TECHNICAL PAPERS
Jan 14, 2011

Expanded Reliability-Based Design Approach for Drilled Shafts

Publication: Journal of Geotechnical and Geoenvironmental Engineering
Volume 137, Issue 2

Abstract

This paper develops a more general reliability-based design approach for drilled shafts that formulates the design process as an expanded reliability problem in which Monte Carlo simulations (MCS) are used in the design. Basic design parameters, such as the shaft diameter (B) and depth (D) , are formulated as discrete uniform random variables. Then the design process becomes one in which failure probabilities are developed for various combinations of B and D [i.e., conditional probability p(FailureB,D) ] and are compared with a target probability of failure pT . Equations are derived for this expanded reliability-based design (RBDE) approach, and criteria are established for the minimum number of MCS samples to ensure a desired level of accuracy. Its usefulness is illustrated using a drilled shaft design example. This RBDE approach has the following advantages: (1) it gives results that agree well with current RBD designs, but it improves the resolutions of the designs; (2) it offers design engineers insight into how the expected design performance level changes as B and D change; (3) it gives design engineers the ability to adjust pT , without additional calculation effort, to accommodate specific needs of a particular project; and (4) it is transparent and “visible” to design engineers who are given the flexibility to include uncertainties deemed appropriate. Finally, the effects of uncertainties in the at-rest horizontal soil stress coefficient (K0) and allowable displacement (ya) are illustrated using this approach.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

The work described in this paper was supported by a grant from the Research Grants Council of the Hong Kong Special Administrative Region, China [Project No. UNSPECIFIED9041260 (CityU 121307)] and a grant from City University of Hong Kong (Project No. UNSPECIFIED7002568). The financial supports are gratefully acknowledged. The writers would also like to thank the anonymous reviewers for their valuable comments, which certainly helped to improve the quality of the manuscript.

