Technical Papers
May 4, 2022

Seismic Helical Pile Response in Nonliquefiable and Liquefiable Soil

Publication: International Journal of Geomechanics
Volume 22, Issue 7

Abstract

Three-dimensional finite-element models were developed and validated employing the published results from a comparative shaking table testing program of identical four-pile groups installed in saturated and dry sands. The validated models were used to analyze the seismic lateral and axial responses of helical piles to investigate the soil–helical pile–superstructure interaction. The analysis results demonstrated that the lateral displacements of the helical piles and adjacent soil decreased compared with those of the conventional straight shaft piles. In the saturated soil tests, the maximum bending moments occurred at the interface of the layers, while they occurred at the pile top in the dry tests. The stresses and strains in the helices were higher in the dry tests than in the saturated tests and were less in the double-helical pile helices than in the single-helical pile helix. The end-bearing force increased as the ground motion intensity increased in the dry tests, while it decreased in the saturated tests due to the development of high excess pore pressure in the bearing stratum. As liquefaction occurred, the shaft resistance of the helical piles diminished and the pile settled. However, the higher end-bearing force was mobilized, which compensated for the decrease in the shaft force. This observation demonstrated the excellent performance of helical piles in maintaining their capacity during and after liquefaction and controlling the postliquefaction settlement. The second helix further reduced the helical pile settlement but had a negligible effect on the lateral displacement. Finally, the response of the helical pile groups in the saturated test was dominated by rocking behavior, while flexural behavior dominated the response in the dry tests.

Get full access to this article

View all available purchase options and get full access to this article.

