Technical Papers
Jun 6, 2013

Reliability Analysis of Load and Resistance Factor Design of Slopes

Publication: Journal of Geotechnical and Geoenvironmental Engineering
Volume 140, Issue 1

Abstract

A logical framework is developed for the LRFD of slopes based on reliability analysis. The LRFD of slopes with resistance factors developed in this manner ensures that a target probability of slope failure is not exceeded. Three different target probabilities of failure (0.0001, 0.001, and 0.01) are considered in this paper. The ultimate limit state for slope stability (formation of a slip surface and considerable movement along this slip surface) is defined using the Bishop simplified method with a factor of safety equal to 1. Gaussian random field theory is used to generate random realizations of the slope with values of strength and unit weight at any given point of the slope that differ from their mean by a random amount. A slope stability analysis is then performed for each slope realization to find the most critical slip surface and the corresponding driving and resisting moments. The probability of slope failure is calculated by counting the number of slope realizations for which the factor of safety did not exceed 1 and dividing that number by the total number of realizations. The means of the soil parameters are adjusted, and this process repeated until the calculated probability of failure is equal to the target probability of failure. Resistance and load factors are obtained by dividing the resisting and driving moments corresponding to the most probable ultimate limit state (the design point) by the nominal values of resisting and driving moments. Although this paper focuses on the presentation of the methodology of resistance factor determination, resistance and load factors are calculated for some slope cases, and preliminary load and resistance factors are suggested for use in applicable codes.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

The research presented in this paper was conducted with funding from the Joint Transportation Research Program at Purdue University. The authors acknowledge the financial support from the Indiana DOT and the Federal Highway Administration.

