Technical Papers
May 6, 2024

Numerical Investigation of Underlying Curved Tunnel Heave during a New Foundation Pit Excavation

Publication: International Journal of Geomechanics
Volume 24, Issue 7

Abstract

Excavations of foundation pits around tunnels can induce alterations in stress and deformation within the tunnel, thereby influencing the safety of pre-existing tunnels, especially those with curved tunnel segments. This study focuses on investigating the effects of excavation processes and diverse construction methods on underlying curved tunnels, including excavation sequencing, reinforcement techniques, and support strategies. The efficacy of different construction methods in controlling deformation was assessed by a numerical analysis using finite difference software. The results show that adopting a skip excavation approach, positioned at a distance three times that of the excavation width, effectively diminishes heaving at the foundation pit bottom. In situations where tunnels intersect foundation pits at small angles, the generation of the hoop effect through intermittent reinforcement minimizes lateral extrusion forces, thereby enhancing control over both vertical and horizontal deformation of the curved tunnel. Deformation control within the tunnel, ranked from the least to the most effective, includes configurations of discontinuous reinforcement without a bottom plate, discontinuous main reinforcement, no reinforcement, damaged lining with discontinuous reinforcement, discontinuous reinforcement, and portal reinforcement. Moreover, the incorporation of a bottom plate in conjunction with discontinuous reinforcement methods proves efficient in restraining tunnel heave within safety limits. This study provides insights into safeguarding curved tunnels during irregular foundation pit excavation, offering potential time and cost savings through improved protective measures.

Get full access to this article

View all available purchase options and get full access to this article.

Data Availability Statement

Some or all data, models, or codes that support the findings of this study are available from the corresponding author upon reasonable request.

Acknowledgments

This work was funded by the China Construction Seventh Engineering Division Corp. Ltd. (No. 20210669).

