Technical Papers
Feb 20, 2020

Implications of Importance Factor on Seismic Design from 2000 SAC-FEMA Perspective

Publication: ASCE-ASME Journal of Risk and Uncertainty in Engineering Systems, Part A: Civil Engineering
Volume 6, Issue 2

Abstract

The seismic design of buildings uses global ductility factor and occupancy importance factor (IF) as two major fixed parameters in defining the safety of the structure. The study of performance variation of the structure with global ductility factor is available but there is hardly any study that provides information regarding the increase in the level of safety achieved by increasing the IF values. Being a building categorical dependent parameter, IF is used by the international seismic design codes for increasing the design loads of the structure. The change in the level of safety achieved through the variation in the value of the IFs for reinforced concrete (RC)–framed buildings will perhaps be an important and useful representation of the stakeholders for the approximate damage cost estimation. This article performs the structural safety assessment against seismic load using a standard structural reliability method with second-order hazard approximation to evaluate the effect of the IF on the level of safety and the cost associated with the building. Results show that an overall reduction of 50%–60% in the damage index of the selected buildings can be achieved by increasing the IF from a value of 1.0–2.0 with a consequent increase in the cost of the building.

Get full access to this article

View all available purchase options and get full access to this article.

Data Availability Statement

Some data, models, or codes generated or used during the study are available from the corresponding author by request (OpenSEES modeling files and generated outputs).

