TECHNICAL PAPERS
Jul 13, 2011

Ethical Issues in Multiple-Authored and Mentor-Supervised Publications

Publication: Journal of Professional Issues in Engineering Education & Practice
Volume 138, Issue 1

Abstract

This paper explores the ethical issues related to publication, authorship, and mentoring with the goal of better defining coauthorship standards and encouraging research ethics discussion and education within the academic civil engineering research community. Graduate students, junior and tenured faculty, technicians, administrators, and field practitioners in the civil engineering research community need to address the evolving ethical issues in multiple-authored and mentor-supervised publications. By using a five-step interrelated research methodology, the authors examine the current factors affecting the academic research environment and describe some of the unspoken but ethically questionable practices in the academic community. Most tangible rewards are on the basis of a faculty member’s or researcher’s publication record, and the increasing pressure to produce publications earlier and more often in the academic’s career exacerbate the problem of a lack of clarity in ethical standards for multiauthored publications. The timing and frequency standards associated with publications for tenure, promotion, and continuing research funding opportunities result in academics’ maximization of the number of research efforts taken to publication, with the number of authors per scientific publication steadily increasing. Further, as the number of authors has increased, the level of contribution of each coauthor to the research project and publication decreases. Data show that it is impossible to detect or assume equal-effort contributions by coauthors or their knowledge-base about the project design, findings, or implications. This paper proposes a threefold ethical framework for evaluating and analyzing the ethical norms for authorship status. It is the hoped that this thought-paper stirs the waters of this important issue to maintain the solidarity and integrity of engineering research activities and publications.

Get full access to this article

View all available purchase options and get full access to this article.

