TECHNICAL PAPERS
Jul 1, 2006

Modified K-NN Model for Stochastic Streamflow Simulation

Publication: Journal of Hydrologic Engineering
Volume 11, Issue 4

Abstract

This paper presents a lag-1 modified K-nearest neighbor (K-NN) approach for stochastic streamflow simulation. The simulation at any time t given the value at the time t1 involves two steps: (1) obtaining the conditional mean from a local polynomial fitted to the historical values of time t and t1 , and (2) then resampling (i.e., bootstrapping) a residual at one of the historical observations and adding it to the conditional mean. The residuals are resampled using a probability metric that gives more weight to the nearest neighbor and less to the farthest. The “residual resampling” step is the modification to the traditional K-NN time-series bootstrap approach, which enables the generation of values not seen in the historical record. This model is applied to monthly streamflow at the Lees Ferry stream gauge on the Colorado River and is compared to both a parametric periodic autoregressive and a nonparametric index sequential method for streamflow generation, each widely used in practice. The modified K-NN approach is found to exhibit better performance in terms of capturing the features present in the data.

Get full access to this article

View all available purchase options and get full access to this article.

Acknowledgments

Funding for this work by the Bureau of Reclamation is gratefully acknowledged. The writers thank Dave Trueman for his strong support and encouragement. The writers would also like to thank three anonymous reviewers whose comments significantly improved the paper.

