Abstract

Benchmarking the energy efficiency of buildings is important for optimizing the efficient use of energy and reducing carbon footprint. Healthcare facilities have especially high energy usage, but the historical difficulty of collecting energy data from a relatively large number of healthcare facilities has made it challenging to develop the appropriate benchmarking system. In this paper, we seek to foster the task of benchmarking the energy efficiency of healthcare facilities using three different methods: multiple linear regression (MLR), generalized additive model (GAM), and energy performance index (EPI). The analysis was applied using a unique dataset that contained information on energy consumption and various building features for 22 large-size public hospitals managed by the Shanghai hospital development center (SHDC). Findings suggest that different benchmarking methods yield substantially different energy performance ranking results. Furthermore, a comparative analysis of the three benchmarking methods was conducted in terms of goodness-of-fit, consistency, and robustness. The results show that MLR tends to be the most consistent and robust benchmarking model, while GAM appears to have the best goodness-of-fit. The proposed methodology can assist hospital managers identify potential improvements for more efficient use of energy in healthcare facilities.

Get full access to this article

View all available purchase options and get full access to this article.

Data Availability Statement

Some or all data, models, or codes that support the findings of this study are available from the corresponding author upon reasonable request.

Acknowledgments

This study is supported by the National Natural Science Foundation of China (No. 72001160), China Scholarship Council (No. 202006260314), the Support Program for Young and Middle-Tech Leading Talents of Tongji University. Specifically, the first author was supported by the Support Program for Young and Middle-Tech Leading Talents of Tongji University; the second author was supported by China Scholarship Council (No. 202006260314); the fifth author was supported by the National Natural Science Foundation of China (No. 72001160).

