Technical Papers
Dec 14, 2018

Probabilistic Models for Residual and Peak Transient Tilt of Mat-Founded Structures on Liquefiable Soils

Publication: Journal of Geotechnical and Geoenvironmental Engineering
Volume 145, Issue 2

Abstract

This paper presents probabilistic models for predicting the residual and peak transient tilt of mat-founded structures on liquefiable ground. First, the study presents a completely empirical model based on correlating residual tilt to settlement in case histories. Second, a semiempirical model for residual tilt is developed based on an extensive numerical parametric study of soil–foundation–structure systems in 3D with more than 63,000 simulations, centrifuge tests performed by several researchers, and case history observations from several earthquakes. The model of peak transient tilt is based on centrifuge tests. The uncertainty around the estimates of each model is described using log-normal distributions, and all necessary correlation coefficients are calculated. The proposed procedure is the first methodology for estimating the seismically induced residual tilt of such structures that is not derived solely from settlement models on two sides of the foundation with different soil profiles. It therefore accounts for the influence of complex phenomena (e.g., soil–structure interaction, asymmetric loading, interlayering, and ejecta) that mechanistically affect tilt and settlement differently. The models consider various properties of the soil profile, foundation, and structure, and also characterize total uncertainty. These models constitute a fundamental component of a performance-based approach that could be combined with vulnerability functions in the future to evaluate liquefaction risks in terms of losses associated with tilt of structures.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

Support for this research was provided partly by the US Department of Education under award number P200A150042, partly by the US National Science Foundation (NSF) through Grant number 145431, and partly by the Department of Civil, Environmental and Architectural Engineering and the University of Colorado Boulder (CU). Any opinions, findings, and conclusions or recommendations expressed in this material are those of the authors and do not necessarily reflect the views of the funding organizations. The numerical simulations utilized the Janus supercomputer, which is supported by NSF (Award number CNS-0821794) and CU. The Janus supercomputer is a joint effort of the CU Boulder, CU Denver, and the National Center for Atmospheric Research.

