TECHNICAL PAPERS
Nov 1, 1995

Optimal Control Approach for Sedimentation Control in Alluvial Rivers

Publication: Journal of Water Resources Planning and Management
Volume 121, Issue 6

Abstract

A new methodology is developed for determining optimal reservoir releases to minimize the downstream adverse effects in alluvial rivers. The methodology is based on describing the problem as a discrete-time optimal control problem. The solution methodology is based on a differential dynamic programming approach that uses the U.S. Army Corps of Engineers HEC-6 sediment simulation model for the transition equation. The objective of the model is to determine the release policy of an upstream reservoir that minimizes the bed aggradation and degradation along the downstream river. The constrained discrete-time optimal-control problem is transformed into an unconstrained problem using a hyperbolic penalty function that incorporates the bound constraints and the boundary condition into the loss function. Two application examples were used to demonstrate the capability of the model: These include (1) a hypothetical reservoir-river system; and (2) the New Waddell Dam and the Agua Fria River in Maricopa County, Arizona.

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References

1.
Carriaga, C. C. (1993). “A model for determining optimal reservoir releases to minimize aggradation and degradation in alluvial rivers,” PhD dissertation, Arizona State University, Tempe, Ariz.
2.
Carriaga, C. C., and Mays, L. W.(1995). “Optimization modeling for sedimentation in alluvial rivers.”J. Water Resour. Plng. and Mgmt. Div., ASCE, 121(3), 251–259.
3.
Carriaga, C. C., Mays, L. W., and Ruff, P. F. (1994). “Agua Fria River sediment transport study.”Final Rep. to Flood Control District of Maricopa County, Phoenix, Arizona, Arizona State Univ., Tempe, Ariz., Feb.
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Culver, T. B., and Shoemaker, C. A.(1992). “Dynamic optimal control for groundwater remediation with flexible management periods.”Water Resour. Res., 28(3), 629–641.
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Culver, T. B., and Shoemaker, C. A.(1993). “Optimal control for groundwater remediation by differential dynamic programming with quasi-Newton approximations.”Water Resour. Res., 29(4), 823–831.
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Mayne, D. A.(1966). “A second-order gradient method for determining optimal trajectories of non-linear discrete-time systems.”Int. J. Contr., 3, 85–95.
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“Sedimentation Engineering.” (1977). Manual and Reports on Engineering Practice No. 54, V. A. Vanoni, ed., ASCE, New York, N.Y.
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Song, C. C. S., and Yang, C. T.(1979). “Velocity profiles and minimum streampower.”J. Hydr. Div., ASCE, 105(8), 981–998.
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U.S. Army Corps of Engrs. (1977). “HEC-6: scour and deposition in rivers and reservoirs.”User's manual, Hydrologic Engrg. Ctr., Davis, Calif.
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U.S. Army Corps of Engrs. (1991). “HEC-6: scour and deposition in rivers and reservoirs.”User's manual, CPD-6, Hydrologic Engrg. Ctr., Davis, Calif., June.
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Yakowitz, S., and Rutherford, B.(1984). “Computational aspects of discrete-time optimal control.”Appl. Math. and Comp., 15, 29–45.

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Go to Journal of Water Resources Planning and Management
Journal of Water Resources Planning and Management
Volume 121Issue 6November 1995
Pages: 408 - 417

History

Published online: Nov 1, 1995
Published in print: Nov 1995

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Authors

Affiliations

Carlos C. Carriaga
Grad. Res. Asst., Dept. of Civ. Engrg., Arizona State Univ., Tempe, AZ 85287.
Larry W. Mays
Prof. and Chair, Dept. of Civ. Engrg., Arizona State Univ., Tempe, AZ.

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