References

Abu Bakar, N. N., M. Y. Hassan, H. Abdullah, H. A. Rahman, M. P. Abdullah, F. Hussin, and M. Bandi. 2015. “Energy efficiency index as an indicator for measuring building energy performance: A review.” Renewable Sustainable Energy Rev. 44: 1–11. https://doi.org/10.1016/j.rser.2014.12.018.
Ahmad, M., and C. H. Culp. 2006. “Uncalibrated building energy simulation modeling results.” HVAC R Res. 12 (4): 1141–1155. https://doi.org/10.1080/10789669.2006.10391455.
Ahmed, T. M. F., P. Rajagopalan, and R. Fuller. 2015. “A classification of healthcare facilities: Toward the development of energy performance benchmarks for day surgery centers in Australia.” Health Environ. Res. Des. J. 8 (4): 139–157. https://doi.org/10.1177/1937586715575910.
Akoglu, H. 2018. “User’s guide to correlation coefficients.” Turk. J. Emergency Med. 18 (3): 91–93. https://doi.org/10.1016/j.tjem.2018.08.001.
Annunziata, E., M. Frey, and F. Rizzi. 2013. “Towards nearly zero-energy buildings: The state-of-art of national regulations in Europe.” Energy 57 (Aug): 125–133. https://doi.org/10.1016/j.energy.2012.11.049.
Arjunan, P., K. Poolla, and C. Miller. 2019. “EnergyStar++: Towards more accurate and explanatory building energy benchmarking.” Appl. Energy 276 (Jun): 115413. https://doi.org/10.1016/j.apenergy.2020.115413.
Bakar, N. N. A., M. Y. Hassan, H. Abdullah, H. A. Rahman, M. P. Abdullah, F. Hussin, and M. Bandi. 2015. “Energy efficiency index as an indicator for measuring building energy performance: A review.” Renewable Sustainable Energy Rev. 44 (Apr): 1–11. https://doi.org/10.1016/j.rser.2014.12.018.
Bannister, P. 2012. NABERS: Lessons from 12 years of performance-based ratings in Australia. Canberra, Australia: Energy Systems Laboratory.
Bao, Y., H. Yin, J. Hao, J. Zhang, and C. Zhou. 2015. “Study on the construction of logistics intelligent management system for Shanghai JS hospital.” [In Chinese.] Refrig. Air Conditioning 1: 44–48.
Bawaneh, K., F. G. Nezami, M. Rasheduzzaman, and B. Deken. 2019. “Energy consumption analysis and characterization of healthcare facilities in the United States.” Energies 12 (19): 3775. https://doi.org/10.3390/en12193775.
Bonett, D. G., and T. A. Wright. 2000. “Sample size requirements for estimating Pearson, Kendall and Spearman correlations.” Psychometrika 65 (1): 23–28. https://doi.org/10.1007/BF02294183.
Cai, B., H. Guo, Z. Ma, Z. Wang, S. Dhakal, and L. Cao. 2019. “Benchmarking carbon emissions efficiency in Chinese cities: A comparative study based on high-resolution gridded data.” Appl. Energy 242 (Mar): 994–1009. https://doi.org/10.1016/j.apenergy.2019.03.146.
Camp, R. C. 1989. Benchmarking: The search for industry best practices that lead to superior performance. Milwaukee, WI: American Society for Quality.
Cao, L., Y. Li, J. Zhang, Y. Jiang, Y. Han, and J. Wei. 2020. “Electrical load prediction of healthcare buildings through single and ensemble learning.” Energy Rep. 6 (Nov): 2751–2767. https://doi.org/10.1016/j.egyr.2020.10.005.
Chai, J., T. Liang, K. K. Lai, Z. G. Zhang, and S. Wang. 2018. “The future natural gas consumption in China: Based on the LMDI-STIRPAT-PLSR framework and scenario analysis.” Energy Policy 119 (Aug): 215–225. https://doi.org/10.1016/j.enpol.2018.04.049.
Chen, S., H. Yoshino, M. D. Levine, and Z. Li. 2009. “Contrastive analyses on annual energy consumption characteristics and the influence mechanism between new and old residential buildings in Shanghai, China, by the statistical methods.” Energy Build. 41 (12): 1347–1359. https://doi.org/10.1016/j.enbuild.2009.07.033.
Chen, Y., H. Tan, and U. Berardi. 2018. “A data-driven approach for building energy benchmarking using the Lorenz curve.” Energy Build. 169 (Jun): 319–331. https://doi.org/10.1016/j.enbuild.2018.03.066.