References

AASHTO. (2002). Standard specifications for highway bridges, 17th Ed., Washington, DC.
AASHTO. (2007). LRFD bridge design specifications, 4th Ed., Washington, DC.
Al-Homoud, A. S., and Tanash, N. (2001). “Monitoring and analysis of settlement and stability of an embankment dam constructed in stages on soft ground.” Bull. Eng. Geol. Environ., 59(4), 259–284.
Alonso, E. E., and Krizek, R. J. (1975). “Stochastic formulation of soil properties.” Proc., 2nd Conf. on Application of Probability and Statistics to Soil and Structural Engineering, Deutsche Gesellschaft für Erd- und Grundbau, Aachen, F. R. Germany, 9–32.
Ang, A. H.-S., and Tang, W. H. (1984). Probability concepts in engineering planning and design. Volume II: Decision, risk and reliability, Wiley, New York.
Asaoka, A., and A-Grivas, D. (1982). “Spatial variability of the undrained strength of clays.” J. Geotech. Engrg. Div., 108(GT5), 743–756.
Auvinet, G., and Gonzalez, J. L. (2000). “Three-dimensional reliability analysis of earth slopes.” Comput. Geotech., 26(3–4), 247–261.
Baecher, G. B. (1982). “Simplified geotechnical data analysis.” Proc., NATO Advanced Study Institute on Reliability Theory and its Application in Structural and Soil Mechanics, Martin Nijhoff, Hague, Netherlands, 257–277.
Baecher, G. B., Pate, M. E., and de Neufville, R. (1980). “Risk of dam failure in benefit-cost analysis.” Water Resour. Res., 16(3), 449–456.
Basu, D., and Salgado, R. (2012). “Load resistance factor design of drilled shaft in sand from soil variables.” J. Geotech. Geoenviron. Eng., 138(12), 1455–1469.
Bishop, A. W. (1955). “The use of the slip circle in the stability analysis of slopes.” Geotechnique, 5(1), 7–17.
Castro, G., and Zalzman, S. (1994). “Estimator for evaluating spatial correlation of soil properties using unequally spaced data.” Proc., 8th Conf. on Computer Methods and Advances in Geomechanics, Taylor & Francis, London, 369–374.
Chen, R. H., and Chameau, J. L. (1983). “Three-dimensional limit equilibrium analysis of slopes.” Geotechnique, 33(1), 31–40.
Cherubini, C. (2000). “Reliability evaluation of shallow foundation bearing capacity in c-ϕ soils.” Can. Geotech. J., 37(1), 264–269.
Chiasson, P., Lafleur, J., Soulie, M., and Law, K. T. (1995). “Characterizing spatial variability of a clay by geostatistics.” Can. Geotech. J., 32(1), 1–10.
Chowdhury, R., and Flentje, P. N. (2003). “Role of slope reliability analysis in landslide risk management.” Bull. Eng. Geol. Environ., 62(1), 41–46.
Christian, J. T. (2004). “Geotechnical engineering reliability: How well do we know what we are doing? 39th Terzaghi Lecture.” J. Geotech. Geoenviron. Eng., 130(10), 985–1003.
Christian, J. T. (2013). “Issues of reliability in the stability of slopes.” Proc., Geo-Congress 2013, ASCE, New York, 2253–2268.
Christian, J. T., Ladd, C. C., and Baecher, G. B. (1992). “Reliability and probability in stability analysis.” Proc., Stability and Performance of Slopes and Embankments-II, A 25 Year Perspective, Geotechnical Special Publication 31, Vol. 2, ASCE, New York, 1071–1111.
Christian, J. T., Ladd, C. C., and Baecher, G. B. (1994). “Reliability applied to slope stability analysis.” J. Geotech. Engrg., 120(12), 2180–2207.
Cornell, C. A. (1971). “First-order uncertainty analysis of soils deformation and stability.” Proc., 1st Int. Conf. on Applications of Probability and Statistics in Soil and Structural Engineering, University of Hong Kong Press, Hong Kong, 129–144.
DeGroot, D. J., and Baecher, G. B. (1993). “Estimating autocovariances of in-situ soil properties.” J. Geotech. Engrg., 119(1), 147–166.
Duncan, J. M. (1996). “State of the art: Limit equilibrium and finite element analysis of slopes.” J. Geotech. Engrg., 122(7), 577–596.
European Committee for Standardization (CEN). (2004). “Geotechnical design. Part I: General rules.” EN-1997-1 Eurocode 7, Brussels, Belgium.
Fenton, G. A. (1990). “Simulation and analysis of random fields.” Ph.D. thesis, Princeton Univ., Princeton, NJ.
Fenton, G. A., and Griffiths, D. V. (2008). Risk assessment in geotechnical engineering, Wiley, Hoboken, NJ.
Foye, K., Salgado, R., and Scott, B. (2006a). “Resistance factors for use in shallow foundation LRFD.” J. Geotech. Geoenviron. Eng., 132(9), 1208–1218.
