Technical Papers
Jul 25, 2017

Deterministic and Probabilistic Assessment of Liquefaction Hazards Using the Liquefaction Potential Index and Liquefaction Reduction Number

Publication: Journal of Geotechnical and Geoenvironmental Engineering
Volume 143, Issue 10

Abstract

The liquefaction potential index (LPI) has increasingly been used for assessing liquefaction hazards induced by earthquake shaking. The LPI allows an integral number of soil horizons to be evaluated for liquefaction potential. Considerable uncertainty exists in cases where the LPI thresholds for classifying liquefaction hazards statistically rely on the data sets and/or the framework. This study explored what the appropriate LPI classification thresholds should be and developed a liquefaction reduction number (RL) to better account for the impact of nonliquefiable layers. The LPI and RL values were then analyzed at the standard penetration test (SPT) data sites reported in case studies. The results suggested that most SPT-based LPI thresholds should be modified upward in comparison with Iwasaki’s original scale. These corrections are of particular importance when clay minerals are part of the soil mixture, rather than simply using the minus 200-sieve fraction as the liquefaction susceptibility criterion. Nonliquefied sites appear to exhibit higher RL values, suggesting that the RL could supplement the LPI as a valuable proxy for liquefaction hazard assessments. Probabilistic liquefaction hazard assessments could be estimated using a logistic regression of the LPI and/or RL values.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

The Karl F. Hasselmann Endowment of the Missouri University of Science & Technology supported this work. The authors thank C. Hsein Juang (Clemson University) and Jonathan D. Bray and Rodolfo B. Sancio (through PEER) for posting the SPT data sets on the Internet. The authors are also grateful for the critical reviews and discussions with Thomas L. Holzer (U.S. Geological Survey), Jonathan D. Bray (University of California, Berkeley), Harun Sönmez (Hacettepe University), and anonymous reviewers for their suggestions that significantly improved the manuscript.