Choi, J., F. Leite, and D. P. de Oliveira. 2020. “BIM-based benchmarking for healthcare construction projects.” Autom. Constr. 119 (Nov): 103347. https://doi.org/10.1016/j.autcon.2020.103347.
Chung, W. 2011. “Review of building energy-use performance benchmarking methodologies.” Appl. Energy 88 (5): 1470–1479. https://doi.org/10.1016/j.apenergy.2010.11.022.
Cox, M., M. A. Brown, and X. Sun. 2013. “Energy benchmarking of commercial buildings: A low-cost pathway toward urban sustainability.” Environ. Res. Lett. 8 (3): 035018. https://doi.org/10.1088/1748-9326/8/3/035018.
Curtis, M. J., et al. 2015. “Experimental design and analysis and their reporting: New guidance for publication in BJP.” Br. J. Pharmacol. 172 (14): 3461–3471.
de Brogniez, D., C. Ballabio, A. Stevens, R. J. A. Jones, L. Montanarella, and B. van Wesemael. 2015. “A map of the topsoil organic carbon content of Europe generated by a generalized additive model.” Eur. J. Soil Sci. 66 (1): 121–134. https://doi.org/10.1111/ejss.12193.
Ding, Y., and X. Liu. 2020. “A comparative analysis of data-driven methods in building energy benchmarking.” Energy Build. 209 (Feb): 109711. https://doi.org/10.1016/j.enbuild.2019.109711.
Duarte, C., P. Raftery, and S. Schiavon. 2016. SinBerBEST technology energy assessment report. Berkeley, CA: Univ. of California, Berkeley.
Ettorchi-Tardy, A., M. Levif, and P. Michel. 2012. “Benchmarking: A method for continuous quality improvement in health.” Healthc Policy 7 (4): e101. https://doi.org/10.12927/hcpol.2012.22872.
Feibert, D. C., B. Andersen, and P. Jacobsen. 2019. “Benchmarking healthcare logistics processes—A comparative case study of Danish and US hospitals.” Total Qual. Manage. Bus. Excellence 30 (1–2): 108–134. https://doi.org/10.1080/14783363.2017.1299570.
Ford, E. D. 2005. “A primer of ecological statistics.” Am. Stat. 59 (4): 350. https://doi.org/10.1198/tas.2005.s32.
Foucquier, A., S. Robert, F. Suard, L. Stéphan, and A. Jay. 2013. “State of the art in building modelling and energy performances prediction: A review.” Renewable Sustainable Energy Rev. 23 (Jul): 272–288. https://doi.org/10.1016/j.rser.2013.03.004.
Francisco, A., N. Mohammadi, and J. E. Taylor. 2020. “Smart city digital twin-enabled energy management: Toward real-time urban building energy benchmarking.” J. Manage. Eng. 36 (2): 04019045. https://doi.org/10.1061/(ASCE)ME.1943-5479.0000741.
Fry, D. E., M. Pine, S. M. Nedza, D. G. Locke, A. M. Reband, and G. Pine. 2016. “Benchmarking hospital outcomes for improvement of care in Medicare elective colon surgery.” Am. J. Surg. 212 (1): 10–15. https://doi.org/10.1016/j.amjsurg.2016.01.037.
Gao, J., X. Zhong, W. Cai, H. Ren, T. Huo, X. Wang, and Z. Mi. 2019. “Dilution effect of the building area on energy intensity in urban residential buildings.” Nat. Commun. 10 (1): 1–9. https://doi.org/10.1038/s41467-019-12852-9.
Gao, X., and A. Malkawi. 2014. “A new methodology for building energy performance benchmarking: An approach based on intelligent clustering algorithm.” Energy Build. 84 (Dec): 607–616. https://doi.org/10.1016/j.enbuild.2014.08.030.
Ghajarkhosravi, M., Y. Huang, A. S. Fung, R. Kumar, and V. Straka. 2019. “Energy benchmarking analysis of multi-unit residential buildings (MURBs) in Toronto, Canada.” J. Build. Eng. 27 (Jan): 100981. https://doi.org/10.1016/j.jobe.2019.100981.
González González, A., J. García-Sanz-Calcedo, and D. R. Salgado. 2018a. “Evaluation of energy consumption in German hospitals: Benchmarking in the public sector.” Energies 11 (9): 2279. https://doi.org/10.3390/en11092279.
González González, A., J. García-Sanz-Calcedo, and D. R. Salgado. 2018b. “A quantitative analysis of final energy consumption in hospitals in Spain.” Sustainable Cities Soc. 36 (Jan): 169–175. https://doi.org/10.1016/j.scs.2017.10.029.