Foye, K., Scott, B., and Salgado, R. (2006b). “Assessment of variable uncertainties for reliability-based design of foundations.” J. Geotech. Geoenviron. Eng., 132(9), 1197–1207.
Foye, K. C., Abou-Jaoude, G., Prezzi, M., and Salgado, R. (2009). “Resistance factors for use in load and resistance factor design of driven pipe piles in sands.” J. Geotech. Geoenviron. Eng., 135(1), 1–13.
Fredlund, D. G., and Krahn, J. (1977). “Comparison of slope stability methods of analysis.” Can. Geotech. J., 14(3), 429–439.
Griffiths, D. V., Huang, J., and Fenton, G. A. (2009). “On the reliability of earth slopes in three dimensions.” Proc. R. Soc. A: Math. Phys. Eng. Sci., 465(2110), 3145–3164.
Hammitt, G. M. (1966). “Statistical analysis of data from comparative laboratory test program sponsored by ACIL.4-785, U.S. Army Engineering Waterways Experiment Station, COE, Washington, DC.
Harr, M. E. (1977). Mechanics of particular media, McGraw Hill, New York.
Harr, M. E. (1987). Reliability based design in civil engineering, McGraw Hill, New York.
Hohenbichler, M., and Rackwitz, R. (1981). “Non-normal dependent vectors in structural safety.” J. Engrg. Mech. Div., 107(6), 1227–1238.
Hovland, H. J. (1977). “Three-dimensional slope stability analysis method.” J. Geotech. Engrg. Div., 103(9), 971–986.
Keaveny, J., Nadim, F., and Lacasse, S. (1989). “Autocorrelation functions for offshore geotechnical data.” Proc., 5th Int. Conf. on Structural Safety and Reliability, ASCE, New York, 263–270.
Kim, D., and Salgado, R. (2012a). “Load and resistance factors for external stability checks of mechanically stabilized earth walls.” J. Geotech. Geoenviron. Eng., 138(3), 241–251.
Kim, D., and Salgado, R. (2012b). “Load and resistance factors for internal stability checks of mechanically stabilized earth walls.” J. Geotech. Geoenviron. Eng., 138(8), 910–921.
Kim, J., Salgado, R., and Lee, J. (2002). “Limit analysis of complex soil slopes.” J. Geotech. Geoenviron. Eng., 128(7), 546–557.
Kim, J., Salgado, R., and Yu, H. S. (1999). “Limit analysis of soil slopes subjected to porewater pressures.” J. Geotech. Geoenviron. Eng., 125(1), 49–58.
Kulatilake, P. H. S. W., and Ghosh, A. (1988). “An investigation into accuracy of spatial variation estimation using static cone penetrometer data.” Proc., 1st Int. Symp. on Penetration Testing, J. deRuiter, ed., Orlando, FL, 815–821.
Kulhawy, F. H., and Mayne, P. W. (1990). “Manual on estimating soil properties for foundation design.” Rep. EL-6800, Electric Power Research Institute, Palo Alto, CA.
Lacasse, S. M., and Lamballerie, J. Y. (1995). “Statistical treatment of CPT data.” Proc., CPT ’95, Swedish Geotechnical Society, Linkoping, Sweden, Vol. 2, 369–380.
Leshchinsky, D., and Huang, C. (1992). “Generalized three dimensional slope stability analysis.” J. Geotech. Engrg., 118(11), 1748–1764.
Loehr, J. E., Finley, C. A., and Huaco, D. (2005). “Procedures for design of earth slopes using LRFD.” Rep. No. OR 06-010, Univ. of Missouri, Columbia, MO, 80.
Loukidis, D., Bandini, P., and Salgado, R. (2003). “Comparative study of limit equilibrium, limit analysis and finite element analysis of the seismic stability of slopes.” Geotechnique, 53(5), 463–479.
Luckman, P. G. (1987). “Slope stability assessment under uncertainty: A first-order stochastic approach.” Ph.D. thesis, Univ. of California, Berkeley, CA.
Nguyen, V. U., and Chowdhury, R. (1985). “Simulation for risk with correlated variables.” Geotechnique, 35(1), 47–58.
Nowak, A. S. (1999). “Calibration of LRFD bridge design code.” NCHRP Rep. 368, Transportation Research Board, Washington, DC.
Phoon, K. K. (1995). “Reliability-based design of foundations for transmission line structures.” Ph.D. thesis, Cornell Univ., Ithaca, NY.
Phoon, K. K., and Kulhawy, F. H. (1999). “Characterization of geotechnical variability.” Can. Geotech. J., 36(4), 612–624.
Popescu, R., Prevost, J. H., and Deodatis, G. (2005). “3D effects in seismic liquefaction of stochastically variable soil deposits.” Geotechnique, 55(1), 21–31.
Press, W. H., Teukolsky, S. A., Vetterling, W. T., and Flannery, B. P. (1992). Numerical recipes in FORTRAN: The art of scientific computation, Cambridge University Press, Cambridge, U.K.