References

Adamoski, K., and Feluch, W. (1991). “Application of nonparametric regression to groundwater level prediction.” Can. J. Civ. Eng., 18, 600–606.
Benjamin, J. R., and Cornell, C. A. (1970). Probability, statistics, and decision for civil engineers, McGraw-Hill, New York.
Bowman, A. W., and Azzalini, A. (1997). Applied smoothing techniques for data analysis, Clarendon, Oxford, U.K.
Bras, R. L., and Iturbe, I. (1985). Random functions and hydrology, Addison-Wesley, Reading, Mass.
Bureau of Reclamation. (1987). Colorado River simulation system, system overview, U.S. Dept. of the Interior, Denver.
DeSouza, F. A., and Lall, U. (2003). “Seasonal to interannual ensemble streamflow forecasts for Ceara, Brazil: Applications of a mutlivariate, semi-parametric algorithm.” Water Resour. Res., 39, 1307–1320.
Fernandez, B., and Salas, J. D. (1986). “Periodic gamma-autoregressive process for operational hydrology.” Water Resour. Res., 22(10), 1385–1396.
Grantz, K., Rajagopalan, B., Clark, M., and Zagona, E. (2006). “A technique for incorporating large-scale climate information in basin-scale ensemble streamflow forecasts.” Water Resour. Res., 41, W10410.
Harrold, T. I., Sharma, A., and Sheather, S. J. (2003a). “A nonparametric model for stochastic generation of daily rainfall occurence.” Water Resour. Res., 39(10), 1300.
Harrold, T. I., Sharma, A., and Sheather, S. J. (2003b). “A nonparametric model for stochastic generation of daily rainfall amounts.” Water Resour. Res., 39(12), 1343.
Kendall, D. B., and Dracup, J. A. (1991). “A comparison of index-sequential and AR(1) generated hydrologic sequences.” J. Hydrol., 122, 335–352.
Lall, U. (1995). “Recent advances in nonparametric function estimation: Hydraulic applications.” Rev. Geophys., 33, 1093–1102.
Lall, U., Moon, Y.-I., and Bosworth, K. (1993). “Kernel flood frequency estimators: Bandwidth selection and kernel choice.” Water Resour. Res., 29(4), 1003–1015.
Lall, U., Rajagopalan, B., and Tarboton, D. G. (1996). “A nonparametric wet/dry spell model for resampling daily precipitation.” Water Resour. Res., 32(9), 2803–2823.
Lall, U., and Sharma, A. (1996). “A nearest neighbor bootstrap for resampling hydrologic time series.” Water Resour. Res., 32(3), 679–693.
Loader, C. (1999). Local regression and likelihood, Springer, New York.
McMahon, T. A., Pretto, P. B., and Chew, F. H. S. (1996). “Synthetic hydrology—Where’s the hydrology.” Stochastic Hydraulics ’96, K. S. Tickle, I. C. Goulter, C. Xii, S. A. Wasimi, and F. Douchart, eds., Balkema, Rotterdam, The Netherlands, 3–14.
Moon, Y.-I., and Lall, U. (1994). “Kernel function estimator for flood frequency analysis.” Water Resour. Res., 30(11), 3095–3103.
Ouarda, T., Labadie, J. W., and Fontane, D. G. (1997). “Index sequential hydrologic modeling for hydropower capacity estimation.” J. Am. Water Resour. Assoc., 33(6), 1337–1349.
Prairie, J. R. (2002). “Long-term salinity prediction with uncertainty analysis: Application for Colorado River above Glenwood Springs, CO.” MS thesis, Univ. of Colorado, Boulder, Colo.
Prairie, J., Rajagopalan, B., Fulp, T., and Zagona, E. (2005). “Statistical nonparametric model for natural salt estimation.” J. Environ. Eng., 131(1), 130–138.
Rajagopalan, B., and Lall, U. (1998). “Locally weighted polynomial estimation of spatial precipitation.” J. Geogr. Inf. Decis. Anal., 2(3), 48–57.
Rajagopalan, B., and Lall, U. (1999). “A k-nearest-neighbor simulator for daily precipitation and other weather variables.” Water Resour. Res., 35(10), 3089–3101.
Rajagopalan, B., Lall, U., Tarboton, D. G., and Bowles, D. S. (1997). “Multivariate nonparametric resampling scheme for simulation of daily weather variables.” J. Stochastic Hydrol. Hydrauli., 11(1), 65–93.
Salas, J. D. (1985). “Analysis and modeling of hydrologic time series.” Handbook of hydrology, D. R. Maidment, ed., McGraw-Hill, New York, 19.1–19.72.
Salas, J. D., Chung, C., Lane, W. L., and Frevert, D. K. (2000). Stochastic analysis, modeling, and simulation (SAMS), Version 2000—User’s manual, Department of Civil Engineering, Hydrologic Science and Engineering Program, Colorado State Univ., Fort Collins, Colo.
Sharma, A., and O’Neill, R. (2002). “A nonparametric approach for representing interannual dependence in monthly streamflow sequences.” Water Resour. Res., 38(7), 5.1–5.10.
Sharma, A., Tarboton, D. G., and Lall, U. (1997). “Streamflow simulation: A nonparametric approach.” Water Resour. Res., 33(2), 291–308.
Singhrattna, N., Rajagopalan, B., Clark, M., and Krishna Kumar, K. (2005). “Forecasting Thailand summer monsoon rainfall.” Int. J. Climatol., 25(5), 649–664.
Smith, J. A. (1991). “Long-range streamflow forecasting using nonparametric regression.” Water Resour. Bull., 27(1), 39–46.
Srinivas, V. V., and Srinivasan K. (2001). “A hybrid stochastic model for multiseason streamflow simulation.” Water Resour. Res., 37(10), 2537–2549.
Stedinger, J. R., and Taylor, M. R. (1982). “Synthetic streamflow generation, 1, Model verification and validation.” Water Resour. Res., 18(4), 909–918.
Tarboton, D. G., Sharma, A., and Lall, U. (1998). “Disaggregation procedures for stochastic hydrology based on nonparametric density estimation.” Water Resour. Res., 34(1), 107–119.
Yates, D., Gangopadhyay, S., Rajagopalan, B., and Strzepek, K. (2003). “A technique for generating regional climate scenarios using a nearest neighbor bootstrap.” Water Resour. Res., 39(7), 1199.
Yevjevich, V. M. (1972). Stochastic processes in hydrology, Water Resources Publication, Colorado State Univ., Fort Collins, Colo.

Information & Authors

Information

Published In

Go to Journal of Hydrologic Engineering
Journal of Hydrologic Engineering
Volume 11Issue 4July 2006
Pages: 371 - 378

History

Received: Jan 9, 2004
Accepted: Sep 14, 2005
Published online: Jul 1, 2006
Published in print: Jul 2006

Permissions

Request permissions for this article.

Authors

Affiliations

James R. Prairie [email protected]
Hydraulic Engineer, Bureau of Reclamation, Univ. of Colorado, UCB 421, Boulder, CO 80309-0421. E-mail: [email protected]
Balaji Rajagopalan [email protected]
Assistant Professor, Dept. of Civil, Environmental, and Architectural Engineering, Univ. of Colorado, UCB 426, Boulder, CO 80309-0426. E-mail: [email protected]
Terry J. Fulp [email protected]
Boulder Canyon Area Office Manager, Bureau of Reclamation, Lower Colorado Region, Boulder City, NV 89006. E-mail: [email protected]
Edith A. Zagona, M.ASCE [email protected]
Director, Center for Advanced Decision Support for Water and Environmental Systems (CADSWES), Univ. of Colorado, UCB 421, Boulder, CO 80309-0421. E-mail: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share