Technical Papers
Mar 26, 2021

Prediction of Peak Shear Strength of Rock Joints Based on Back-Propagation Neural Network

Publication: International Journal of Geomechanics
Volume 21, Issue 6

Abstract

The shear strength model, a predictive method for effectively characterizing the shear strength of joints, can be used to evaluate the stability of the rock mass. However, the traditional shear model is difficult to apply due to its complicated form. Considering the complicated mapping relationship between joint shear strength and influencing factors, this study combined the back-propagation (BP) neural network to propose a new model for predicting the shear strength of rock joints, which can comprehensively consider various influence factors, including external shear test conditions and surface morphology of joint itself. Direct shear tests of granite joints were carried out to verify the proposed model, and the results showed that the outputted peak strengths training by the BP neural network match well with the measured values. At last, a comparison of the proposed model with Grasselli’s model and Xia’s model showed that the overall prediction error based on the proposed model is smaller and more accurate. It is seen that the BP neural network prediction model has a reliable estimate of the peak shear strength for rock joints.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

This study was partially funded by the Key Research and Development Projects of Zhejiang Province (No. 2019C03104) and the Natural Science Foundation of Zhejiang Province (No. LY18D020003).

Notation

The following symbols are used in this paper:
A0
maximum contact area ratio;
Aθ*
effective contact area ratio;
aj
selected parameters in the input layer;
bj
activation value of the hidden layer;
C
dimensionless roughness parameter;
d
shear displacement (mm);
l
number of neurons in the output layer;
MSE
global error exists between the actual output yt and expected output yt*;
m
number of neurons in the hidden layer;
N
number of samples;
n
number of input neurons;
P
input vector;
p
pth adjustment;
sj
input of the jth neuron in the hidden layer;
vjt
weight between neurons in the hidden layer and output layer;
wij
weight between neurons in the input layer and the hidden layer;
Y
output vector;
yt
output of the tth neuron in output layer;
yt*
expected output of the tth neuron in output layer;
α
learning speed between the hidden and the output layers;
β
learning speed between the input and the hidden layers;
γt
threshold between neurons in the hidden layer and output layer;
δ
error δ of the actual data τp and predicted data τp*;
θj
threshold between neurons in the input layer and the hidden layer;
θmax*
maximum effective inclination along the shear direction (°);
θmax*/(C+1)
3D roughness parameter;
θ*
effective apparent inclination angle (°);
σn
normal stress (MPa);
σt
tensile strength (MPa);
σ¯avg
average estimation error;
τp
peak shear strength (MPa);
τmes
measured peak shear strength (MPa);
τest
estimated peak shear strength (MPa);
τp*
predicted value of peak shear strength (MPa); and
φb
basic friction angle (°).