Graafland, J. J., and S. C. W. Eijffinger. 2004. “Corporate social responsibility of Dutch companies: Benchmarking, transparency and robustness.” Economist 152 (3): 403–426. https://doi.org/10.1023/B:ECOT.0000036578.63438.30.
Groene, O., N. Klazinga, V. Kazandjian, P. Lombrail, and P. Bartels. 2008. “The World Health Organization performance assessment tool for quality improvement in hospitals (PATH): An analysis of the pilot implementation in 37 hospitals.” Int. J. Qual. Health Care 20 (3): 155–161. https://doi.org/10.1093/intqhc/mzn010.
Hastie, T., and R. Tibshirani. 1986. “Generalized additive models.” In Statistical science. New York: Routledge. https://doi.org/10.1214/ss/1177013604.
Hawkins, D., S. M. Hong, R. Raslan, D. Mumovic, and S. Hanna. 2012. “Determinants of energy use in UK higher education buildings using statistical and artificial neural network methods.” Int. J. Sustainable Built Environ. 1 (1): 50–63. https://doi.org/10.1016/j.ijsbe.2012.05.002.
Hong, L., N. Zhou, W. Feng, N. Khanna, D. Fridley, Y. Zhao, and K. Sandholt. 2016. “Building stock dynamics and its impacts on materials and energy demand in China.” Energy Policy 94 (Jun): 47–55. https://doi.org/10.1016/j.enpol.2016.03.024.
Hong, T., L. Yang, J. Xia, and W. Feng. 2014. “Building energy benchmarking between the United States and China: Methods and challenges.” In Vol. 3 of Proc., 8th Int. Symp. on Heating, Ventilation and Air Conditioning, 473–486. Berlin: Springer. https://doi.org/10.1007/978-3-642-39578-9_50.
IPCC (Intergovernmental Panel on Climate Change). 2014. Climate change 2014 mitigation of climate change. Geneva: IPCC.
Jenkins, D. G., and P. F. Quintana-Ascencio. 2020. “A solution to minimum sample size for regressions.” PLoS One 15 (2): e0229345. https://doi.org/10.1371/journal.pone.0229345.
Jiang, Y., S. Guo, and S. Hu. 2018. China building energy use 2018. Beijing: Tsinghua Univ.
Jowett, I. G., S. M. Parkyn, and J. Richardson. 2008. “Habitat characteristics of crayfish (Paranephrops planifrons) in New Zealand streams using generalised additive models (GAMs).” Hydrobiologia 596 (1): 353–365. https://doi.org/10.1007/s10750-007-9108-z.
Kamaluddin, K. A., M. S. Imran, and S. S. Yang. 2016. “Development of energy benchmarking of Malaysian government hospitals and analysis of energy savings opportunities.” J. Build. Perform. 7 (1): 72–87.
Keirstead, J. 2013. “Benchmarking urban energy efficiency in the UK.” Energy Policy 63 (Dec): 575–587. https://doi.org/10.1016/j.enpol.2013.08.063.
Kim, J. B., W. Jeong, M. J. Clayton, J. S. Haberl, and W. Yan. 2015. “Developing a physical BIM library for building thermal energy simulation.” Autom. Constr. 50 (Feb): 16–28. https://doi.org/10.1016/j.autcon.2014.10.011.
Kontokosta, C. E., D. Spiegel-Feld, and S. Papadopoulos. 2020. “The impact of mandatory energy audits on building energy use.” Nat. Energy 5 (4): 309–316. https://doi.org/10.1038/s41560-020-0589-6.
Lavery, M. R., P. Acharya, S. A. Sivo, and L. Xu. 2019. “Number of predictors and multicollinearity: What are their effects on error and bias in regression?” Commun. Stat.–Simul. Comput. 48 (1): 27–38. https://doi.org/10.1080/03610918.2017.1371750.
Li, Y., L. Cao, Y. Han, and J. Wei. 2020. “Development of a conceptual benchmarking framework for healthcare facilities management: Case study of Shanghai municipal hospitals.” J. Constr. Eng. Manage. 146 (1): 05019016. https://doi.org/10.1061/(ASCE)CO.1943-7862.0001731.
Lomas, K. J., and Y. Ji. 2009. “Resilience of naturally ventilated buildings to climate change: Advanced natural ventilation and hospital wards.” Energy Build. 41 (6): 629–653. https://doi.org/10.1016/j.enbuild.2009.01.001.