References

Abdelghany, Y., and M. H. El Naggar. 2010. “Monotonic and cyclic behavior of helical screw piles under axial and lateral loading.” In Proc., 5th Int. Conf. on Recent Advances in Geotechnical Earthquake Engineering and Soil Dynamics. San Diego, CA: Missouri University of Science and Technology.
Abdoun, T., and R. Dobry. 2002. “Evaluation of pile foundation response to lateral spreading.” Soil Dyn. Earthquake Eng. 22 (9–12): 1051–1058. https://doi.org/10.1016/S0267-7261(02)00130-6.
Abdoun, T., R. Dobry, T. D. O’Rourke, and S. H. Goh. 2003. “Pile response to lateral spreads: Centrifuge modeling.” J. Geotech. Geoenviron. Eng. 129 (10): 869–878. https://doi.org/10.1061/(ASCE)1090-0241(2003)129:10(869).
Al-Baghdadi, T., M. Brown, J. Knappett, and R. Ishikura. 2015. “Modelling of laterally loaded screw piles with large helical plates in sand.” In Proc., 3rd Int. Symp. on Frontiers in Offshore Geotechnics, 503–508. London: Taylor & Francis.
Aly, A. F., M. H. El Naggar, A. B. Cerato, and A. Elgamal. 2022. “Seismic response of helical pile groups from shake table experiments.” Soil Dyn. Earthquake Eng. 152: 107008.
Ashour, M., and H. Ardalan. 2012. “py curve and lateral response of piles in fully liquefied sands.” Can. Geotech. J. 49 (6): 633–650. https://doi.org/10.1139/t2012-019.
Bagheri, F., and M. H. El Naggar. 2015. “Effects of installation disturbance on behavior of multi-helix piles in structured clays.” DFI J. 9 (2): 80–91. https://doi.org/10.1179/1937525515Y.0000000008.
Brandenberg, S. J., R. W. Boulanger, B. L. Kutter, and D. Chang. 2005. “Behavior of pile foundations in laterally spreading ground during centrifuge tests.” J. Geotech. Geoenviron. Eng. 131 (11): 1378–1391. https://doi.org/10.1061/(ASCE)1090-0241(2005)131:11(1378).
Castro, G. 1975. “Liquefaction and cyclic mobility of saturated sands.” J. Geotech. Eng. Div. 101 (6): 551–569. https://doi.org/10.1061/AJGEB6.0000173.
Castro, G., and S. J. Poulos. 1977. “Factors affecting liquefaction and cyclic mobility.” J. Geotech. Geoenviron. Eng. 103 (6): 501–516.
Cerato, A. B., and R. Victor. 2008. “Effects of helical anchor geometry on long-term performance of small wind tower foundations subject to dynamic loads.” DFI J. 2 (1): 30–41. https://doi.org/10.1179/dfi.2008.004.
Cerato, A. B., and R. Victor. 2009. “Effects of long-term dynamic loading and fluctuating water table on helical anchor performance for small wind tower foundations.” J. Perform. Constr. Facil 23 (4): 251–261. https://doi.org/10.1061/(ASCE)CF.1943-5509.0000013.
Chang, D., R. W. Boulanger, S. J. Brandenberg, and B. L. Kutter. 2006. “Dynamic analyses of soil–pile–structure interaction in laterally spreading ground during earthquake shaking.” In Seismic Performance and Simulation of Pile Foundations in Liquefied and Laterally Spreading Ground, Geotechnical Special Publication 145, edited by R. W. Boulanger and K. Tokimatsu, 218–229. Reston, VA: ASCE.
Cheng, Z., and B. Jeremić. 2009. “Numerical modeling and simulation of pile in liquefiable soil.” Soil Dyn. Earthquake Eng. 29 (11–12): 1405–1416. https://doi.org/10.1016/j.soildyn.2009.02.008.
Cubrinovski, M., and K. Ishihara. 2004. “Simplified method for analysis of piles undergoing lateral spreading in liquefied soils.” Soils Found. 44 (5): 119–133. https://doi.org/10.3208/sandf.44.5_119.
Cubrinovski, M., T. Kokusho, and K. Ishihara. 2006. “Interpretation from large-scale shake table tests on piles undergoing lateral spreading in liquefied soils.” Soil Dyn. Earthquake Eng. 26 (2–4): 275–286. https://doi.org/10.1016/j.soildyn.2005.02.018.
Das, B., and G. Ramana. 2011. Principles of soil dynamics. 2nd ed. Boston: Cengage.
Day, R. W. 2010. Foundation engineering handbook: Design and construction with the 2009 international building code. New York: McGraw-Hill.