Rackwitz, R. (2000). “Reviewing probabilistic soils modelling.” Comput. Geotech., 26(3–4), 199–223.
Rethati, L. (1988). Probabilistic solutions in geotechnics, Elsevier, New York.
Robinson, D. G. (1998). “A survey of probabilistic methods used in reliability, risk and uncertainty analysis: Analytical techniques I.” Sandia Rep. SAND98-1189, Sandia National Laboratory, Albuquerque, NM.
Rosenblatt, M. (1952). “Remarks on a multivariate transformation.” Ann. Math. Stat., 23(3), 470–472.
Rubinstein, R. Y. (1981). Simulation and the Monte Carlo Method, Wiley, New York.
Salgado, R. (2008). The engineering of foundations, McGraw Hill, New York.
Sandven, R., Senneset, K., and Janbu, N. (1988). “Interpretation of piezocone tests in cohesive soils.” Proc., Int. Symp. on Penetration Testing, Balkema, Rotterdam, Netherlands, 939–953.
Santamarina, J., Altschaeffl, A., and Chameau, J. (1992). “Reliability of slopes: Incorporating qualitative information.” Transp. Res. Rec., 1343, 1–5.
Seed, R. B., Mitchell, J. K., and Seed, H. B. (1990). “Kettleman Hills waste landfill slope failure. II: Stability analysis.” J. Geotech. Engrg., 116(4), 669–689.
Senneset, K., and Janbu, N. (1985). “Shear strength parameters obtained from static cone penetration tests.” ASTM Special Technical Publication, ASTM Committee D-18 on Soil and Rock, West Conshohoken, PA, 41–54.
Shannon & Wilson, Inc., and Wolff, T. F. (1994). “Probability models for geotechnical aspects of navigations structures.” Rep. to the St. Louis District, U.S. Army Corps of Engineers, Michigan State Univ., East Lansing, MI.
Siegel, R. A., Kovacs, W. D., and Lovell, C. W. (1981). “Random surface generation in stability analysis.” J. Geotech. Engrg. Div., 107(7), 996–1002.
Spencer, E. (1967). “A method of analysis of the stability of embankments assuming parallel interslice forces.” Geotechnique, 17(1), 11–26.
Spry, M. J., Kulhawy, F. H., and Grigoriu, M. D. (1988). “A probability-based geotechnical site characterization strategy for transmission line structures.” Rep. EL-5507, Vol. 1, Electric Power Research Institute, Palo Alto, CA.
Stark, T., and Eid, H. (1998). “Performance of three-dimensional slope stability methods in practice.” J. Geotech. Geoenviron. Eng., 124(11), 1049–1060.
Tanahashi, H. (1998). “Discussion on ‘Response of pile embedded in stochastic ground media.’” Struct. Saf., 20(2), 189–193.
Tang, W. H. (1979). “Probabilistic evaluation of penetration resistance.” J. Geotech. Engrg. Div., 105(10), 1173–1191.
Tang, W. H., Yucemen, M. S., and Ang, A. H. S. (1976). “Probability-based short term design of slopes.” Can. Geotech. J., 13(3), 201–215.
Tobutt, D. C. (1982). “Monte Carlo simulation methods for slope stability.” Comput. Geosci., 8(2), 199–208.
Uhlenbeck, G. E., and Ornstein, L. S. (1930). “On the theory of Brownian motion.” Phys. Rev., 36(5), 823–841.
Vanmarcke, E. H. (1977). “Reliability of earth slopes.” J. Geotech. Engrg. Div., 103(11), 1247–1265.
Vanmarcke, E. H. (1983). Random fields: Analysis and synthesis, MIT Press, Cambridge, MA, 383.
White, D. J., Schaefer, V. R., Yang, H., and Thompson, M. J. (2005). “Innovative solutions for slope stability reinforcement and characterization.” Final Rep. CTRE Project 03-127, Vol. I, Center for Transportation Research and Education, Iowa State Univ., Ames, IA.
Yu, H. S., Salgado, R., Sloan, S., and Kim, J. (1998). “Limit analysis vs. limit equilibrium for slope stability assessment.” J. Geotech. Geoenviron. Eng., 124(1), 1–11.

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 140Issue 1January 2014
Pages: 57 - 73

History

Received: Mar 13, 2013
Accepted: Jun 4, 2013
Published online: Jun 6, 2013
Published in print: Jan 1, 2014

Permissions

Request permissions for this article.

Authors

Affiliations

Rodrigo Salgado, F.ASCE [email protected]
Professor, School of Civil Engineering, Purdue Univ., West Lafayette, IN 47907-1284. E-mail: [email protected]
Dongwook Kim, A.M.ASCE [email protected]
Assistant Professor, Dept. of Civil and Environmental Engineering, Incheon National Univ., Incheon 406-772, South Korea; formerly, Ph.D. Research Associate, School of Civil Engineering, Purdue Univ., West Lafayette, IN 47907-1284 (corresponding author). E-mail: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share