References

Acacio, A. A., Y. Kobayashi, I. Towhata, R. T. Bautista, and K. Ishihara. 2001. “Subsidence of building foundation resting upon liquefied subsoil: Case studies and assessment.” Soils Found. 41 (6): 111–128. https://doi.org/10.3208/sandf.41.6_111.
Adamidis, O., and S. P. G. Madabhushi. 2018. “Deformation mechanisms under shallow foundations on liquefiable layers of varying thickness.” Géotechnique 68 (7): 602–613. https://doi.org/10.1680/jgeot.17.P.067.
Allmond, J., and B. Kutter. 2012. Centrifuge testing of rocking foundations on saturated and submerged sand: Centrifuge data report for JDA01. Davis, CA: Univ. of California.
Allmond, J., and B. Kutter. 2013. Centrifuge testing of rocking foundations on saturated and submerged sand: Centrifuge data report for JDA02. Davis, CA: Univ. of California.
Arlot, S., and A. Celisse. 2010. “A survey of cross-validation procedures for model selection.” Stat. Surv. 4: 40–79.
Bertalot, D., A. Brennan, and F. A. Villalobos. 2013. “Influence of bearing pressure on liquefaction-induced settlement of shallow foundations.” Géotechnique 63 (5): 391–399. https://doi.org/10.1680/geot.11.P.040.
Beyzaei, C. Z. 2017. “Fine-grained soil liquefaction effects in Christchurch, New Zealand.” Ph.D. dissertation, Dept. of Civil and Environmental Engineering, Univ. of California.
Beyzaei, C. Z., J. D. Bray, S. van Ballegooy, M. Cubrinovski, and S. Bastin. 2018. “Depositional environment effects on observed liquefaction performance in silt swamps during the Canterbury earthquake sequence.” Soil Dyn. Earthquake Eng. 107: 303–321. https://doi.org/10.1016/j.soildyn.2018.01.035.
Boulanger, R. W., and I. M. Idriss. 2014. CPT and SPT based liquefaction triggering procedures. Davis, CA: Univ. of California.
Bray, J., M. Cubrinovski, J. Zupan, and M. Taylor. 2014. “Liquefaction effects on buildings in the central business district of Christchurch.” Earthquake Spectra 30 (1): 85–109. https://doi.org/10.1193/022113EQS043M.
Bray, J. D., and J. Macedo. 2017. “6th Ishihara lecture: Simplified procedure for estimating liquefaction-induced building settlement.” Soil Dyn. Earthquake Eng. 102: 215–231. https://doi.org/10.1016/j.soildyn.2017.08.026.
Bray, J. D., and R. B. Sancio. 2006. “Assessment of the liquefaction susceptibility of fine-grained soils.” J. Geotech. Geoenviron. Eng. 132 (9): 1165–1177. https://doi.org/10.1061/(ASCE)1090-0241(2006)132:9(1165).
Bray, J. D., and R. B. Sancio. 2009. “Performance of buildings in Adapazari during the 1999 Kocaeli, Turkey earthquake.” In Earthquake geotechnical case histories for performance-based design, edited by T. Kokusho, 325–340. Leiden, Netherlands: CRC Press/A.A. Balkema.
Bullock, Z., S. Dashti, A. Liel, K. Porter, Z. Karimi, and B. Bradley. 2017. “Ground motion prediction equations for Arias intensity, cumulative absolute velocity, and peak incremental ground velocity for rock sites in different tectonic environments.” Bull. Seismol. Soc. Am. 107 (5): 2293–2309. https://doi.org/10.1785/0120160388.
Bullock, Z., Z. Karimi, S. Dashti, K. Porter, A. B. Liel, and K. W. Franke. 2018. “A physics-informed semi-empirical probabilistic model for the settlement of shallow-founded structures on liquefiable ground.” Géotechnique 1–34. https://doi.org/10.1680/jgeot.17.P.174.
Cetin, K. O., H. T. Bilge, J. Wu, A. M. Kammerer, and R. B. Seed. 2009. “Probabilistic model for the assessment of cyclically induced reconsolidation (volumetric) settlements.” J. Geotech. Geoenviron. Eng. 135 (3): 387–398. https://doi.org/10.1061/(ASCE)1090-0241(2009)135:3(387).
Cetin, K. O., B. Unutmaz, and B. Jeremic. 2012. “Assessment of seismic soil liquefaction triggering beneath building foundation systems.” Soil Dyn. Earthquake Eng. 43 (Dec): 160–173. https://doi.org/10.1016/j.soildyn.2012.07.021.
Cubrinovski, M., et al. 2011a. “Geotechnical aspects of the 22 February 2011 Christchurch earthquake.” Bull. N. Z. Soc. Earthquake Eng. 44 (4): 181–194.
Cubrinovski, M., J. D. Bray, M. Taylor, S. Giorgini, B. A. Bradley, L. Wotherspoon, and J. Zupan. 2011b. “Soil liquefaction effects in the central business district during the February 2011 Christchurch earthquake.” Seismol. Res. Lett. 82 (6): 893–904.
Cubrinovski, M., K. Ishihara, and T. Shibayama. 2003. “Seismic 3-D effective stress analysis: Constitutive modelling and application.” In Proc., 3rd Int. Conf. on Deformation Characteristics of Geomaterials. Amsterdam, Netherlands: IOS Press.
Cubrinovski, M., A. Rhodes, N. Ntritsos, and S. van Ballegooy. 2017. “System response of liquefiable deposits.” In Proc., 3rd Int. Conf. on Performance-Based Design in Earthquake Geotechnical Engineering. London: International Society for Soil Mechanics and Geotechnical Engineering.
Dashti, S., J. D. Bray, J. M. Pestana, M. R. Riemer, and D. Wilson. 2010a. “Centrifuge testing to evaluate and mitigate liquefaction induced building settlement mechanisms.” J. Geotech. Geoenviron. Eng. 136 (7): 918–929. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000306.
Dashti, S., J. D. Bray, J. M. Pestana, M. R. Riemer, and D. Wilson. 2010b. “Mechanisms of seismically-induced settlement of buildings with shallow foundations on liquefiable soil.” J. Geotech. Geoenviron. Eng. 136 (1): 151–164. https://doi.org/10.1061/(ASCE)GT.1943-5606.0000179.
Efroymson, M. A. 1960. “Multiple regression analysis.” In Mathematical methods for digital computers, edited by A. Ralston and H. S. Wilf, 191–203. New York: Wiley.
FEMA (Federal Emergency Management Agency). 2012. Seismic performance assessment of buildings, Vol. 1: Methodology. FEMA P-58. Washington, DC: FEMA.
Hayden, C. P., J. D. Zupan, J. D. Bray, J. D. Allmond, and B. L. Kutter. 2015. “Centrifuge tests of adjacent mat-supported buildings affected by liquefaction.” J. Geotech. Geoenviron. Eng. 141 (3): 04014118. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001253.
Holland, P. W., and R. E. Welsch. 1977. “Robust regression using iteratively reweighted least-squares.” Commun. Stat. Theory Methods 6 (9): 813–827. https://doi.org/10.1080/03610927708827533.
Idriss, I. M., and R. W. Boulanger. 2008. Soil liquefaction during earthquakes. Oakland, CA: Earthquake Engineering Research Institute.
Ishihara, K., and M. Yoshimine. 1992. “Evaluation of settlements in sand deposits following liquefaction during earthquakes.” Soils Found. 32 (1): 173–188. https://doi.org/10.3208/sandf1972.32.173.