Desai, C. S., M. M. Zaman, J. G. Lightner, and H. J. Siriwardane. 1984. “Thin-layer element for interfaces and joints.” Int. J. Numer. Anal. Methods Geomech. 8 (1): 19–43. https://doi.org/10.1002/nag.1610080103.
Dong, J., F. Chen, M. Zhou, and X. Zhou. 2018. “Numerical analysis of the boundary effect in model tests for single pile under lateral load.” Bull. Eng. Geol. Environ. 77 (3): 1057–1068. https://doi.org/10.1007/s10064-017-1182-5.
Dvorkin, E. N., and K. J. Bathe. 1984. “A continuum mechanics based four-node shell element for general non-linear analysis.” Eng. Comput. 1 (1): 77–88. https://doi.org/10.1108/eb023562.
Ebeido, A., A. Elgamal, K. Tokimatsu, and A. Abe. 2019. “Pile and pile-group response to liquefaction-induced lateral spreading in four large-scale shake-table experiments.” J. Geotech. Geoenviron. Eng. 145 (10): 04019080. https://doi.org/10.1061/(ASCE)GT.1943-5606.0002142.
Elgamal, A., and J. Lu. 2009. “A framework for 3D finite element analysis of lateral pile system response.” In Contemporary Topics in In Situ Testing, Analysis, and Reliability of Foundations, Geotechnical Special Publication 186, edited by M. Iskander, D. F. Laefer, and M. H. Hussein, 616–623. Reston, VA: ASCE.
Elgamal, A., L. Yan, Z. Yang, and J. P. Conte. 2008. “Three-dimensional seismic response of Humboldt Bay bridge-foundation-ground system.” J. Struct. Eng. 134 (7): 1165–1176. https://doi.org/10.1061/(ASCE)0733-9445(2008)134:7(1165).
Elgamal, A., Z. Yang, and E. Parra. 2002. “Computational modeling of cyclic mobility and post-liquefaction site response.” Soil Dyn. Earthquake Eng. 22 (4): 259–271. https://doi.org/10.1016/S0267-7261(02)00022-2.
Elkasabgy, M., and M. H. El Naggar. 2019. “Lateral performance and py curves for large-capacity helical piles installed in clayey glacial deposit.” J. Geotech. Geoenviron. Eng. 145 (10): 04019078. https://doi.org/10.1061/(ASCE)GT.1943-5606.0002063.
Elkasabgy, M. A., and M. H. El Naggar. 2015. “Lateral performance of large-capacity helical piles.” In IFCEE 2015, Geotechnical Special Publication 256, edited by M. Iskander, M. T. Suleiman, J. B. Anderson, and D. F. Laefer, 868–877. Reston, VA: ASCE.
El Sharnouby, M. M., and M. H. El Naggar. 2012. “Field investigation of axial monotonic and cyclic performance of reinforced helical pulldown micropiles.” Can. Geotech. J. 49 (5): 560–573. https://doi.org/10.1139/t2012-017.
Elsawy, M. K., M. H. El Naggar, A. Cerato, and A. Elgamal. 2019. “Seismic performance of helical piles in dry sand from large-scale shaking table tests.” Géotechnique 69 (12): 1071–1085. https://doi.org/10.1680/jgeot.18.P.001.
Elsherbiny, Z. H., and M. H. El Naggar. 2013. “Axial compressive capacity of helical piles from field tests and numerical study.” Can. Geotech. J. 50 (12): 1191–1203. https://doi.org/10.1139/cgj-2012-0487.
Fahmy, A., and M. H. El Naggar. 2016. “Cyclic axial performance of helical-tapered piles in sand.” DFI J. 10 (3): 98–110. https://doi.org/10.1080/19375247.2016.1211353.
Fahmy, A., and M. H. El Naggar. 2017. “Axial performance of helical tapered piles in sand.” Geotech. Geol. Eng. 35 (4): 1549–1576. https://doi.org/10.1007/s10706-017-0192-1.
Filippou, F. C., E. P. Popov, and V. V. Bertero. 1983. Effects of bond deterioration on hysteretic behavior of reinforced concrete joints, 137–147. Berkeley, CA: Earthquake Engineering Research Center, Univ. of California.
Ghalibafian, H. 2006. “Evaluation of the effects of nonlinear soil–structure interaction on the inelastic seismic response of pile-supported bridge piers.” Ph.D. thesis, Dept. of Civil Engineering, Univ. of British Columbia.