References

Allahvirdizadeh, R., M. Khanmohammadi, and M. S. Marefat. 2017. “Probabilistic comparative investigation on introduced performance-based seismic design and assessment criteria.” Eng. Struct. 151 (Nov): 206–220. https://doi.org/10.1016/j.engstruct.2017.08.029.
Ang, A. S., and D. De Leon. 1997. “Determination of optimal target reliabilities for design and upgrading of structures.” Struct. Saf. 19 (1): 91–103. https://doi.org/10.1016/S0167-4730(96)00029-X.
ASCE. 2016. Minimum design loads for buildings and other structures. ASCE/SEI 7. Reston, VA: ASCE.
ATC (Applied Technology Council). 2012. Guidelines for seismic performance assessment of buildings. ATC 58. Redwood City, CA: ATC.
Azarbakht, A., and M. Dolšek. 2011. “Progressive incremental dynamic analysis for first-mode dominated structures.” J. Struct. Eng. 137 (3): 445–455. https://doi.org/10.1061/(ASCE)ST.1943-541X.0000282.
Bakhshi, A., and P. Asadi. 2013. “Probabilistic evaluation of seismic design parameters of RC frames based on fragility curves.” Sci. Iranica 20 (2): 231–241. https://doi.org/10.1016/j.scient.2012.11.012.
Barron, R., A. Reinhorn, and A. Ayala. 2001. Spectral evaluation of seismic fragility of structures. Buffalo, NY: Multidisciplinary Center for Earthquake Engineering Research.
Benjamin, J. R., and C. A. Cornell. 2014. Probability, statistics, and decision for civil engineers. Mineola, NY: Courier Corporation.
Bhosale, A. S., R. Davis, and P. Sarkar. 2017. “Vertical irregularity of buildings: Regularity index versus seismic risk.” ASCE-ASME J. Risk Uncertainty Eng. Syst. Part A: Civ. Eng. 3 (3): 04017001. https://doi.org/10.1061/AJRUA6.0000900.
Bhosale, A. S., R. Davis, and P. Sarkar. 2018. “Seismic safety of vertically irregular buildings: Performance of existing indicators.” J. Archit. Eng. 24 (3): 04018013. https://doi.org/10.1061/(ASCE)AE.1943-5568.0000319.
BIS (Bureau of Indian Standards). 2016a. Ductile detailing of reinforced concrete structures subjected to seismic forces—Code of practice. IS 13920. New Delhi, India: BIS.
BIS (Bureau of Indian Standards). 2016b. Indian standard criteria for earthquake resistant design of structures. IS 1893. New Delhi, India: BIS.
Bojórquez, J., S. E. Ruiz, B. Ellingwood, A. Reyes-Salazar, and E. Bojórquez. 2017. “Reliability-based optimal load factors for seismic design of buildings.” Eng. Struct. 151 (Nov): 527–539. https://doi.org/10.1016/j.engstruct.2017.08.046.
Brunesi, E., R. Nascimbene, F. Parisi, and N. Augenti. 2015. “Progressive collapse fragility of reinforced concrete framed structures through incremental dynamic analysis.” Eng. Struct. 104 (Dec): 65–79. https://doi.org/10.1016/j.engstruct.2015.09.024.
BSI (British Standards Institution). 2004. Eurocode 8: Design of structures for earthquake resistance. Part 1: General rules, seismic actions and rules for buildings. BS EN 1998-1. London: BSI.
Canadian Building Code Act. 1992. “SO 1992, c 23, O Reg 332/12.” Accessed March 15, 2016. https://www.ontario.ca/laws/regulation/120332.
Celik, O. C., and B. R. Ellingwood. 2009. “Seismic risk assessment of gravity load designed reinforced concrete frames subjected to mid-America ground motions.” J. Struct. Eng. 135 (4): 414–424. https://doi.org/10.1061/(ASCE)0733-9445(2009)135:4(414).
Celik, O. C., and B. R. Ellingwood. 2010. “Seismic fragilities for non-ductile reinforced concrete frames—Role of aleatoric and epistemic uncertainties.” Struct. Saf. 32 (1): 1–12. https://doi.org/10.1016/j.strusafe.2009.04.003.
Cornell, C. A., F. Jalayer, R. O. Hamburger, and D. A. Foutch. 2002. “Probabilistic basis for 2000 SAC federal emergency management agency steel moment frame guidelines.” J. Struct. Eng. 128 (4): 526–533. https://doi.org/10.1061/(ASCE)0733-9445(2002)128:4(526).
Davis, P. R., K. T. Padhy, D. Menon, and A. M. Prasad. 2010. “Seismic fragility of open ground storey buildings in India.” In Proc., 9th US National and 10th Canadian Conf. on Earthquake Engineering. Oakland, CA: Earthquake Engineering Research Institute.
Dhir, P. K., R. Davis, and P. Sarkar. 2018. “Safety assessment of gravity load—designed reinforced concrete—framed buildings.” ASCE-ASME J. Risk Uncertainty Eng. Syst. Part A: Civ. Eng. 4 (2): 04018004. https://doi.org/10.1061/AJRUA6.0000955.
Dolsek, M. 2009. “Incremental dynamic analysis with consideration of modeling uncertainties.” Earthquake Eng. Struct. Dyn. 38 (6): 805–825. https://doi.org/10.1002/eqe.869.
Ellingwood, B. R. 2001. “Earthquake risk assessment of building structures.” Reliab. Eng. Syst. Saf. 74 (3): 251–262. https://doi.org/10.1016/S0951-8320(01)00105-3.
Ellingwood, B. R., O. C. Celik, and K. Kinali. 2007. “Fragility assessment of building structural systems in Mid-America.” Earthquake Eng. Struct. Dyn. 36 (13): 1935–1952. https://doi.org/10.1002/eqe.693.
Ellingwood, B. R., and Y. K. Wen. 2005. “Risk-benefit-based design decisions for low-probability/high consequence earthquake events in Mid-America.” Prog. Struct. Mater. Eng. 7 (2): 56–70. https://doi.org/10.1002/pse.191.
Ergün, A., N. Kıraç, and V. Başaran. 2015. “The evaluation of structural properties of reinforced concrete building designed according to pre-modern code considering seismic performance.” Eng. Fail. Anal. 58 (Part 1): 184–191. https://doi.org/10.1016/j.engfailanal.2015.09.003.
Esteva, L., D. Campos, and O. Diaz-Lopez. 2011. “Life-cycle optimisation in earthquake engineering.” Struct. Infrastruct. Eng. 7 (1–2): 33–49. https://doi.org/10.1080/15732471003588270.
Esteva, L., O. D1az-Lopez, J. Garcıa-Perez, G. Sierra, and E. Ismael. 2002. “Life-cycle optimization in the establishment of performance-acceptance parameters for seismic design.” Struct. Saf. 24 (2–4): 187–204. https://doi.org/10.1016/S0167-4730(02)00024-3.
Ferracuti, B., R. Pinho, M. Savoia, and R. Francia. 2009. “Verification of displacement-based adaptive pushover through multi-ground motion incremental dynamic analyses.” Eng. Struct. 31 (8): 1789–1799. https://doi.org/10.1016/j.engstruct.2009.02.035.
Filippou, F. C., V. V. Bertero, and E. P. Popov. 1983. Effects of bond deterioration on hysteretic behavior of reinforced concrete joints. Berkeley, CA: College of Engineering, Univ. of California Berkeley.
Filippou, F. C., A. d’Ambrisi, and A. Issa. 1992. Nonlinear static and dynamic analysis of RC subassemblages. Berkeley, CA: College of Engineering, Univ. of California Berkeley.
García-Pérez, J., F. Castellanos, and O. Díaz. 2005. “Occupancy importance factor in earthquake engineering.” Eng. Struct. 27 (11): 1625–1632. https://doi.org/10.1016/j.engstruct.2005.05.017.
Goda, K., and H. P. Hong. 2006. “Optimal seismic design considering risk attitude, societal tolerable risk level, and life quality criterion.” J. Struct. Eng. 132 (12): 2027–2035. https://doi.org/10.1061/(ASCE)0733-9445(2006)132:12(2027).