References

Boulanger, R. W., and Idriss, I. M. (2006). “Liquefaction susceptibility criteria for silts and clays.” J. Geotech. Geoenviron. Eng., 1413–1426.
Boulanger, R. W., and Idriss, I. M. (2014). “CPT and SPT based liquefaction triggering procedures.”, Univ. of California, Davis, CA.
Boulanger, R. W., and Idriss, I. M. (2016). “CPT-based liquefaction triggering procedure.” J. Geotech. Geoenviron. Eng., 04015065.
Bray, J. D., et al. (2003). “Documenting incidents of ground failure resulting from the August 17, 1999 Kocaeli, Turkey earthquake.” ⟨http://peer.berkeley.edu⟩ (May 10, 2014).
Bray, J. D., and Sancio, R. B. (2006). “Assessment of the liquefaction susceptibility of fine-grained soils.” J. Geotech. Geoenviron. Eng., 1165–1177.
Cetin, K. O., et al. (2004). “Liquefaction-induced lateral spreading at Izmit Bay during the Kocaeli (Izmit)-Turkey earthquake.” J. Geotech. Geoenviron. Eng., 1300–1313.
Chen, C. J., and Juang, C. H. (2000). “Calibration of SPT- and CPT-based liquefaction evaluation methods.” Geotech. Spec. Publ., 97, 49–64.
Chu, D. B., et al. (2004). “Documentation of soil conditions at liquefaction and non-liquefaction sites from 1999 Chi-Chi (Taiwan) earthquake.” Soil Dyn. Earthquake Eng., 24(9–10), 647–657.
Chung, J.-W., and Rogers, J. D. (2011). “Simplified method for spatial evaluation of liquefaction potential in the St. Louis area.” J. Geotech. Geoenviron. Eng., 505–515.
Chung, J.-W., and Rogers, J. D. (2013). “Influence of assumed groundwater depth on mapping liquefaction potential.” Environ. Eng. Geosci., 19(4), 377–389.
Cramer, C. H., Rix, G. J., and Tucker, K. (2008). “Probabilistic liquefaction hazard maps for Memphis, Tennessee.” Seismol. Res. Lett., 79(3), 416–423.
Haase, J. S., Choi, Y. S., and Nowack, R. L. (2011). “Liquefaction hazard near the Ohio River from Midwestern scenario earthquakes.” Environ. Eng. Geosci., 17(2), 165–181.
Holzer, T. L. (2008). “Probabilistic liquefaction hazard mapping.” Proc., 4th Conf. on Geotechnical Earthquake Engineering and Soil Dynamics, ASCE, Reston, VA, 1–32.
Holzer, T. L., Bennett, M. J., Noce, T. E., Padovani, A. C., and Tinsley, J. C. (2006). “Liquefaction hazard mapping with LPI in the greater Oakland, California, area.” Earthquake Spectra, 22(3), 693–708.
Holzer, T. L., Noce, T. E., and Bennett, M. J. (2011). “Liquefaction probability curves for surficial geologic deposits.” Environ. Eng. Geosci., 17(1), 1–21.
Idriss, I. M., and Boulanger, R. W. (2006). “Semi-empirical procedures for evaluating liquefaction potential during earthquakes.” Soil Dyn. Earthquake Eng., 26(2), 115–130.
Ishihara, K. (1985). “Stability of natural deposits during earthquakes.” 11th Int. Conf. on Soil Mechanics and Foundation Engineering, A.A. Balkema, Rotterdam, Netherlands, 321–376.
Iwasaki, T. (1986). “Soil liquefaction studies in Japan: State of the art.” Soil Dyn. Earthquake Eng., 5(1), 2–68.
Iwasaki, T., Tokida, K., Tatsuko, F., and Yasuda, S. (1978). “A practical method for assessing soil liquefaction potential based on case studies at various site in Japan.” Proc., 2nd Int. Conf. on Microzonation, National Science Foundation, Washington, DC, 885–896.
Iwasaki, T., Tokida, K., Tatsuoka, F., Watanabe, S., Yasuda, S., and Sato, H. (1982). “Microzonation for soil liquefaction potential using simplified methods.” Proc., 3rd Int. Conf. on Microzonation, National Science Foundation, Washington, DC, 1319–1330.
JRA (Japan Road Association). (1980). “Specifications for highway bridges, part V.” Earthquake resistant design, Tokyo.
Juang, C. H., and Li, D. K. (2007). “Assessment of liquefaction hazards in Charleston quadrangle, South Carolina.” Eng. Geol., 92(1), 59–72.
Juang, C. H., Liu, C.-N., Chen, C.-H., Hwang, J.-H., and Lu, C.-C. (2008). “Calibration of liquefaction potential index: A re-visit focusing on a new CPTU model.” Eng. Geol., 102(1), 19–30.
Juang, C. H., Yuan, H., Lee, D.-H., and Lin, P.-S. (2003). “Simplified cone penetration test-based method for evaluating liquefaction resistance of soils.” J. Geotech. Geoenviron. Eng., 66–80.
Juang, H. (2002). “Soil Liquefaction in the 1999 Chi-Chi, Taiwan, earthquake.” ⟨http://www.ces.clemson.edu/chichi⟩ (May 10, 2014).
Kang, G.-C., Chung, J.-W., and Rogers, J. D. (2014). “Re-calibrating the thresholds for the classification of liquefaction potential index based in the 2004 Niigata-ken Chuetsu earthquake.” Eng. Geol., 169, 30–40.
Lee, D.-H., Ku, C.-S., and Yuan, H. (2003). “A study of the liquefaction risk potential at Yuanlin, Taiwan.” Eng. Geol., 71(1), 97–117.
Lenz, J. A., and Baise, L. G. (2007). “Spatial variability of liquefaction potential in regional mapping using CPT and SPT data.” Soil Dyn. Earthquake Eng., 27(7), 690–702.
Li, D. K., Hsein Juang, C., and Andrus, R. D. (2006). “Liquefaction potential index: A critical assessment using probability concept.” J. GeoEng., 1(1), 11–24.
Luna, R., and Frost, J. D. (1998). “Spatial liquefaction analysis system.” J. Comput. Civ. Eng., 48–56.
Maurer, B. W., Green, R. A., Cubrinovski, M., and Bradley, A. B. (2015a). “Fines-content effects on liquefaction hazard evaluation for infrastructure in Christchurch, New Zealand.” Soil Dyn. Earthquake Eng., 76, 58–68.
