Technical Papers
May 6, 2015

Dike Failure Mechanisms and Breaching Parameters

Publication: Journal of Geotechnical and Geoenvironmental Engineering
Volume 141, Issue 9

Abstract

Dike risk management requires breaching parameters that can be estimated rapidly to support the prediction of inundation zones and decision making. The objectives of this paper are to compile a database of dike breaching cases, study common dike failure mechanisms, and develop a set of empirical equations for estimating breaching length, depth, and peak discharge. A database of over 1,000 dike failure cases was collected, with information on pre-breach dike geometry, materials, type of dike, failure mechanisms, breaching length, depth, and peak discharge. A set of regression models are formulated using five control variables: dike height, width, material, type of dike, and failure mechanism. The standard error is set as a selection criterion and the Akaike information criterion is used to optimize the proposed empirical models. The new models are validated using independent cases and compared with available empirical equations for dikes and man-made dams.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

The authors would like to thank Dr.-Ing. Torsten Heyer from TU Dresden for sharing his unpublished dike breaching cases during the 2002 Elbe floods. This research was substantially supported by the Natural Science Foundation of China (No. 51129902) and Research Grants Council of the Hong Kong SAR (No. 16212514).

References

Akaike, H (1998). “A new look at the statistical model identification.” Selected papers of Hirotugo Akaike, E. Parzen, K. Tanabe, and G. Kitagawa, eds., Springer, New York, 215–222.
Bayoumi, A., and Meguid, M. A. (2011). “Wildlife and safety of earthen structures: A review.” J. Fail. Anal. Prev., 11(4), 295–319.
Burnham, K. P., and Anderson, D. R. (2002). Model selection and multimodel inference: A practical information-theoretic approach, 2nd Ed., Springer, New York.
CIRIA (Construction Industry Research, and Information Association), U.S. Ministry of Ecology, and USACE (United States Army Corps of Engineers). (2013). International levee handbook, 〈〉.
Courage, W., Vrouwenvelder, T., van Mierlo, T., and Schweckendiek, T. (2013). “System behavior in flood risk calculations.” Georisk, 7(2), 62–76.
D’Eliso, C. (2007). “Breaching of sea dikes initiated by wave overtopping: A tier and modular modeling approach.” Ph.D. thesis, Univ. of Florence, Florence, Italy.
Howard, I. L., Saucier, C. L., and Tom, J. G. (2009). “Levee breach geometries and algorithms to simulate breach closure.” Civil and Environmental Engineering Dept., Mississippi State Univ., 〈http://www.cee.msstate.edu〉 (Sep. 12, 2014).
Huang, J., Lyamin, A. V., Griffiths, D. V., Krabbenhoft, K., and Sloan, S. W. (2013). “Quantitative risk assessment of landslide by limit analysis and random fields.” Comput. Geotech., 53(4), 60–67.
ICOLD (International Commission on Large Dams). (2013). “ICOLD bulletin on internal erosion of existing dams, levees and dikes, and their foundations.” Internal erosion processes and engineering assessment, Vol. 1, Paris.
Li, G. X., Jie, Y. X., and Li, Q. Y. (2003). “Yangtze dyke and its strengthening.” Lowland Technol. Int., 5(2), 39–46.
Morris, M. W. (2011). “Breaching of Earth embankments and dams.” Ph.D. thesis, Open Univ., Milton Keynes, U.K.
Morris, M. W., Hassan, M. A. A. M., and Vaskinn, K. A (2005). “Conclusions and recommendations from the IMPACT Project WP2: Breach formation.”, 〈http://www.impact-project.net〉 (Sep. 12, 2014).
Nagy, L. (2006). “Estimating dike breach length from historical data.” Periodica Polytechnica Civ. Eng., 90(2), 125–139.
Nagy, L. (2007). Védekezés az árvízvédelmi gátak suvadása ellen, Innova-Print, Budapest, Hungary (in Hungarian).
Nagy, L. (2012). “Statistical evaluation of historical dike failure mechanism.” Riscuri si Catastrofe, 11(2), 7–20.
Nagy, L., and Tóth, S. (2005). “WP6: Monitoring and case study, detailed technical report on the collection and analysis of dike breach data with regards to the process and location factors.”, 〈http://www.impact-project.net〉 (Sep. 12, 2014).
