguez-Marek, and L. F. Bonilla. 2017. “Estimation of site-specific Kappa (κ0)-consistent damping values at KiK-net sites to assess the discrepancy between laboratory—Based damping models and observed attenuation (of seismic waves) in the Field.” Bull. Seismol. Soc. Am. 107 (5): 2258–2271. https://doi.org/10.1785/0120160370.
Campbell, K. W. 2009. “Estimates of shear-wave Q and κ0 for unconsolidated and semiconsolidated sediments in eastern North America.” Bull. Seismol. Soc. Am. 99 (4): 2365–2392. https://doi.org/10.1785/0120080116.
Combellick, R. A. 1999. Simplified geologic map and cross sections of central and east Anchorage. Fairbanks, AK: Alaska Division of Geological & Geophysical Surveys.
Darendeli, M. B. 2001. “Development of a new family of normalized modulus reduction and material damping curves.” Ph.D. dissertation, Dept. of Civil Engineering, Univ. of Texas at Austin.
Elgamal, A., T. Lai, Z. Yang, and L. He. 2001. “Dynamic soil properties, seismic Downhole arrays and applications in practice.” In Proc., 4th Int. Conf. on Recent Advances in Geotechnical Earthquake Engineering and Soil Dynamics, edited by S. Prakash. Rolla, MO: Missouri Univ. of Science and Technology.
García-Jerez, A., J. Piña-Flores, F. J. Sánchez-Sesma, F. Luzón, and M. Perton. 2016. “A computer code for forward calculation and inversion of the H/V spectral ratio under the diffuse field assumption.” Comput. Geosci. 97: 67–78. https://doi.org/10.1785/0120080116.
Gibbs, J. F. 1989. Near-surface P-and S-wave velocities from borehole measurements near Lake Hemet, California. Reston, VA: USGS.
Gibbs, J. F., T. E. Fumal, and T. J. Powers. 1992. Seismic velocities and geologic logs from borehole measurements at seven strong-motion stations that recorded the 1989 Loma Prieta, California, earthquake (No. 94-222). Reston, VA: USGS.
Gibbs, J. F., T. E. Fumal, R. D. Borcherdt, R. E. Warrick, H.-P Liu, and R. E. Westerlund. 1994. Seismic velocites and geologic logs from boreholes at three downhole arrays in San Francisco, California. Reston, VA: USGS.
Goulet, C. A., C. H. Cramer, R. B. Darragh, W. J. Silva, Y. M. A. Hashash, J. Harmon, J. P. Stewart, K. E. Wooddell, and R. R. Youngs. 2014. PEER NGA-East database. Berkeley, CA: Pacific Earthquake Engineering Research Center, Univ. of California.
Graizer, V. 2011. “Treasure Island geotechnical array—Case study for site response analysis.” In Proc., 4th IASPEI/IAEE Int. Symp.: Effects of Surface Geology on Seismic Motion. Santa Barbara, CA: Univ. of California, Santa Barbara.
Griffiths, S. C., B. R. Cox, E. M. Rathje, and D. P. Teague. 2016. “Surface-wave dispersion approach for evaluating statistical models that account for shear-wave velocity uncertainty.” J. Geotech. Geoenviron. Eng. 142 (11): 04016061. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001552.
Haghshenas, E., P. Y. Bard, N. Theodulidis, and SESAME WP04 Team. 2008. “Empirical evaluation of microtremor H/V spectral ratio.” Bull. Earthquake Eng. 6 (1): 75–108. https://doi.org/10.1007/s10518-007-9058-x.
Kaklamanos, J., L. G. Baise, E. M. Thompson, and L. Dorfmann. 2015. “Comparison of 1D linear, equivalent-linear, and nonlinear site response models at six KiK-net validation sites.” Soil Dyn. Earthquake Eng. 69: 207–219. https://doi.org/10.1016/j.soildyn.2014.10.016.
Kottke, A., and E. Rathje. 2008. Technical manual for Strata. Berkeley, CA: Pacific Earthquake Engineering Research Center, Univ. of California.
Kramer, S. L. 1996. Geotechnical earthquake engineering, 255. Upper Saddle River, NJ: Prentice-Hall.