Greek Seismic Code. 2000. Technical Chamber of Greece, Greek Government Journal—FEK, 2184. EAK 2000. Athens, Greece: Organisation for Earthquake Resistant Planning and Protection, Ministry of Environment Planning and Public Works.
Haran, P. D. C., A. Bhosale, R. Davis, and P. Sarkar. 2016. “Multiplication factor for open ground storey buildings—A reliability based evaluation.” Earthquake Eng. Eng. Vib. 15 (2): 283–295. https://doi.org/10.1007/s11803-016-0322-4.
Haran, P. D. C., R. Davis, and P. Sarkar. 2015. “Reliability evaluation of RC frame by two major fragility analysis methods.” Asian J. Civ. Eng. 16 (1): 47–66.
Haselton, C. B., A. S. Whittaker, A. Hortacsu, J. W. Baker, J. Bray, and D. N. Grant. 2012. “Selecting and scaling earthquake ground motions for performing response-history analyses.” In Proc., 15th World Conf. on Earthquake Engineering, 4207–4217. London: Earthquake Engineering Research Institute.
Hong, H. P., E. N. Allouche, and M. Trivedi. 2006. “Optimal scheduling of replacement and rehabilitation of water distribution systems.” J. Infrastruct. Syst. 12 (3): 184–191. https://doi.org/10.1061/(ASCE)1076-0342(2006)12:3(184).
Hwang, H. H., and J. R. Huo. 1994. “Generation of hazard-consistent fragility curves.” Soil Dyn. Earthquake Eng. 13 (5): 345–354. https://doi.org/10.1016/0267-7261(94)90025-6.
Iranian Standard. 2007. Iranian code of practice for seismic resistant design of buildings. 3rd ed. Standard No. 2800. Tehran, Iran: Building and Housing Research Center.
Iyengar, R. N., R. K. Chadha, K. B. Rao, and S. T. G. Raghukanth. 2010. Development of probabilistic seismic hazard map of India. New Delhi, India: National Disaster Management Authority.
Kanda, J., and B. Ellingwood. 1991. “Formulation of load factors based on optimum reliability.” Struct. Saf. 9 (3): 197–210. https://doi.org/10.1016/0167-4730(91)90043-9.
Kang, Y. J., and Y. K. Wen. 2000. Minimum life-cycle cost structural design against natural hazards. Urbana, IL: Univ. of Illinois at Urbana-Champaign.
Kent, D. C., and R. Park. 1971. “Flexural members with confined concrete.” J. Struct. Div. 97 (7): 1969–1990.
Kiani, J., and M. Khanmohammadi. 2015. “New approach for selection of real input ground motion records for incremental dynamic analysis (IDA).” J. Earthquake Eng. 19 (4): 592–623. https://doi.org/10.1080/13632469.2014.997901.
Kunnath, S. K. 2006. Application of the PEER PBEE Methodology to the I-880 Viaduct: I-880 Testbed Committee. Berkeley, CA: Pacific Earthquake Engineering Research (PEER) Center, College of Engineering, Univ. of California.
Lee, T. H., and K. M. Mosalam. 2004. “Probabilistic fiber element modeling of reinforced concrete structures.” Comput. Struct. 82 (27): 2285–2299. https://doi.org/10.1016/j.compstruc.2004.05.013.
Loulelis, D. G., G. A. Papagiannopoulos, and D. E. Beskos. 2018. “Modal strength reduction factors for seismic design of steel moment resisting frames.” Eng. Struct. 154 (Jan): 23–37. https://doi.org/10.1016/j.engstruct.2017.10.071.
McKenna, F., G. L. Fenves, and F. C. Filippou. 2010. OpenSees. Berkeley, CA: Univ. of California.
Mosleh, A., H. Rodrigues, H. Varum, A. Costa, and A. Arêde. 2016. “Seismic behavior of RC building structures designed according to current codes.” Structures 7 (Aug): 1–13. https://doi.org/10.1016/j.istruc.2016.04.001.
Mukherjee, S., and V. K. Gupta. 2002. “Wavelet-based generation of spectrum-compatible time-histories.” Soil Dyn. Earthquake Eng. 22 (9–12): 799–804. https://doi.org/10.1016/S0267-7261(02)00101-X.
NBC (Nepal National Building Code). 1994. Seismic design of buildings in Nepal. NBC 105. Kathmandu, Nepal: NBC.
NZS (New Zealand Standard). 2004. Structural design actions, part 5: Earthquake actions—New Zealand. NZS 1170.5. Wellington, NZ: NZS.
Pozos-Estrada, A., T. J. Liu, R. Gomez, and H. P. Hong. 2016. “Seismic design and importance factor: Benefit/cost for overall service time versus per unit service time.” Struct. Saf. 58 (Jan): 40–51. https://doi.org/10.1016/j.strusafe.2015.08.005.
Rackwitz, R. 2000. “Optimization—The basis of code-making and reliability verification.” Struct. Saf. 22 (1): 27–60. https://doi.org/10.1016/S0167-4730(99)00037-5.
Rajeev, P., and S. Tesfamariam. 2012. “Seismic fragilities for reinforced concrete buildings with consideration of irregularities.” Struct. Saf. 39 (Nov): 1–13. https://doi.org/10.1016/j.strusafe.2012.06.001.
Ramamoorthy, S. K., P. Gardoni, and J. M. Bracci. 2006. “Probabilistic demand models and fragility curves for reinforced concrete frames.” J. Struct. Eng. 132 (10): 1563–1572. https://doi.org/10.1061/(ASCE)0733-9445(2006)132:10(1563).
Ranganathan, R. 1999. Structural reliability analysis and design. Mumbai, India: Jaico Publishing House.
Rosenblueth, E. 1976. “Optimum design for infrequent disturbances.” J. Struct. Div. 102 (9): 1807–1825.
Rosenblueth, E. 1987. “What should we do with structural reliabilities.” In Vol. 5 of Proc., ICASP, 24–34. Abingdon, UK: Taylor & Francis.
Rosenblueth, E., and J. M. Jara. 1991. “Design coefficients: Constant versus time dependent seismic.” In Reliability and optimization of structural systems’ 90, 315–327. Berlin: Springer.
Sahu, D., M. Nishanth, P. K. Dhir, P. Sarkar, R. Davis, and S. Mangalathu. 2019. “Stochastic response of reinforced concrete buildings using high dimensional model representation.” Eng. Struct. 179 (Jan): 412–422. https://doi.org/10.1016/j.engstruct.2018.10.083.
Shome, N. 1999. Probabilistic seismic demand analysis of nonlinear structures. Stanford, CA: Stanford Univ.
Vamvatsikos, D. 2013. “Derivation of new SAC/FEMA performance evaluation solutions with second-order hazard approximation.” Earthquake Eng. Struct. Dyn. 42 (8): 1171–1188. https://doi.org/10.1002/eqe.2265.
Vamvatsikos, D., and C. A. Cornell. 2002. “Incremental dynamic analysis.” Earthquake Eng. Struct. Dyn. 31 (3): 491–514. https://doi.org/10.1002/eqe.141.
Vamvatsikos, D., and M. Fragiadakis. 2010. “Incremental dynamic analysis for estimating seismic performance sensitivity and uncertainty.” Earthquake Eng. Struct. Dyn. 39 (2): 141–163. https://doi.org/10.1002/eqe.935.
Wu, D., S. Tesfamariam, S. F. Stiemer, and J. Cui. 2015. “Comparison of seismic performance of a RC frame building before and after the Wenchuan earthquake in Sichuan province.” J. Perform. Constr. Facil. 29 (1): 04014038. https://doi.org/10.1061/(ASCE)CF.1943-5509.0000466.
Zahid, M. Z. A. M., D. Robert, and F. Shahrin. 2013. “An evaluation of overstrength factor of seismic designed low rise RC buildings.” Procedia Eng. 53: 48–51. https://doi.org/10.1016/j.proeng.2013.02.008.