References

Ang, A. H.-S., and Tang, W. H. (2007). Probability concepts in engineering: Emphasis on applications to civil and environmental engineering, Wiley, New York.
Au, S. K. (2005). “Reliability-based design sensitivity by efficient simulation.” Comput. Struct., 83(14), 1048–1061.
Baecher, G. B., and Christian, J. T. (2003). Reliability and statistics in geotechnical engineering, Wiley, Hoboken, N.J.
Barker, R. M., Duncan, J. M., Rojiani, K. B., Ooi, P. S. K., Tan, C. K., and Kim, S. G. (1991). “Manuals for the design of bridge foundations.” National Cooperative Highway Research Program (NCHRP) Rep. 343, Transportation Research Board, National Research Council, Washington, D.C.
Becker, D. E. (1996). “Limit state design for foundations—Part II: Development for national building code of Canada.” Can. Geotech. J., 33(6), 984–1007.
Chalermyanont, T., and Benson, C. H. (2004). “Reliability-based design for internal stability of mechanically stabilized earth walls.” J. Geotech. Geoenviron. Eng., 130(2), 163–173.
Chalermyanont, T., and Benson, C. H. (2005). “Reliability-based design for external stability of mechanically stabilized earth walls.” Int. J. Geomech., 5(3), 196–205.
El-Ramly, H., Morgenstern, N. R., and Cruden, D. M. (2002). “Probabilistic slope stability analysis for practice.” Can. Geotech. J., 39, 665–683.
El-Ramly, H., Morgenstern, N. R., and Cruden, D. M. (2005). “Probabilistic assessment of stability of a cut slope in residual soil.” Geotechnique, 55(1), 77–84.
Fenton, G. A., and Griffiths, D. V. (2002). “Probabilistic foundation settlement on spatially random soil.” J. Geotech. Geoenviron. Eng., 128(5), 381–390.
Fenton, G. A., and Griffiths, D. V. (2003). “Bearing capacity prediction of spatially random c- ϕ soils.” Can. Geotech. J., 40(1), 54–65.
Fenton, G. A., Griffiths, D. V., and Williams, M. B. (2005). “Reliability of traditional retaining wall design.” Geotechnique, 55(1), 55–62.
Griffiths, D. V., and Fenton, G. A. (2004). “Probabilistic slope stability analysis by finite elements.” J. Geotech. Geoenviron. Eng., 130(5), 507–518.
Griffiths, D. V., and Fenton, G. A. (2009). “Probabilistic settlement analysis by stochastic and random finite-element methods.” J. Geotech. Geoenviron. Eng., 135(11), 1629–1637.
Griffiths, D. V., Huang, J., and Fenton, G. A. (2009). “Influence of spatial variability on slope reliability using 2-D random fields.” J. Geotech. Geoenviron. Eng., 135(10), 1367–1378.
Honjo, Y., and Kusakabe, O. (2002). “Proposal of a comprehensive foundation design code: Geo-code 21 ver. 2.” Proc., Int. Workshop on Foundation Design Codes and Soil Investigation in View of Int. Harmonization and Performance Based Design, Balkema, Lisse, Netherlands, 95–103.
Kulhawy, F. H. (1991). “Drilled shaft foundations.” Foundation engineering handbook, 2nd Ed., H. Y. Fang, ed.,Van Nostrand Reinhold, New York, 537–552.
Low, B. K. (2008). “Practical reliability approach using spreadsheet.” Reliability-based design in geotechnical engineering: Computations and applications, K. K. Phoon, ed., Taylor and Francis, London, 134–168.
Mathworks, Inc. (2007). “MATLAB—The language of technical computing.” ⟨http://www.mathworks.com/products/matlab/⟩ (March 9, 2007).
Misra, A., and Roberts, L. A. (2009). “Service limit state resistance factors for drilled shafts.” Geotechnique, 59(1), 53–61.
Orr, T. L. L., and Farrell, E. R. (1999). Geotechnical design to Eurocode 7, Springer, London.
Peck, R. B., Hanson, W. E., and Thornburn, T. H. (1974). Foundation engineering, 2nd Ed., Wiley, New York.
Phoon, K. K., Chen, J. -R., and Kulhawy, F. H. (2006). “Characterization of model uncertainties for augered cast-in-place (ACIP) piles under axial compression.” Foundation analysis and design: Innovative methods (GSP 153), R. L. Parsons, L. Zhang, W. D. Guo, K. K. Phoon, and M. Yang, eds., ASCE, Reston, Va., 82–89.
Phoon, K. K., and Kulhawy, F. H. (1999). “Characterization of geotechnical variability.” Can. Geotech. J., 36(4), 612–624.
Phoon, K. K., Kulhawy, F. H., and Grigoriu, M. D. (1995). “Reliability-based design of foundations for transmission line structures.” Rep. TR-105000, Electric Power Research Institute, Palo Alto, California.
Phoon, K. K., Kulhawy, F. H., and Grigoriu, M. D. (2003a). “Development of a reliability-based design framework for transmission line structure foundations.” J. Geotech. Geoenviron. Eng., 129(9), 798–806.
Phoon, K. K., Kulhawy, F. H., and Grigoriu, M. D. (2003b). “Multiple resistance factor design (MRFD) for shallow transmission line structure foundations.” J. Geotech. Geoenviron. Eng., 129(9), 807–818.
R. S. Means Co. (2007). 2008 R. S. Means building construction cost data, Kingston, Mass.
Roberts, C., and Casella, G. (1999). Monte Carlo statistical methods, Springer, New York.
U.S. Army Corps of Engineers (1997). “Engineering and design: Introduction to probability and reliability methods for use in geotechnical engineering.” Engineer Technical Letter 1110–2–547, Department of the Army, Washington, D.C.
Vesić, A. S. (1975). “Bearing capacity of shallow foundations.” Foundation engineering handbook, H. F. Winterkorn and H. Y. Fang, eds., Van Nostrand Reinhold, New York, 121–147.
Wahls, H. E. (1994). “Tolerable deformations.” Vertical and Horizontal Deformations of Foundations and Embankments (GSP 40), ASCE, New York, 1611–1628.
Wang, Y. (2009). “Reliability-based economic design optimization of spread foundations.” J. Geotech. Geoenviron. Eng., 135(7), 954–959.
Wang, Y., and Kulhawy, F. H. (2008a). “Economic design optimization of foundations.” J. Geotech. Geoenviron. Eng., 134(8), 1097–1105.
Wang, Y., and Kulhawy, F. H. (2008b). “Reliability index for serviceability limit state of building foundations.” J. Geotech. Geoenviron. Eng., 134(11), 1587–1594.
Zhang, L. M., and Ng, A. M. Y. (2005). “Probabilistic limiting tolerable displacement for serviceability limit state design of foundations.” Geotechnique, 55(2), 151–161.

Information & Authors

Information

Published In

Go to Journal of Geotechnical and Geoenvironmental Engineering
Journal of Geotechnical and Geoenvironmental Engineering
Volume 137Issue 2February 2011
Pages: 140 - 149

History

Received: Jan 14, 2010
Accepted: Jul 24, 2010
Published online: Jan 14, 2011
Published in print: Feb 2011

Permissions

Request permissions for this article.

Authors

Affiliations

Yu Wang, A.M.ASCE [email protected]
Assistant Professor, Dept. of Building and Construction, City Univ. of Hong Kong, Tat Chee Ave., Kowloon, Hong Kong (corresponding author). E-mail: [email protected]
Siu-Kui Au, M.ASCE [email protected]
Associate Professor, Dept. of Building and Construction, City Univ. of Hong Kong, Tat Chee Ave., Kowloon, Hong Kong. E-mail: [email protected]
Fred H. Kulhawy, Dist.M.ASCE [email protected]
Professor Emeritus, School of Civil and Environmental Engineering, Cornell Univ., Hollister Hall, Ithaca, NY 14853-3501. E-mail: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share