Ktenidou, O.-J., A. A. Norman, S. Drouet, and F. Cotton. 2015. “Understanding the physics of kappa (κ): Insights from a downhole array.” Geophys. J. Int. 203 (1): 678–691. https://doi.org/10.1093/gji/ggv315.
Legates, D. R., and G. J. McCabe. 1999. “Evaluating the use of ‘goodness-of-fit’ measures in hydrologic and hydroclimatic model validation.” Water Resour. Res. 35 (1): 233–241. https://doi.org/10.1029/1998WR900018.
Lermo, J., and F. J. Chávez-García. 1994. “Are microtremors useful in site response evaluation?” Bull. Seismol. Soc. Am. 84 (5): 1350–1364.
Manakou, M. V., D. G. Raptakis, F. J. Chávez-García, P. I. Apostolidis, and K. D. Pitilakis. 2010. “3D soil structure of the Mygdonian basin for site response analysis.” Soil Dyn. Earthquake Eng. 30 (11): 1198–1211. https://doi.org/10.1016/j.soildyn.2010.04.027.
McCrea, S., M. Myers, and S. Utley. 2012. Preliminary geologic map of quaternary surficial deposits in Southern California palm springs 30’x60’ quadrangle. Sacramento, CA: Dept. of Water Resources, California Geological Survey.
Nakamura, Y. 1989. “A method for dynamic characteristics estimation of subsurface using microtremor on the ground surface.” Railway Tech. Res. Inst. Quart. Rep. 30 (1): 25–33.
Nakamura, Y. 2000. “Clear identification of fundamental idea of Nakamura’s technique and its applications.” In Proc., XII World Conf. on Earthquake Engineering. Dallas, TX: International Association for Earthquake Engineering.
Nath, S. K., D. Chatterjee, N. N. Biswas, M. Dravinski, D. A. Cole, A. Papageorgiou, J. A. Rodriguez, and C. J. Poran. 1997. “Correlation study of shear wave velocity in near surface geological formations in Anchorage, Alaska.” Earthquake Spectra 13 (1): 55–75. https://doi.org/10.1193/1.1585932.
Nogoshi, M., and T. Igarashi. 1971. “On the amplitude characteristics of microtremor (part 2).” [In Japanese.] J. Seismol. Soc. Jpn. 24 (1): 26–40.
Nour, A., A. Slimani, N. Laouami, and H. Afra. 2003. “Finite element model for the probabilistic seismic response of heterogeneous soil profile.” Soil Dyn. Earthquake Eng. 23 (5): 331–348. https://doi.org/10.1016/S0267-7261(03)00036-8.
Papadopulos, S., and U. Eliahu. 2009. Geotechnical conceptual design report—Treasure Island, San Francisco, CA. San Ramon, CA: ENGEO.
Raptakis, D., F. J. Chávez-Garcıa, K. Makra, and K. Pitilakis. 2000. “Site effects at Euroseistest—I. Determination of the valley structure and confrontation of observations with 1D analysis.” Soil Dyn. Earthquake Eng. 19 (1): 1–22. https://doi.org/10.1016/S0267-7261(99)00025-1.
Rodriguez, V. H., and S. Midorikawa. 2002. “Applicability of the H/V spectral ratio of microtremors in assessing site effects on seismic motion.” Earthquake Eng. Struct. Dyn. 31 (2): 261–279. https://doi.org/10.1002/eqe.108.
Rodriguez-Marek, A., E. M. Rathje, J. J. Bommer, P. J. Stafford, and F. Scherbaum. 2014. “Application of single-station sigma and site response characterization in a probabilistic seismic hazard analysis for a new nuclear site.” Bull. Seismol. Soc. Am. 104 (4): 1601–1619. https://doi.org/10.1785/0120130196.
Rollins, K. M., R. D. Hryciw, S. E. Shewbridge, M. D. McHood, and M. Homolka. 1994. “Ground response on Treasure Island.” Chap. A in The Loma Prieta, California, earthquake of October 17, 1989: Strong ground motion, 109–122. Washington, DC: USGS.
Sánchez-Sesma, F. J., et al. 2011. “A theory for microtremor H/V spectral ratio: Application for a layered medium.” Geophys. J. Int. 186 (1): 221–225. https://doi.org/10.1111/j.1365-246X.2011.05064.x.