Information & Authors

Information

Published In

Go to ASCE-ASME Journal of Risk and Uncertainty in Engineering Systems, Part A: Civil Engineering
ASCE-ASME Journal of Risk and Uncertainty in Engineering Systems, Part A: Civil Engineering
Volume 6Issue 2June 2020

History

Received: Dec 23, 2018
Accepted: Sep 16, 2019
Published online: Feb 20, 2020
Published in print: Jun 1, 2020
Discussion open until: Jul 20, 2020

Permissions

Request permissions for this article.

Authors

Affiliations

Ph.D. Scholar, Dept. of Civil and Environmental Engineering, Univ. of Strathclyde, Glasgow G11XQ, UK (corresponding author). ORCID: https://orcid.org/0000-0003-3803-1913. Email: [email protected]
Nikhil P. Zade [email protected]
Ph.D. Scholar, Dept. of Civil Engineering, National Institute of Technology Rourkela, Rourkela, Odisha 769008, India. Email: [email protected]
Akhila Basu [email protected]
Assistant Executive Engineer, Panchayati Raj Engineering Dept., Govt. of Telengana, Medak, Telangana 500016, India. Email: [email protected]
Robin Davis [email protected]
Assistant Professor, Dept. of Civil Engineering, National Institute of Technology Calicut, Kattangal, Kerala 673601, India. Email: [email protected]
Pradip Sarkar [email protected]
Associate Professor, Dept. of Civil Engineering, National Institute of Technology Rourkela, Rourkela, Odisha 769008, India. Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share