Maurer, B. W., Green, R. A., Cubrinovski, M., and Bradley, B. A. (2014). “Evaluation of the liquefaction potential index for assessing liquefaction hazard in Christchurch, New Zealand.” J. Geotech. Geoenviron. Eng., 04014032.
Maurer, B. W., Green, R. A., Cubrinovski, M., and Bradley, B. A. (2015b). “Assessment of CPT-based methods for liquefaction evaluation in a liquefaction potential index framework.” Geotechnique, 65(5), 328–336.
Maurer, B. W., Green, R. A., and Taylor, O.-D. S. (2015c). “Moving towards an improved index for assessing liquefaction hazard: Lessons from historical data.” Soils Found., 55(4), 778–787.
Menard, S. (2002). Applied logistic regression analysis, 2nd Ed., Sage, Thousand Oaks, CA.
Nagelkerke, N. J. D. (1991). “A note on general definition of the coefficient of determination.” Biometrika, 78(3), 691–692.
Obermeier, S. F. (1989). “The New Madrid earthquakes: An engineering-geologic interpretation of relict liquefaction features.”, U.S. Geological Survey, Washington, DC.
Orense, R. P. (2005). “Assessment of liquefaction potential based on peak ground motion parameters.” Soil Dyn. Earthquake Eng., 25(3), 225–240.
Papathanassiou, G. (2008). “LPI-based approach for calibrating the severity of liquefaction-induced failures and for assessing the probability of liquefaction surface evidence.” Eng. Geol., 96(1–2), 94–104.
Petersen, M. D., et al. (2014). “Documentation for the 2014 update of the United States National Seismic Hazard Maps.”, U.S. Geological Survey, Reston, VA.
Robertson, P. K., and Wride, C. E (1998). “Evaluating cyclic liquefaction potential using the cone penetration test.” Can. Geotech. J., 35(3), 442–459.
Rogers, J. D. (2006). “Subsurface exploration using the standard penetration test (SPT) and cone penetration test (CPT).” Environ. Eng. Geosci., 12(2), 161–179.
Rogers, J. D., and Chung, J.-W. (2013). “Uncertainties monitoring groundwater levels in exploratory wells.” Ground Water, 51(1), 2–4.
Sawada, S., Suetomi, I., Fukushima, Y., and Goto, H. (2008). “Characteristics and distribution of strong ground motion during the 2004 Niigata-Ken Chuetsu and 2004 Niigata-Ken Chuetsu-Oki earthquake in Japan.” Proc., 14th World Conf. on Earthquake Engineering, International Association for Earthquake Engineering, Tokyo.
Seed, H. B., and Idriss, I. M. (1971). “Simplified procedure for evaluating soil liquefaction potential.” J. Soil Mech. Found. Div., 97(9), 1249–1273.
Seed, H. B., and Idriss, I. M. (1982). Ground motions and soil liquefaction during earthquake, Earthquake Engineering Research Institute monograph, Oakland, CA.
Seed, H. B., Tokimatsu, L. F., Harder, L. F., and Chung, R. M. (1985). “Influence of SPT procedures in soil liquefaction resistance evaluations.” J. Geotech. Eng., 1425–1445.
Seed, R. B., et al. (2003). “Recent advances in soil liquefaction engineering: A unified and consistent framework.” Proc., 26th Annual ASCE L.A. Geotechnical Spring Seminar, Earthquake Engineering Research Center, Oakland, CA.
Sonmez, B., Ulusay, R., and Sonmez, H. (2008). “A study on the identification of liquefaction-induced failures on ground surface based on the data from the 1999 Kocaeli and Chi-Chi earthquakes.” Eng. Geol., 97(3–4), 112–125.
Sonmez, H. (2003). “Modification of the liquefaction potential index and liquefaction susceptibility mapping for a liquefaction-prone area (Inegol, Turkey).” Environ. Geol., 44(7), 862–871.
Sonmez, H., and Gokceoglu, C. (2005). “A liquefaction severity index suggested for engineering practice.” Environ. Geol., 48(1), 81–91.
SPSS version 20.0 [Computer software]. IBM Corp., Armonk, NY.
Stewart, J. P., et al. (2003). “Documentation of soil conditions at liquefaction sites from 1999 Chi-Chi, Taiwan earthquake.” ⟨http://peer.berkeley.edu⟩ (May 10, 2014).
Toprak, S., and Holzer, T. L. (2003). “Liquefaction potential index: Field assessment.” J. Geotech. Geoenviron. Eng., 315–322.
Tosun, H., and Ulusay, R. (1997). “Engineering geological characterization and evaluation of liquefaction susceptibility of foundation soils at a dam site, Southwest Turkey.” Environ. Eng. Geosci., III(3), 389–409.
van Ballegooy, S., et al. (2014). “Assessment of liquefaction-induced land damage for residential Christchurch.” Earthquake Spectra, 30(1), 31–55.
Youd, T. L., et al. (2001). “Liquefaction resistance of soils: Summary report from the 1996 NCEER and 1998 NCEER/NSF workshops on evaluation of liquefaction resistance of soils.” J. Geotech. Geoenviron. Eng., 817–833.

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 143Issue 10October 2017

History

Received: Mar 24, 2016
Accepted: Apr 26, 2017
Published online: Jul 25, 2017
Published in print: Oct 1, 2017
Discussion open until: Dec 25, 2017

Permissions

Request permissions for this article.

Authors

Affiliations

Jaewon Chung [email protected]
Technical Researcher, Dept. of Geosciences and Geological and Petroleum Engineering, Missouri Univ. of Science and Technology, Rolla, MO 65409. E-mail: [email protected]
J. David Rogers, F.ASCE [email protected]
P.E.
P.G.
Professor and K.F. Hasselmann Chair in Geological Engineering, Dept. of Geosciences and Geological and Petroleum Engineering, Missouri Univ. of Science and Technology, Rolla, MO 65409 (corresponding author). E-mail: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share