Hamada, M., K. Saito, S. Yasuda, and R. Isoyama. 1988. “Earthquake damage by liquefaction-induced permanent ground displacement.” In Proc., 9th World Conf. on Earthquake Engineering, 213–218. Rolla, MO: University of Missouri.
Harnish, J., and M. H. El Naggar. 2017. “Large-diameter helical pile capacity—Torque correlations.” Can. Geotech. J. 54 (7): 968–986. https://doi.org/10.1139/cgj-2016-0156.
Hashash, Y. M. A., M. I. Musgrove, J. A. Harmon, O. Ilhan, G. Xing, O. Numanoglu, D. Groholski, C. A. Phillips, and D. Park. 2020. DEEPSOIL v7.0, user manual. Urbana, IL: Board of Trustees of Univ. of Illinois at Urbana-Champaign.
Hussein, A. F., and M. H. El Naggar. 2021. “Seismic axial behaviour of pile groups in non-liquefiable and liquefiable soils.” Soil Dyn. Earthquake Eng. 149: 106853. https://doi.org/10.1016/j.soildyn.2021.106853.
Idriss, I. M., and T. L. Youd. 1997. Proceedings of the NCEER workshop on evaluation of liquefaction resistance of soils. NCEER-97-0022. Provo, UT: Brigham Young Univ., Dept. of Civil and Environmental Engineering.
Li, G., and R. Motamed. 2017. “Finite element modeling of soil–pile response subjected to liquefaction-induced lateral spreading in a large-scale shake table experiment.” Soil Dyn. Earthquake Eng. 92: 573–584. https://doi.org/10.1016/j.soildyn.2016.11.001.
Li, X., Z. Zhou, H. Yu, R. Wen, D. Lu, M. Huang, Y. Zhou, and J. Cu. 2008. “Strong motion observations and recordings from the great Wenchuan Earthquake.” Earthquake Eng. Eng. Vibr. 7 (3): 235–246. https://doi.org/10.1007/s11803-008-0892-x.
Livneh, B., and M. H. El Naggar. 2008. “Axial testing and numerical modeling of square shaft helical piles under compressive and tensile loading.” Can. Geotech. J. 45 (8): 1142–1155. https://doi.org/10.1139/T08-044.
Mazzoni, S., F. McKenna, M. H. Scott, and G. L. Fenves. 2006. OpenSees command language manual. Berkeley, CA: Pacific Earthquake Engineering Research.
Orang, M. J., R. Boushehri, R. Motamed, A. Prabhakaran, and A. Elgamal. 2021. “Large-scale shake table experiment on the performance of helical piles in liquefiable soils.” In Proc., 45th DFI Annual Conf. on Deep Foundations. Hawthorne, NJ: Deep Foundations Institute.
Orang, M. J., R. Motamed, and J. Toth. 2019. “Experimental evaluation of dynamic response of helical piles in dry sand using 1g shaking table tests.” In Proc., 7th Int. Conf. on Earthquake Geotechnical Engineering 2019. Rome, Italy: ISSMGE.
Perko, H. A. 2009. Helical piles: A practical guide to design and installation. Hoboken, NJ: Wiley.
Prasad, Y. V., and S. N. Rao. 1996. “Lateral capacity of helical piles in clays.” J. Geotech. Eng. 122 (11): 938–941. https://doi.org/10.1061/(ASCE)0733-9410(1996)122:11(938).
Puri, V. K., R. W. Stephenson, E. Dziedzic, and L. Goen. 1984. Helical anchor piles under lateral loading, 194–213, edited by J. A. Langer, E. T. Mosley, and C. D. Thompson. West Conshohocken, PA: ASTM.
Robertson, P. 1985. “Liquefaction potential of sands using the cone penetration test.” J. Geotech. Div. 22 (3): 298–307.
Robinsky, E., and C. Morrison. 1964. “Sand displacement and compaction around model friction piles.” Can. Geotech. J. 1 (2): 81–93. https://doi.org/10.1139/t64-002.
Sakr, M. 2009. “Performance of helical piles in oil sand.” Can. Geotech. J. 46 (9): 1046–1061. https://doi.org/10.1139/T09-044.
Sarkar, D., D. König, and M. Goudarzy. 2019. “The influence of particle characteristics on the index void ratios in granular materials.” Particuology 46: 1–13. https://doi.org/10.1016/j.partic.2018.09.010.
Stringer, M. E., and S. P. G. Madabhushi. 2013. “Axial load transfer in liquefiable soils for free-standing piles.” Géotechnique 63 (5): 400–409. https://doi.org/10.1680/geot.11.P.078.
Su, L., J. Lu, A. Elgamal, and A. K. Arulmoli. 2017. “Seismic performance of a pile-supported wharf: Three-dimensional finite element simulation.” Soil Dyn. Earthquake Eng. 95: 167–179. https://doi.org/10.1016/j.soildyn.2017.01.009.