Seekins, L. C., L. Wennerberg, L. Margheriti, and H. P. Liu. 1996. “Site amplification at five locations in San Francisco, California: A comparison of S waves, codas, and microtremors.” Bull. Seismol. Soc. Am. 86 (3): 627–635.
Stein, S., and M. Wysession. 2003. An introduction to seismology, earthquakes, and earth structure, 185–191. Oxford, MA: Blackwell's.
Stewart, J. P., K. Afshari, and Y. M. Hashash. 2014. Guidelines for performing hazard-consistent one-dimensional ground response analysis for ground motion prediction. Berkeley, CA: Pacific Earthquake Engineering Research Center, Univ. of California.
Stokoe, K. H., C. Jennie, T. Milton, M. S. Asli Kurtulus, and F. Y. Menq. 2004. SASW measurements at the NEES garner valley test site, California. Austin, TX: College of Engineering, Univ. of Texas at Austin.
Teague, D., B. Cox, and E. M. Rathje. 2018. “Measured vs. predicted site response at the garner valley downhole array considering shear wave velocity uncertainty from borehole and surface wave methods.” Soil Dyn. Earthquake Eng. 113 (Oct): 339–355. https://doi.org/10.1016/j.soildyn.2018.05.031.
Thompson, E., L. Baise, R. Kayen, and B. Guzina. 2009. “impediments to predicting site response: Seismic property estimation and modeling simplifications.” Bull. Seismol. Soc. Am. 99 (5): 2927–2949. https://doi.org/10.1785/0120080224.
Thompson, E., L. Baise, Y. Tanaka, and R. Kayen. 2012. “A taxonomy of site response complexity.” Soil Dyn. Earthquake Eng. 41: 32–43. https://doi.org/10.1016/j.soildyn.2012.04.005.
Toro, G. R. 1995. Probabilistic models of the site velocity profiles for generic and site-specific ground motion amplification studies. Upton, NY: Brookhaven National Laboratory.
Tsai, C. C., and Y. M. A. Hashash. 2009. “Learning of dynamic soil behavior from downhole arrays.” J. Geotech. Geoenviron. Eng. 135 (6): 745–757. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000050.
Updike, R. G., H. W. Olsen, and H. R. Schmoll. 1988. Geologic and geotechnical conditions adjacent to the Turnagain Heights landslide, Anchorage, Alaska: US Geological Survey Bulletin 1817. Washington, DC: US Government Printing Office.
Wagner, D. L., E. J. Bortugno, and R. D. McJunkin. 1991. Geologic map of the San Francisco–San Jose quadrangle. Sacramento, CA: California Geological Survey.
Willmott, C. J. 1981. “On the validation of models.” Phys. Geogr. 2 (2): 184–194. https://doi.org/10.1080/02723646.1981.10642213.
Yee, E., J. P. Stewart, and K. Tokimatsu. 2013. “Elastic and large-strain nonlinear seismic site response from analysis of vertical array recordings.” J. Geotech. Geoenviron. Eng. 139 (10): 1789–1801. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000900.
Zalachoris, G., and E. M. Rathje. 2015. “Evaluation of one-dimensional site response techniques using borehole arrays.” J. Geotech. Geoenviron. Eng. 141 (12): 04015053. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001366.

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 145Issue 7July 2019

History

Received: Mar 1, 2018
Accepted: Nov 19, 2018
Published online: Apr 29, 2019
Published in print: Jul 1, 2019
Discussion open until: Sep 29, 2019

Permissions

Request permissions for this article.

Authors

Affiliations

Yumeng Tao, M.ASCE
Graduate Research Assistant, Dept. of Civil, Architectural, and Environmental Engineering, Univ. of Texas, Austin, TX 78712.
Janet S. Cockrell Centennial Chair in Engineering, Dept. of Civil, Architectural, and Environmental Engineering, Univ. of Texas, Austin, TX 78712 (corresponding author). ORCID: https://orcid.org/0000-0002-4169-7153. Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share