NSF (National Science Foundation). (2006). “Investigation of the performance of New Orleans flood protection systems in Hurricane Katrina on August 29, 2005. Volume I: Main text and executive summary.”, Univ. of California, Berkeley, CA, 〈http://www.ce.berkeley.edu〉 (Sep. 12, 2014).
Peng, M., and Zhang, L. M. (2012). “Breaching parameters of landslide dams.” Landslides, 9(1), 13–31.
Rogers, J. D., et al. (2008). “Geologic conditions underlying the 2005 17th Street Canal Levee failure in New Orleans.” J. Geotech. Geoenviron. Eng., 583–601.
Sasanakul, I., et al. (2008). “New Orleans levee system performance during Hurricane Katrina: 17th Street Canal and Orleans Canal North.” J. Geotech. Geoenviron. Eng., 657–667.
Song, C. R., Adhikar, S., Al-Ostaz, A., and Cheng, A. H.-D. (2014). “Reevaluation of the gap formation in the New Orleans levee system.” J. Geotech. Geoenviron. Eng., 04013031.
Stanczak, G., and Oumeraci, H. (2012). “Modeling sea dike breaching induced by wave impact-laboratory experiments and computational model.” Coast. Eng., 59(1), 28–37.
Steedman, R. S., and Sharp, M. K. (2011). “Physical modelling analysis of the New Orleans levee breaches.” Proc. Inst. Civ. Eng. Geotech. Eng., 164(6), 353–372.
TAW (Technical Advisory Committee on Water Defences). (1998). “Fundamentals on water defences.” 〈www.tawinfo.nl〉 (Sep. 12, 2014).
TAW (Technical Advisory Committee on Water Defences). (1999). “Guide on sea and lake dikes.” 〈www.tawinfo.nl〉 (Sep. 12, 2014).
Ubilla, J., et al. (2008). “New Orleans levee system performance during Hurricane Katrina: London Avenue and Orleans Canal South.” J. Geotech. Geoenviron. Eng., 668–680.
United States Bureau of Reclamation. (1982). “Guidelines for defining inundated areas downstream from Bureau of Reclamation dams.”, Water Resources Research Laboratory, Denver.
United States Bureau of Reclamation. (1988). “Downstream hazard classification guidelines.”, Assistant Commissioner-Engineering and Research, Denver.
URS (Urban Streams Restoration Program). (2008). “Sunny-day risk analysis, risk analysis report, section 9.” California Dept. of Water Resources, 〈http://www.water.ca.gov〉 (Sep. 12, 2014).
USACE (United States Army Corps of Engineers) (2007). “Advanced measures report based on technical assistance investigation, Santa Maria Valley levees.” County of Santa Barbara, 〈www.countyofsb.org〉 (Sep. 12, 2014).
van Baars, S. (2005). “The horizontal failure mechanism of the Wilnis peat dyke.” Géotechnique, 55(4), 319–323.
van Baars, S., and van Kempen, I. M. (2009). “The causes and mechanisms of historical dike failures in the Netherlands.” Eur. Water Assoc., 〈http://www.dwa.de/portale/ewa/ewa.nsf/home?readform&treeid=1〉 (Sep. 12, 2014).
Verheij, H. (2002). “Time dependent breach development in cohesive material.” Impact Project, 〈http://www.impact-project.net〉 (Jan. 13, 2015).
Visser, P. J. (1998). “Breach growth in sand-dikes.” Ph.D. thesis, TU Delft, Delft, Netherlands.
Xu, Y., and Zhang, L. M. (2009). “Breaching parameters for earth and rockfill dams.” J. Geotech. Geoenviron. Eng.,., 1957–1970.
Yuan, Y., and Whittle, A. J. (2013). “Evaluation and prediction of 17th Street Canal I: Wall stability using numerical limit analyses.” J. Geotech. Geoenviron. Eng., 841–852.
Zhang, L. M., Xu, Y., Liu, Y., and Peng, M. (2013). “Assessment of flood risks in Pearl River Delta due to levee breaching.” Georisk, 7(2), 122–133.
Zhu, Y. (2006). “Breach growth in clay-dikes.” Ph.D. thesis, TU Delft, Delft, Netherlands.

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 141Issue 9September 2015

History

Received: Sep 16, 2014
Accepted: Mar 17, 2015
Published online: May 6, 2015
Published in print: Sep 1, 2015
Discussion open until: Oct 6, 2015

Permissions

Request permissions for this article.

Authors

Affiliations

Jozsef Danka [email protected]
Ph.D. Research Assistant, Dept. of Civil and Environmental Engineering, Hong Kong Univ. of Science and Technology, Clear Water Bay, Hong Kong. E-mail: [email protected]
L. M. Zhang, F.ASCE [email protected]
Professor, Dept. of Civil and Environmental Engineering, Hong Kong Univ. of Science and Technology, Clear Water Bay, Hong Kong (corresponding author). E-mail: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share