References

Chan, H. C. M. 1990. “The principle of asymptotic proportionality.” J. Appl. Mech. 57 (1): 225–231. https://doi.org/10.1115/1.2888308.
Chehade, F. H., and I. Shahrour. 2008. “Numerical analysis of the interaction between twin-tunnels: Influence of the relative position and construction procedure.” Tunnelling Underground Space Technol. 23 (2): 210–214. https://doi.org/10.1016/j.tust.2007.03.004.
Chen, Y., and Y. S. Li. 2005. “Calculation of tunnel heaving due to unloading of pit excavation.” [In Chinese.] Chin. J. Underground Space Eng. 1 (1): 91–94.
Cheng, X., T. Hong, Z. Lu, and X. Cheng. 2021. “Characterization of underlying twin shield tunnels due to foundation-excavation unloading in soft soils: An experimental and numerical study.” Appl. Sci. 11 (22): 10938. https://doi.org/10.3390/app112210938.
Diao, H. G., Y. Tian, G. Wei, X. Wang, and X. Li. 2022. “Multi-effects of tunneling and basement excavation on existing pile group.” Symmetry 14 (9): 1928. https://doi.org/10.3390/sym14091928.
Es-haghi, M. S., M. Abbaspour, and T. Rabczuk. 2021. “Factors and failure patterns analysis for undrained seismic bearing capacity of strip footing above void.” Int. J. Geomech. 21 (10): 04021188. https://doi.org/10.1061/(ASCE)GM.1943-5622.0002166.
Guo, H. F., A. Yao, J. Zhang, Y. Zhou, and Y. Guo. 2018. “Impact of high-rise buildings construction process on adjacent tunnels.” Adv. Civ. Eng. 1: 1–12. https://doi.org/10.1155/2018/5804051.
Huang, A. J., D. Y. Wang, and Z. X. Wang. 2006. “Rebound effects of running tunnels underneath an excavation.” Tunnelling Underground Space Technol. 21 (3‒4): 399. https://doi.org/10.1016/j.tust.2005.12.209.
Huang, F., M. Zhang, F. Wang, T. Ling, and X. Yang. 2020. “The failure mechanism of surrounding rock around an existing shield tunnel induced by an adjacent excavation.” Comput. Geotech. 117: 103236. https://doi.org/10.1016/j.compgeo.2019.103236.
Huang, X., H. W. Huang, and D. M. Zhang. 2014. “Centrifuge modelling of deep excavation over existing tunnels.” Proc. Inst. Civ. Eng. Geotech. Eng. 167 (1): 3–18. https://doi.org/10.1680/geng.11.00045.
Hunt, D. 2005. “Predicting the ground movements above twin tunnels constructed in London clay.” Ph.D. thesis, Dept. of Civil Engineering, Univ. of Birmingham.
Klar, A., T. E. B. Vorster, K. Soga, and R. J. Mair. 2005. “Soil‒pipe interaction due to tunnelling: Comparison between Winkler and elastic continuum solutions.” Geotechnique 55 (6): 461–466. https://doi.org/10.1680/geot.2005.55.6.461.
Li, S. c., and M. b. Wang. 2008. “Elastic analysis of stress–displacement field for a lined circular tunnel at great depth due to ground loads and internal pressure.” Tunnelling Underground Space Technol. 23 (6): 609–617. https://doi.org/10.1016/j.tust.2007.11.004.
Li, Y.-q., K. H. Xie, J. Zhou, and X. L. Kong. 2008. “Analysis of the factors influencing foundation pit deformations.” In Geotechnical aspects of underground construction in soft ground, edited by W.W. N. Charles, H. W. Huang, and G. B. Liu, 169–174. London: CRC Press.
Liu, C., D. Zhang, and S. Zhang. 2021. “Characteristics and treatment measures of lining damage: A case study on a mountain tunnel.” Eng. Fail. Anal. 128: 105595. https://doi.org/10.1016/j.engfailanal.2021.105595.
Liu, H. L., P. Li, and J. Y. Liu. 2011. “Numerical investigation of underlying tunnel heave during a new tunnel construction.” Tunnelling Underground Space Technol. 26 (2): 276–283. https://doi.org/10.1016/j.tust.2010.10.002.
Lo, K. Y., and J. A. Ramsay. 1991. “The effect of construction on existing subway tunnels—A case study from Toronto.” Tunnelling Underground Space Technol. 6 (3): 287–297. https://doi.org/10.1016/0886-7798(91)90140-Y.
Ng, C. W. W., J. W. Shi, and Y. Hong. 2013. “Three-dimensional centrifuge modelling of basement excavation effects on an existing tunnel in dry sand.” Can. Geotech. J. 50 (8): 874–888. https://doi.org/10.1139/cgj-2012-0423.
Ou, C. Y., F. C. Teng, and I. W. Wang. 2008. “Analysis and design of partial ground improvement in deep excavations.” Comput. Geotech. 35 (4): 576–584. https://doi.org/10.1016/j.compgeo.2007.09.005.
Sharma, J. S., A. M. Hefny, J. Zhao, and C. Chan. 2001. “Effect of large excavation on deformation of adjacent MRT tunnels.” Tunnelling Underground Space Technol. 16 (2): 93–98. https://doi.org/10.1016/S0886-7798(01)00033-5.
Shi, J., C. W. W. Ng, and Y. Chen. 2015. “Three-dimensional numerical parametric study of the influence of basement excavation on existing tunnel.” Comput. Geotech. 63: 146–158. https://doi.org/10.1016/j.compgeo.2014.09.002.
Sun, H. S., Y. Chen, J. Zhang, and T. Kuang. 2019. “Analytical investigation of tunnel deformation caused by circular foundation pit excavation.” Comput. Geotech. 106: 193–198. https://doi.org/10.1016/j.compgeo.2018.11.001.
Wei, G., L. W. Hu, and K. L. Chen. 2014. “Numerical simulation of effect of foundation pit excavation on underlain shield tunnel.” Appl. Mech. Mater. 580–583: 1001–1007. https://doi.org/10.4028/www.scientific.net/AMM.580-583.1001.
Yamaguchi, I., I. Yamazaki, and Y. Kiritani. 1998. “Study of ground‒tunnel interactions of four shield tunnels driven in close proximity, in relation to design and construction of parallel shield tunnels.” Tunnelling Underground Space Technol. 13 (3): 289–304. https://doi.org/10.1016/S0886-7798(98)00063-7.
Zhang, D. m., Z.-s. Liu, R.-l. Wang, and D.-m. Zhang. 2019. “Influence of grouting on rehabilitation of an over-deformed operating shield tunnel lining in soft clay.” Acta Geotech. 14 (4): 1227–1247. https://doi.org/10.1007/s11440-018-0696-8.
Zhang, J. F., J.-J. Chen, J.-H. Wang, and Y.-F. Zhu. 2013a. “Prediction of tunnel displacement induced by adjacent excavation in soft soil.” Tunnelling Underground Space Technol. 36: 24–33. https://doi.org/10.1016/j.tust.2013.01.011.
Zhang, Z. G., M. S. Huang, and W. D. Wang. 2013b. “Evaluation of deformation response for adjacent tunnels due to soil unloading in excavation engineering.” Tunnelling Underground Space Technol. 38: 44–253. https://doi.org/10.1016/j.tust.2013.07.002.
Zhao, X., Z. Li, G. Dai, H. Wang, Z. Yin, and S. Cao. 2022a. “Numerical study on the effect of large deep foundation excavation on underlying complex intersecting tunnels.” Appl. Sci. 12 (9): 4530. https://doi.org/10.3390/app12094530.
Zhao, X., H. Wang, Z. Li, G. Dai, Z. Yin, S. Cao, and J. Zhou. 2022b. “Numerical study on the deformation of tunnels by excavation of foundation pit adjacent to the subway.” Appl. Sci. 12 (9): 4752. https://doi.org/10.3390/app12094752.
Zhao, Y., X. Chen, B. Hu, L. Huang, W. Li, and J. Fan. 2023. “Evolution of tunnel uplift and deformation induced by an upper and collinear excavation: A case study from Shenzhen metro.” Transp. Geotech. 39: 100953. https://doi.org/10.1016/j.trgeo.2023.100953.
Zheng, G., Q. Fan, T. Zhang, and Q. Zhang. 2022. “Numerical study of the soil‒tunnel and tunnel‒tunnel interactions of EPBM overlapping tunnels constructed in soft ground.” Tunnelling Underground Space Technol. 124: 104490. https://doi.org/10.1016/j.tust.2022.104490.

Information & Authors

Information

Published In

Go to International Journal of Geomechanics
International Journal of Geomechanics
Volume 24Issue 7July 2024

History

Received: Apr 11, 2023
Accepted: Jan 17, 2024
Published online: May 6, 2024
Published in print: Jul 1, 2024
Discussion open until: Oct 6, 2024

Permissions

Request permissions for this article.

ASCE Technical Topics:

Authors

Affiliations

Siyu Yin
Ph.D. Candidate, School of Human Settlements and Civil Engineering, Xi’an Jiaotong Univ., Xi’an, Shaanxi 710049, China.
Professor, School of Human Settlements and Civil Engineering, Xi’an Jiaotong Univ., Xi’an, Shaanxi 710049, China (corresponding author). Email: [email protected]
Chunting Lu
Senior Engineer, Installation Engineering Co., Ltd. of CSCEC 7th Div., Zhengzhou, Henan 450000, China.
Yike Dang
Ph.D. Candidate, School of Human Settlements and Civil Engineering, Xi’an Jiaotong Univ., Xi’an, Shaanxi 710049, China.

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share