References

Alemdag, S., Z. Gurocak, A. Cevik, A. F. Cabalar, and C. Gokceoglu. 2016. “Modeling deformation modulus of a stratified sedimentary rock mass using neural network, fuzzy inference and genetic programming.” Eng. Geol. 203: 70–82. https://doi.org/10.1016/j.enggeo.2015.12.002.
Barton, N., and V. Choubey. 1977. “The shear strength of rock joints in theory and practice.” Rock Mech. 10 (1–2): 1–54. https://doi.org/10.1007/BF01261801.
Cao, R.-H., P. Cao, X. Fan, X. G. Xiong, and H. Lin. 2016. “An experimental and numerical study on mechanical behavior of ubiquitous-joint brittle rock-like specimens under uniaxial compression.” Rock Mech. Rock Eng. 49 (11): 4319–4338. https://doi.org/10.1007/s00603-016-1029-6.
Chok, Y. H., M. B. Jaksa, W. S. Kaggwa, D. V. Griffiths, and G. A. Fenton. 2016. “Neural network prediction of the reliability of heterogeneous cohesive slopes.” Int. J. Numer. Anal. Methods Geomech. 40 (11): 1556–1569. https://doi.org/10.1002/nag.2496.
Cybenko, G. 1989. “Approximation by superpositions of a sigmoidal function.” Math. Control Signals Syst. 2 (4): 303–314. https://doi.org/10.1007/BF02551274.
Ebrahimi, E., M. Monjezi, M. R. Khalesi, and D. J. Armaghani. 2016. “Prediction and optimization of back-break and rock fragmentation using an artificial neural network and a bee colony algorithm.” Bull. Eng. Geol. Environ. 75 (1): 27–36. https://doi.org/10.1007/s10064-015-0720-2.
Ferentinou, M., and M. Fakir. 2018. “Integrating rock engineering systems device and artificial neural networks to predict stability conditions in an open pit.” Eng. Geol. 246: 293–309. https://doi.org/10.1016/j.enggeo.2018.10.010.
Grasselli, G. 2001. Shear strength of rock joints based on quantified surface description. Zürich, Switzerland: Swiss Federal Institute of Technology.
Grasselli, G., and P. Egger. 2003. “Constitutive law for the shear strength of rock joints based on three-dimensional surface parameters.” Int. J. Rock Mech. Min. Sci. 40 (1): 25–40. https://doi.org/10.1016/S1365-1609(02)00101-6.
Grasselli, G., J. Wirth, and P. Egger. 2002. “Quantitative three-dimensional description of a rough surface and parameter evolution with shearing.” Int. J. Rock Mech. Min. Sci. 39 (6): 789–800. https://doi.org/10.1016/S1365-1609(02)00070-9.
Hajihassani, M., D. J. Armaghani, A. Marto, and E. T. Mohamad. 2015. “Ground vibration prediction in quarry blasting through an artificial neural network optimized by imperialist competitive algorithm.” Bull. Eng. Geol. Environ. 74 (3): 873–886. https://doi.org/10.1007/s10064-014-0657-x.
Huang, L., C. H. Juang, and H. M. Tang. 2020a. “Assessing error in the 3D discontinuity-orientation distribution estimated by the Fouché method.” Comput. Geotech. 119: 103293. https://doi.org/10.1016/j.compgeo.2019.103293.
Huang, L., H. Tang, L. Wang, and C. H. Juang. 2019. “Minimum scanline-to-fracture angle and sample size required to produce a highly accurate estimate of the 3-D fracture orientation distribution.” Rock Mech. Rock Eng. 52 (3): 803–825. https://doi.org/10.1007/s00603-018-1621-z.
Huang, L., X. X. Su, and H. M. Tang. 2020b. “Optimal selection of estimator for obtaining an accurate three-dimensional rock fracture orientation distribution.” Eng. Geol. 270: 105575. https://doi.org/10.1016/j.enggeo.2020.105575.
Huang, M., C. J. Hong, S. G. Du, and Z. Y. Luo. 2020c. “Experimental technology for the shear strength of the series-scale rock joint model.” Rock Mech. Rock Eng. 2020: 1–19. https://doi.org/10.1007/s00603-020-02241-w.
Jahed, A., M. Hajihassani, B. Yazdani, A. Marto, and M. Tonnizam. 2014. “Indirect measure of shale shear strength parameters by means of rock index tests through an optimized artificial neural network.” Measurement 55: 487–498. https://doi.org/10.1016/j.measurement.2014.06.001.
Kumar, R., and A. K. Verma. 2016. “Anisotropic shear behavior of rock joint replicas.” Int. J. Rock Mech. Min. Sci. 90: 62–73. https://doi.org/10.1016/j.ijrmms.2016.10.005.
Lian, C., Z. G. Zeng, W. Yao, and H. M. Tang. 2015. “Multiple neural networks switched prediction for landslide displacement.” Eng. Geol. 186: 91–99. https://doi.org/10.1016/j.enggeo.2014.11.014.
Muralha, J., G. Grasselli, B. Tatone, M. Blümel, P. Chryssanthakis, and J. Yujing. 2013. “ISRM suggested method for laboratory determination of the shear strength of rock joints: Revised version.” Rock Mech. Rock Eng. 47 (1): 291–302. https://doi.org/10.1007/s00603-013-0519-z.
Patton, F. 1966. “Multiple modes of shear failure in rock.” In Proc., 1st Int. Society of Rock Mechanics Congress, 509–513. Lisbon, Portugal: International Society for Rock Mechanics and Rock Engineering (ISRM).
Singh, P., A. Tripathy, A. Kainthola, B. Mahanta, and V. Singh. 2017. “Indirect estimation of compressive and shear strength from simple index tests.” Eng. Comput. 33 (1): 1–11. https://doi.org/10.1007/s00366-016-0451-4.
Tang, H. M., L. Huang, C. H. Juang, and J. R. Zhang. 2017. “Optimizing the Terzaghi estimator of the 3D distribution of rock fracture orientations.” Rock Mech. Rock Eng. 50 (8): 2085–2099. https://doi.org/10.1007/s00603-017-1254-7.
Tang, Z.-C., Q.-S. Liu, C.-C. Xia, Y.-L. Song, J.-H. Huang, C.-B. Wanget al. 2014. “Mechanical model for predicting closure behavior of rock joints under normal stress.” Rock Mech. Rock Eng. 47 (6): 2287–2298. https://doi.org/10.1007/s00603-013-0499-z.
Tatone, B. S. A., and G. Grasselli. 2009. “A method to evaluate the three-dimensional roughness of fracture surfaces in brittle geomaterials.” Rev. Sci. Instrum. 80 (12): 125110. https://doi.org/10.1063/1.3266964.
Tatone, B. S. A., and G. Grasselli. 2010. “A new 2D discontinuity roughness parameter and its correlation with JRC.” Int. J. Rock Mech. Min. Sci. 47 (8): 1391–1400. https://doi.org/10.1016/j.ijrmms.2010.06.006.
Tatone, B. S. A., and G. Grasselli. 2013. “An investigation of discontinuity roughness scale dependency using high-resolution surface measurements.” Rock Mech. Rock Eng. 46 (4): 657–681. https://doi.org/10.1007/s00603-012-0294-2.
Wang, H. B., W. Y. Xu, and R. C. Xu. 2005. “Slope stability evaluation using back propagation neural networks.” Eng. Geol. 80 (3–4): 302–315. https://doi.org/10.1016/j.enggeo.2005.06.005.
Wang, Y. X., H. Zhang, H. Lin, Y. L. Zhao, and Y. Liu. 2020. “Fracture behaviour of central-flawed rock plate under uniaxial compression.” Theor. Appl. Fract. Mech. 106: 10250. https://doi.org/10.1016/j.tafmec.2020.102503.
Wu, Q., Y. J. Xu, H. M. Tang, K. Fang, Y. Jiang, C. Liu, and X. Wang 2019. “Peak shear strength prediction for discontinuities between two different rock types using a neural network approach.” Bull. Eng. Geol. Environ. 78 (4): 2315–2329. https://doi.org/10.1007/s10064-018-1290-x.
Xia, C.-C., Z.-C. Tang, W.-M. Xiao, and Y.-L. Song. 2014. “New peak shear strength criterion of rock joints based on quantified surface description.” Rock Mech. Rock Eng. 47 (2): 387–400. https://doi.org/10.1007/s00603-013-0395-6.
Xie, S. J., H. Lin, Y. F. Chen, R. Yong, and S. G. Du. 2020. “A damage constitutive model for shear behavior of joints based on determination of the yield point.” Int. J. Rock Mech. Min. Sci. 128: 104269. https://doi.org/10.1016/j.ijrmms.2020.104269.
Yang, Z.-Y., A. Taghichian, and W.-C. Li. 2010. “Effect of asperity order on the shear response of three-dimensional joints by focusing on damage area.” Int. J. Rock Mech. Min. Sci. 47 (6): 1012–1026. https://doi.org/10.1016/j.ijrmms.2010.05.008.
Zhang, X. B., Q. H. Jiang, N. Chen, W. Wei, and X. X. Feng. 2016. “Laboratory investigation on shear behavior of rock joints and a new peak shear strength criterion.” Rock Mech. Rock Eng. 49 (9): 3495–3512. https://doi.org/10.1007/s00603-016-1012-2.