Jampole, E., G. Deierlein, E. Miranda, B. Fell, S. Swensen, and C. Acevedo. 2016. “Full-scale dynamic testing of a sliding seismically isolated unibody house.” Earthquake Spectra 32 (4): 2245–2270. https://doi.org/10.1193/010616EQS003M.
Karimi, Z., and S. Dashti. 2015. “Numerical and centrifuge modeling of seismic soil-foundation-structure interaction on liquefiable ground.” J. Geotech. Geoenviron. Eng. 142 (1): 04015061. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001346.
Karimi, Z., and S. Dashti. 2016. “Seismic performance of shallow-founded structures on liquefiable ground: Validation of numerical simulations using centrifuge experiments.” J. Geotech. Geoenviron. Eng. 142 (6): 04016011. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001479.
Karimi, Z., S. Dashti, Z. Bullock, K. Porter, and A. Liel. 2018. “Key predictors of structure settlement on liquefiable ground: A numerical parametric study.” Soil Dyn. Earthquake Eng. 113: 286–308. https://doi.org/10.1016/j.soildyn.2018.03.001.
Kirkwood, P., and S. Dashti. 2018. “A centrifuge study of seismic structure-soil-structure interaction on liquefiable ground and the implications for structural performance.” Earthquake Spectra 34 (3): 1113–1134. https://doi.org/10.1193/052417EQS095M.
Kokusho, T. 2003. “Current state of research on flow failure considering void redistribution in liquefied deposits.” Soil Dyn. Earthquake Eng. 23 (7): 585–603. https://doi.org/10.1016/S0267-7261(03)00067-8.
Lilliefors, H. W. 1967. “On the Kolmogorov-Smirnov test for normality with mean and variance unknown.” J. Am. Stat. Assoc. 62 (318): 399–402. https://doi.org/10.1080/01621459.1967.10482916.
Liu, L., and R. Dobry. 1997. “Seismic response of shallow foundation on liquefiable sand.” J. Geotech. Geoenviron. Eng. 123 (6): 557–567. https://doi.org/10.1061/(ASCE)1090-0241(1997)123:6(557).
Liu, R. Y. 1988. “Bootstrap procedures under some non-iid models.” Ann. Stat. 16 (4): 1696–1708.
Lu, C. W. 2017. “A simplified calculation method for liquefaction-induced settlement of shallow foundation.” J. Earthquake Eng. 21 (8): 1385–1405. https://doi.org/10.1080/13632469.2016.1264327.
Malvick, E. J., B. L. Kutter, R. W. Boulanger, and R. Kulasingam. 2006. “Shear localization due to liquefaction-induced void redistribution in a layered infinite slope.” J. Geotech. Geoenviron. Eng. 132 (10): 1293–1303. https://doi.org/10.1061/(ASCE)1090-0241(2006)132:10(1293).
Maurer, B. W., R. A. Green, M. Cubrinovski, and B. A. Bradley. 2014. “Evaluation of the liquefaction potential index for assessing liquefaction hazard in Christchurch, New Zealand.” J. Geotech. Geoenviron. Eng. 140 (7): 04014032. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001117.
Meyerhof, G. G. 1957. “Discussion on research on determining the density of sands.” In Vol. 3 of Proc., 4th Int. Conf. of Soil Mechanics and Foundation Engineering, 110. London: Butterworth Scientific Publications.
NCEER (National Center for Earthquake Engineering Research). 1997. Proc., NCEER Workshop on Evaluation of Liquefaction Resistance of Soils. New York: NCEER.
Olarte, J., B. Paramasivam, S. Dashti, A. Liel, and J. Zannin. 2017. “Centrifuge modeling of mitigation-soil-foundation-structure interaction on liquefiable ground.” Soil Dyn. Earthquake Eng. 97: 304–323. https://doi.org/10.1016/j.soildyn.2017.03.014.
Paramasivam, B., S. Dashti, and A. Liel. 2018. “Influence of prefabricated vertical drains on the seismic performance of structures founded on liquefiable soils.” J. Geotech. Geeoenviron. Eng. 144 (10): 04018070. https://doi.org/10.1061/(ASCE)GT.1943-5606.0001950.
Quigley, M. C., S. Bastin, and B. A. Bradley. 2013. “Recurrent liquefaction in Christchurch, New Zealand during the Canterbury earthquake sequence.” Geology 41 (4): 419–422. https://doi.org/10.1130/G33944.1.
Ruiz-Garcia, J., and E. Miranda. 2006. “Evaluation of residual drift demands in regular multi-storey frames for performance-based seismic assessment.” Earthquake Eng. Struct. Dyn. 35 (13): 1609–1629. https://doi.org/10.1002/eqe.593.
Seed, R. B., et al. 2003. “Recent advances in soil liquefaction engineering: A unified and consistent framework.” In Proc., 26th Annual ASCE Los Angeles Geotechnical Spring Seminar. Long Beach, CA.
Skempton, A. W. 1986. “Standard penetration test procedures and the effects in sands of overburden pressure, relative density, particle size, ageing and overconsolidation.” Géotechnique 36 (3): 425–447. https://doi.org/10.1680/geot.1986.36.3.425.
Skrondal, A., and S. Rabe-Hesketh. 2004. Generalized latent variable modeling: Multilevel, longitudinal, and structural equation models. Boca Raton, FL: CRC Press.
Stone, M. 1974. “Cross-validatory choice and assessment of statistical predictions.” J. R. Stat. Soc. Ser. B (Methodol.) 36 (2): 111–147.
Tibshirani, R. 1996. “Regression shrinkage and selection via the lasso: A retrospective.” J. R. Stat. Soc. Ser. B (Methodol.) 73 (3): 267–288.
Tokimatsu, K., and H. B. Seed. 1987. “Evaluation of settlements in sands due to earthquake shaking.” J. Geotech. Eng. 113 (8): 861–878. https://doi.org/10.1061/(ASCE)0733-9410(1987)113:8(861).
Unutmaz, B., and K. O. Cetin. 2010. Seismic performance of mat foundations on potentially liquefiable soils after 1999 Turkey earthquakes. Ankara, Turkey: METU Soil Mechanics and Foundation Engineering Research Center.
Unutmaz, B., and K. O. Cetin. 2012. “Post-cyclic settlement and tilting potential of mat foundations.” Soil Dyn. Earthquake Eng. 43: 271–286. https://doi.org/10.1016/j.soildyn.2012.07.020.
Van Ballegooy, S., P. Malan, V. Lacrosse, M. E. Jacka, M. Cubrinovski, J. D. Bray, T. D. O’Rourke, S. A. Crawford, and H. Cowan. 2014. “Assessment of liquefaction-induced land damage for residential Christchurch.” Earthquake Spectra 30 (1): 31–55. https://doi.org/10.1193/031813EQS070M.
Wu, C. F. J. 1986. “Jackknife, bootstrap and other resampling methods in regression analysis.” Ann. Stat. 14 (4): 1261–1295. https://doi.org/10.1214/aos/1176350142.
Yoshimi, Y., and K. Tokimatsu. 1977. “Settlement of buildings on saturated sand during earthquakes.” Soils Found. 17 (1): 23–38. https://doi.org/10.3208/sandf1972.17.23.
Youd, T. L., et al. 2001. “Liquefaction resistance of soils: Summary report from the 1996 NCEER and 1998 NCEER/NSF workshops on evaluation of liquefaction resistance of soils.” J. Geotech. Geoenviron. Eng. 127 (10): 817–833. https://doi.org/10.1061/(ASCE)1090-0241(2001)127:10(817).