Su, L., L. Tang, X. Ling, C. Liu, and X. Zhang. 2016. “Pile response to liquefaction-induced lateral spreading: A shake-table investigation.” Soil Dyn. Earthquake Eng. 82: 196–204. https://doi.org/10.1016/j.soildyn.2015.12.013.
Su, L., H.-P. Wan, S. Abtahi, Y. Li, and X.-Z. Ling. 2020. “Dynamic response of soil–pile–structure system subjected to lateral spreading: Shaking table test and parallel finite element simulation.” Can. Geotech. J. 57 (4): 497–517. https://doi.org/10.1139/cgj-2018-0485.
Tang, L., X. Zhang, X. Ling, H. Li, and N. Ju. 2016. “Experimental and numerical investigation on the dynamic response of pile group in liquefying ground.” Earthquake Eng. Eng. Vibr. 15 (1): 103–114. https://doi.org/10.1007/s11803-016-0308-2.
Tokimatsu, K., H. Suzuki, and M. Sato. 2005. “Effects of inertial and kinematic interaction on seismic behavior of pile with embedded foundation.” Soil Dyn. Earthquake Eng. 25 (7–10): 753–762. https://doi.org/10.1016/j.soildyn.2004.11.018.
Valsamis, A. I., G. D. Bouckovalas, and Y. K. Chaloulos. 2012. “Parametric analysis of single pile response in laterally spreading ground.” Soil Dyn. Earthquake Eng. 34 (1): 99–110. https://doi.org/10.1016/j.soildyn.2011.09.005.
Wang, R., P. Fu, and J.-M. Zhang. 2016. “Finite element model for piles in liquefiable ground.” Comput. Geotech. 72: 1–14. https://doi.org/10.1016/j.compgeo.2015.10.009.
Xu, C., P. Dou, X. Du, M. H. El Naggar, M. Miyajima, and S. Chen. 2020. “Seismic performance of pile group-structure system in liquefiable and non-liquefiable soil from large-scale shake table tests.” Soil Dyn. Earthquake Eng. 138: 106299. https://doi.org/10.1016/j.soildyn.2020.106299.
Yang, Z., and A. Elgamal. 2002. “Influence of permeability on liquefaction-induced shear deformation.” J. Eng. Mech. 128 (7): 720–729. https://doi.org/10.1061/(ASCE)0733-9399(2002)128:7(720).
Yang, Z., J. Lu, and A. Elgamal. 2008. OpenSees soil models and solid–fluid fully coupled elements. La Jolla, CA: Dept. of Structural Engineering, Univ. of California.
Zerwer, A., G. Cascante, and J. Hutchinson. 2002. “Parameter estimation in finite element simulations of Rayleigh waves.” J. Geotech. Geoenviron. Eng. 128 (3): 250–261. https://doi.org/10.1061/(ASCE)1090-0241(2002)128:3(250).
Zhang, D. J. Y. 1999. “Predicting capacity of helical screw piles in Alberta soils.” Master’s thesis, Dept. of Civil and Environmental Engineering, Univ. of Alberta.

Information & Authors

Information

Published In

Go to International Journal of Geomechanics
International Journal of Geomechanics
Volume 22Issue 7July 2022

History

Received: Jun 26, 2021
Accepted: Jan 7, 2022
Published online: May 4, 2022
Published in print: Jul 1, 2022
Discussion open until: Oct 4, 2022

Permissions

Request permissions for this article.

Authors

Affiliations

Ph.D. Candidate, Dept. of Civil and Environmental Engineering, Western University, London, ON, Canada N6A 5B9. ORCID: https://orcid.org/0000-0003-3468-8010. Email: [email protected]
M. Hesham El Naggar, F.ASCE [email protected]
Professor, Dept. of Civil and Environmental Engineering, Western University, London, ON, Canada N6A 5B9 (corresponding author). Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

  • Response of Bridge Foundation with Drainage Structure in the Liquefied Inclined Site under Sinusoidal Waves, Applied Sciences, 10.3390/app13021009, 13, 2, (1009), (2023).
  • Explainable machine learning model for liquefaction potential assessment of soils using XGBoost-SHAP, Soil Dynamics and Earthquake Engineering, 10.1016/j.soildyn.2022.107662, 165, (107662), (2023).

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share