Information & Authors

Information

Published In

Go to International Journal of Geomechanics
International Journal of Geomechanics
Volume 21Issue 6June 2021

History

Received: Aug 5, 2020
Accepted: Jan 11, 2021
Published online: Mar 26, 2021
Published in print: Jun 1, 2021
Discussion open until: Aug 26, 2021

Permissions

Request permissions for this article.

Authors

Affiliations

Man Huang
Associate Professor, Dept. of Civil Engineering, Shaoxing Univ., 508 Huancheng West Rd., Shaoxing 312000, China.
Chenjie Hong
M.Sc. Candidate, Dept. of Civil Engineering, Shaoxing Univ., 508 Huancheng West Rd., Shaoxing 312000, China.
Jie Chen
M.Sc. Candidate, Dept. of Civil Engineering, Shaoxing Univ., 508 Huancheng West Rd., Shaoxing 312000, China.
Chengrong Ma [email protected]
Associate Professor, Dept. of Civil Engineering, Shaoxing Univ., 508 Huancheng West Rd., Shaoxing 312000, China (corresponding author). Email: [email protected]
Changhong Li
Professorate Senior Engineer, Zhejiang Bureau of Nonferrous Metal Geological Exploration, 160 Renmin Zhong Lu, Yuecheng District, Shaoxing 312000, China.
Yongliang Huang
Senior Engineer, Zhejiang Bureau of Nonferrous Metal Geological Exploration, 160 Renmin Zhong Lu, Yuecheng District, Shaoxing 312000, China.

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share