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 145Issue 2February 2019

History

Received: Jan 24, 2018
Accepted: Jul 26, 2018
Published online: Dec 14, 2018
Published in print: Feb 1, 2019
Discussion open until: May 14, 2019

Permissions

Request permissions for this article.

Authors

Affiliations

Zach Bullock, S.M.ASCE [email protected]
Ph.D. Student, Dept. of Civil, Environmental and Architectural Engineering, Univ. of Colorado Boulder, 1111 Engineering Dr. ECOT 441, Boulder, CO 80309. Email: [email protected]
Shideh Dashti, M.ASCE [email protected]
Associate Professor, Dept. of Civil, Environmental and Architectural Engineering, Univ. of Colorado Boulder, 1111 Engineering Dr. ECOT 514, Boulder, CO 80309 (corresponding author). Email: [email protected]
Zana Karimi, M.ASCE [email protected]
Geotechnical Engineer, AECOM, 6200 South Quebec St., Greenwood Village, CO 80111. Email: [email protected]
Abbie Liel, M.ASCE [email protected]
Associate Professor, Dept. of Civil, Environmental and Architectural Engineering, Univ. of Colorado Boulder, 1111 Engineering Dr. ECOT 517, Boulder, CO 80309. Email: [email protected]
Keith Porter, M.ASCE [email protected]
Research Professor, Dept. of Civil, Environmental and Architectural Engineering, Univ. of Colorado Boulder, 1111 Engineering Dr. ECOT 441, Boulder, CO 80309. Email: [email protected]
Kevin Franke, M.ASCE [email protected]
Associate Professor, Dept. of Civil and Environmental Engineering, Brigham Young Univ., 368P Clyde Bldg., Provo, UT 84602. Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share