TECHNICAL PAPERS
Nov 1, 1994

Permanent Deformation on Preexisting Sliding Surfaces in Dams

Publication: Journal of Geotechnical Engineering
Volume 120, Issue 11

Abstract

A finite‐element model capable of computing permanent deformations along preexisting sliding surfaces in dams and embankments is used to evaluate the error in the current state‐of‐practice two‐step procedures that are based on the simplifying assumption that the computation of dynamic response and of the resulting sliding displacements can be decoupled. Both sinusoidal and real earthquake ground motions are used as excitation, and Coulomb's friction law governs sliding along any point of the rigid‐plastic tensionless interface. It is found that only when the dominant excitation frequencies lie in the proximity of the fundamental dam frequency will the permanent deformation from the decoupling assumption exceed appreciably the “single‐step” value. As a validation of the single‐step procedure, an analysis is performed and shown to successfully explain the nonsymmetric response of La Villita Dam recorded in the 1985 Mexico Earthquake.

Get full access to this article

View all available purchase options and get full access to this article.

References

1.
Ambraseys, N. N. (1973). “Dynamics and response of foundation materials in epicentral regions of strong earthquakes.” 5th World Conf. on Earthquake Engrg., Vol. CXXVI, Rome, Italy.
2.
Ambraseys, N. N., and Sarma, A. K. (1967). “The response of earth dams to strong earthquake.” Géotechnique, London, England, 17, 181–213.
3.
Bathe, K.‐J., and Mijailovich, S. (1988). “Finite element analysis of frictional contact problems.” J. Theoretical and Appl. Mech., 7(1), 31–44.
4.
Constantinou, M. C, and Gazetas, G. (1984). “Probabilistic seismic sliding deformations of earth dams and slopes.” Proc., Specialty Conf. on Probabilistic Methods & Structural Reliability, ASCE, New York, N.Y., 318–321.
5.
Constantinou, M. C., Gazetas, G., and Tadjbakhsh, I. (1984). “Stochastic sliding of rigid mass against asymmetric coulomb friction.” Earthquake Engrg. and Struct. Dynamics, 12, 777–793.
6.
Dakoulas, P., and Gazetas, G. (1986). “Seismic shear strains and seismic coefficients in dams & embankments.” Soil Dynamics & Earthquake Engrg., 5(2), 75–83.
7.
Elgamal, A.‐W. M., Scott, R. F., Succarieh, M. F., and Yan, L. (1990). “La Villita Dam response during five earthquakes including permanent deformation.” J. of Geotech. Engrg., ASCE, 116(10), 1443–1462.
8.
Gazetas, G. (1981a). “Longitudinal vibrations of embankment dams.” J. Geotech. Engrg. Div., ASCE, 107(1), 21–40.
9.
Gazetas, G. (1981b). “Vertical oscillation of earth and rockfill dams: analysis and field observation.” Soils & Foundations, 21(4), 265–277.
10.
Hynes‐Griffin, M. E., and Franklin, A. G. (1984). “Rationalizing the seismic coefficient methods.” Miscellaneous paper GL‐84‐13, U.S. Army Engineer Waterway Experiment Station, Vicksburg, Miss.
11.
Kutter, B. L. (1982). “Centrifugal modeling of the response of clay embankments to earthquakes,” PhD thesis, Cambridge University, Cambridge, England.
12.
Lin, J. S., and Whitman, R. V. (1983). “Decoupling approximation to the evaluation of earthquake‐induced plastic slip in earth dams.” Earthquake Engrg. and Struct. Dynamics, 11, 667–678.
13.
Lin, J. S., and Whitman, R. V. (1986). “Earthquake induced displacements of sliding block.” J. Geotech. Engrg., ASCE, 105(12), 1427–1434.
14.
Makdisi, F. I., and Seed, H. B. (1978). “Simplified procedure for estimating dam and embankment earthquake‐induced deformation.” J. Geotech. Engrg. Div., ASCE, 104(7), 849–867.
15.
Makris, N. (1989). “Analysis of harmonically excited sliding systems,” MS thesis, State University of New York, Buffalo, N.Y.
16.
Marcuson, W. F. III, Hynes, M. E., and Franklin, A. G. (1992). “Seismic stability and permanent deformation analysis: the last twenty five years.” Proc., ASCE Specialty Conf. Stability Perf. of Slopes and Embankments‐II, ASCE, New York, N.Y.
17.
Mejia, L. H., Seed, H. B., and Lysmer, J. (1982). “Dynamic analysis of earth dams in three dimensions.” J. Geotech. Engrg. Div., ASCE, 108, 1586–1604.
18.
Nadim, F., and Whitman, R. V. (1983). “Seismically induced movements of retaining walls.” J. Geotech. Engrg. Div., ASCE, 109(7), 915–931.
19.
Newmark, N. M. (1965). “Effect of earthquakes on dams and embankments.” Géotechnique, London, England, 15(2), 139–160.
20.
“Performance of El Infiernillo and La Villita dams including the earthquake of March 14, 1979.” (1980). Rep. No. 5, Comision Federal De Electricidad, Mexico City, Mexico.
21.
Sarma, S. K. (1975). “Seismic stability of earth dam & embankments.” Géotechnique, London, England, 25(4), 743–761.
22.
Seed, H. B., and Martin, G. R. (1966). “The seismic coefficient in earth dam design.” J. Geotech. Engrg., ASCE, 92(3), 25–58.
23.
Seed, H. B., Wong, R. T., Idriss, I. M., and Tokimatsu, K. (1986). “Moduli and damping factors for dynamic analysis of cohesionless soils.” J. Geotech. Engrg., ASCE, 112(11) 1016–1032.
24.
Succarieh, M. (1990). “Analysis of earthquake induced large displacements in earth structures,” PhD thesis, Rensselaer Polytechnical Institute, Troy, N.Y.
25.
Uddin, N. (1992). “Seismic analysis of earth‐core and concrete‐face rockfill dams,” PhD thesis, State University of New York, Buffalo, N.Y.
26.
Westermo, B., and Udwadia, F. (1983). “Periodic response of a sliding oscillator system to harmonic excitation.” Earthquake Engrg. and Struct. Dynamics, 11, 135–146.
27.
Yan, L. (1991). “Seismic deformation analysis of earth dams: a simplified method.” Rep. No. SML 91‐01, Soil Mech. Lab., California Institute of Technology, Pasadena, Calif.
28.
Yegian, M. K., and Lahlaf, A. M. (1992). “Dynamic interface shear strength properties of geomembranes and geotextiles.” J. Geotech. Engrg., ASCE, 118(5), 760–779.
29.
Yegian, M. K., Marciano E. A., and Ghahraman, V. G. (1991). “Earthquake induced permanent deformations: a probabilistic approach.” J. Geotech. Engrg., ASCE, 117(1), 35–50.

Information & Authors

Information

Published In

Go to Journal of Geotechnical Engineering
Journal of Geotechnical Engineering
Volume 120Issue 11November 1994
Pages: 2041 - 2061

History

Received: Dec 7, 1993
Published online: Nov 1, 1994
Published in print: Nov 1994

Permissions

Request permissions for this article.

Authors

Affiliations

George Gazetas, Member, ASCE
Prof. of Civ. Engrg., National Tech. Univ., Athens, Greece, and State Univ. of New York, Buffalo, N.Y., 14260
Nasim Uddin
Engr., Acres Int., Corp., Amherst, N.Y., 14228‐1180; formerly Grad. Student, Civ. Engrg., State Univ. of New York, Buffalo, N.Y.

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share