References

Alberts, B. (2003). “Harnessing science for a more rational world.” Speech given at the National Academy of Science’s 140th Annual Meeting, 〈http://www.nasonline.org/site/DocServer/speech2003〉 (Jun. 16, 2010).
Altman, L., and Melcher, L. (1983). “Fraud in science.” British Med. J., 286(6383), 2003–2006.
American Institute of Aeronautics and Astronautics (AIAA). (2007). “Publication ethical standards: Guidelines and procedures.” AIAA J., 45(8), 1794.
Anderrson, C. (1992). “Writer’s cramp.” Nature, 355(6356), 101.
Blanchard, K., and Peale, N. V. (1988). The power of ethical management, William Morrow, New York.
Bliss, D. Z. (2002). “Publishing with students—An uncontrolled variable.” Nursing Res., 51(6), 345–346.
Chanson, H. (2009). “Digital publishing, indexing and ethics: Implications in civil and hydraulic engineering and research.” J. Prof. Issues Eng. Educ. Pract., 135(4), 117–121.
Daroff, R. B. (2005). “Report from the neurology scientific integrity advisor: Year 1.” Neurol., 64, 588–589.
Davidoff, F. (2000). “Who’s the author: Problems with biomedical authorship, and some possible solutions.” Sci. Editor, 23, 111–119.
Davis, A., and Hickey, A. (2009), “A quantitative assessment of requirements engineering publications–1963–2008.” Proc., 15th Int. Working Conf.: Requirements Engineering: Foundation for Software Quality (REFSQ), M. Glinz and P. Heymans, eds., Vol. 5512, 175–189.
Elliott, D., and Stern, J. (1997). Research ethics: A reader, University Press of New England, Lebanon, NH.
Fisher, B. S., Vander Ven, T. M., Cobane, C. T., Cullen, F. T., and Williams, N. (1998). “Trends in multiple-authored articles in criminology and criminal justice: A comparative analysis.” J. Crim. Justice Educ., 9(1), 19–38.
Garcia, A. M. (2004). “Uniform requirements for manuscripts submitted to biomedical journals: Lots of ethics, some new recommendations for manuscript preparation.” J. Epidemiol. Community Health, 58(9), 731.
Greenbaum, D. (2009). “Research fraud: Methods for dealing with an issue that negatively impacts society’s view of science.” Columbia Sci. Technol. Law Rev., 10, 61–129.
Goodman, N. W. (1995). “Pondering authorship—A symptom of a deeper malaise.” Anaesthesia, 50(6), 485–487.
Grieger, M. C. A. (2005). “Authorship: An ethical dilemma of science.” Sao Paulo Med. J., 123(5), 242–246.
Henze, M. (2005). “The ignoble art of cheating in scientific publications.” Water Res., 39(1), 1–2.
Horner, J., and Minifie, H. D. (2011). “Research ethics III: Publication practices and authorship, conflicts of interest, and research misconduct.” J. Speech Lang. Hear. Res., 54(1), S346–S362.
Hudson, J. (1996). “Trends in multiauthored papers in economics.” J. Econ. Perspect., 10(3), 153–158.
Hyman, M. (2001). “The coordinating author and the coauthor contract.” Mark. Educ., 20(2). 〈http://business.nmsu.edu/~mhyman/M610_Articles/Hyman_Marketing_Educator_coord_2001.html〉 (Dec. 30, 2011).
Jackson, C. I., and Prados, J. W. (1983). “Honor in science.” Am. Sci., 71, 462–464.
Jennings, M. (2006). The seven signs of ethical collapse, St. Martin’s Press, New York.
Jennings, M. (2011). Business ethics: Case studies and readings, Cengage, Cincinnati.
Jones, A. W. (1996). “Some thoughts and reflections on authorship.” Alcohol Alcohol., 31(1), 11–15.
Lederberg, J. (1993). “Communication as the root of scientific progress.” The Scientist, 7(3), 10–14.
Lock, S. (1995). “Lessons from the Pearce Affair: Handling scientific fraud.” British Med. J., 310(6994), 1547–1548.
Mavinic, D. (2006). “The ‘art’ of plagiarism.” Can. J. Civ. Eng., 33(3), iii–vi.
Mayer, T., and Steneck, N. (2007). “Final report to ESF and ORI. First World Conference on research integrity: Fostering responsible research.” 〈http://www.icsu.org/5_abouticsu/PDF/WC_final_report.pdf〉 (Jun. 4, 2010).
Nash, L. (1981). “Twelve ethics questions for business-decision makers.” Harv. Bus. Rev., 59, 79–90.
National Institutes of Health (NIH). (2010). “Resources for researchers.”〈http://www.nih.gov/sigs/bioethics〉 (Jun. 16, 2010).
Nuremberg Code. (1949). “Trials of war criminals before the Nuremberg Military Tribunals under Control Council Law No. 10.” Vol. 2, U.S. Government Printing Office, Washington, DC, 181–182. 〈http://ohsr.od.nih.gov/guidelines/nuremberg.html〉 (Jun. 10, 2010).
Olivier, P. (2003). The student’s guide to research ethics, Open University Press, Philadelphia.
Pietroforte, R., and Aboulezz, M. (2005). “ASCE Journal of Management in Engineering: Review of the years 1985–2002.” J. Manage. Eng., 21(3), 125–130.
Pietroforte, R., and Stefani, T. (2004). “ASCE Journal of Construction Engineering and Management: Review of the years 1983–2000.” J. Constr. Eng. Manage., 130(3), 440–448.
Posner, R. (2007). “In defense of plagiarism: No harm, no foul is what the law ought to be.” Forbes, Jan. 29, 2007, 32.
Redman, B. K., and Caplan, A. L. (2005). “Off with their heads: The need to criminalize some forms of scientific misconduct.” J. Law Med. Ethics, 33(2), 345.
Rennie, D., and Flanagin, A. (1994). “Authorship! Authorship! Guests, ghosts, grafters, and the two-sided coin.” JAMA, 271(6), 469–471.
Rennie, D., Yank, V., and Emanuel, L. (1997). “When authorship fails: A proposal to make contributors accountable.” JAMA, 278(7), 579–585.
Resnik, D. B. (2010). “What is ethics in research and why is it important?” National Institutes of Environmental Health Sciences—National Institutes of Health, Research Triangle Park, NC. 〈http://www.niehs.nih.gov/research/resources/bioethics/whatis.cfm〉 (Jun. 18, 2010).
Sahu D. R., and Abraham, P. (2000). “Authorship: Rules, rights, responsibilities, and recommendations.” J. Postgrad. Med.(, 46(3), 205–210.
Shamoo, A. E., and Dunigan, C. D. (2000). “Ethics in research.” Exp. Biol. Med., 224, 205–210.
Shamoo, A. E., and Resnik, D. B. (2009). Responsible conduct of research, Oxford University Press, New York.
Smith, R. (1997). “Authorship: Time for a paradigm shift?.” British Med. J., 314, 992.
Sovocool, B. (2005). “Using criminalization and due process to reduce scientific misconduct.” Am. J. Bioethics, 5(5), W1.
Stanley, R. J. (2005). “Authorship in the AJR.” Am. J. Roentgenol., 185(1), 1–2.
Strub, R. L., and Black, F. W. (1976). “Multiple authorship.” Lancet, 308(7994), 1090–1091.
Unger, K., and Couzin, J. (2006). “Cleaning up the paper trail.” Science, 312, 38–41.
Whitbeck, C. (1998). Ethics in engineering practice and research, Cambridge University Press, New York.
Wilson, D. (2009). “Medical schools quizzed on ghostwriting.” N.Y. Times, Nov. 18, 2009, B2. 〈http://query.nytimes.com/gst/fullpage.html?res=9404EFDA173AF93BA25752C1A96F9C8B63〉 (Jan. 7, 2010).
Wilson, J., and Kelling, G. (1982). “Broken windows: The police and neighborhood safety.” Atlantic Monthly, 249, 29–39.
Winstein, K. J. (2009). “Medical journal criticized over lack of disclosure on authors.” Wall Street Journal, Jan. 12, 2009, A9.

Information & Authors

Information

Published In

Go to Journal of Professional Issues in Engineering Education and Practice
Journal of Professional Issues in Engineering Education & Practice
Volume 138Issue 1January 2012
Pages: 37 - 47

History

Received: Jun 23, 2010
Accepted: Jun 17, 2011
Published online: Jul 13, 2011
Published in print: Jan 1, 2012

Permissions

Request permissions for this article.

Authors

Affiliations

Marianne M. Jennings [email protected]
Professor, Legal and Ethical Studies, Dept. of Management, Arizona State Univ., Main Campus, P.O. Box 874006, Tempe, AZ 85287. E-mail: [email protected]
Islam H. El-adaway [email protected]
Assistant Professor, Civil and Environmental Engineering/Building Construction Science, Mississippi State Univ., 501 Hardy Rd., 235C Walker Engineering Building, P.O. Box 9546, Mississippi State, MS 39762 (corresponding author). E-mail: [email protected]; [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share