Morgenstern, P., M. Li, R. Raslan, P. Ruyssevelt, and A. Wright. 2016. “Benchmarking acute hospitals: Composite electricity targets based on departmental consumption intensities?” Energy Build. 118 (Apr): 277–290. https://doi.org/10.1016/j.enbuild.2016.02.052.
NHCPRC (National Health Commission of the People’s Republic of China). 2014. Code for design of general hospital. GB 51039-2014. Beijing: China Planning Press.
Papadopoulos, S. 2019. “Machine learning applications to advance the field of urban energy dynamics.” Doctoral dissertation, Dept. of Civil and Urban Engineering, New York Univ. Tandon School of Engineering.
Papadopoulos, S., and C. E. Kontokosta. 2019. “Grading buildings on energy performance using city benchmarking data.” Appl. Energy 233 (Jan): 244–253. https://doi.org/10.1016/j.apenergy.2018.10.053.
Park, H. S., M. Lee, H. Kang, T. Hong, and J. Jeong. 2016. “Development of a new energy benchmark for improving the operational rating system of office buildings using various data-mining techniques.” Appl. Energy 173 (Jul): 225–237. https://doi.org/10.1016/j.apenergy.2016.04.035.
Roth, J., H. A. Brown IV, and R. K. Jain. 2020. “Harnessing smart meter data for a Multitiered Energy Management Performance Indicators (MEMPI) framework: A facility manager informed approach.” Appl. Energy 276 (Oct): 115435. https://doi.org/10.1016/j.apenergy.2020.115435.
Roth, J., and R. Rajagopal. 2018. “Benchmarking building energy efficiency using quantile regression.” Energy 152 (Jun): 866–876. https://doi.org/10.1016/j.energy.2018.02.108.
Rstudio. 2020. Integrated development for R. RStudio. Boston: Public Benefit Corporation.
Shanghai Municipal People’s Government. 2021. “Shanghai municipal people’s government.” Accessed May 6, 2021. https://www.shanghai.gov.cn/nw2319/index.html.
Sharma, V., C. H. Caldas, and S. P. Mulva. 2020. “Identification and prioritization of factors affecting the overall project cost of healthcare facilities.” J. Constr. Eng. Manage. 146 (2): 04019106. https://doi.org/10.1061/(ASCE)CO.1943-7862.0001692.
Singer, B. C., P. Mathew, S. Greenberg, W. Tschudi, D. Sartor, S. Strom, W. Vernon, M. Nash, and L. Burch. 2009. Hospital energy benchmarking guidance—version 1. 0. Hospital energy benchmarking guidance. Berkeley, CA: Berkeley National Laboratory.
SMMCHUD and SDRC (Shanghai Municipal Management Commission of Housing and Urban-Rural Development and Shanghai Municipal Development and Reform Commission). 2019. Energy consumption monitoring and analysis report of Shanghai state agency office buildings and large public buildings at 2018. [In Chinese.] Shanghai, China: SMMCHUD and SDRC.
Sowby, R. B., and S. J. Burian. 2018. “Statistical model and benchmarking procedure for energy use by US public water systems.” J. Sustainable Water Built Environ. 4 (4): 04018010. https://doi.org/10.1061/JSWBAY.0000864.
Tejero-González, A., V. M. DeFreitas-Barros-Galvão, A. M. Zarzuelo-Sánchez, and J. F. SanJosé-Alonso. 2020. “Energy use optimization in ventilation of operating rooms during inactivity periods.” Build. Res. Inf. 49 (3): 1–17. https://doi.org/10.1080/09613218.2020.1817723.
Teng, Z. R., C. Y. Wu, and Z. Z. Xu. 2017. “New energy benchmarking model for budget hotels.” Int. J. Hospitality Manage. 67 (Oct): 62–71. https://doi.org/10.1016/j.ijhm.2017.07.010.
Vasileiou, K., J. Barnett, S. Thorpe, and T. Young. 2018. “Characterising and justifying sample size sufficiency in interview-based studies: Systematic analysis of qualitative health research over a 15-year period.” BMC Med. Res. Methodol. 18 (1): 1–18. https://doi.org/10.1186/s12874-018-0594-7.
Wang, T., X. Li, P. C. Liao, and D. Fang. 2016. “Building energy efficiency for public hospitals and healthcare facilities in China: Barriers and drivers.” Energy 103: 588–597. https://doi.org/10.1016/j.energy.2016.03.039.
Wei, Z., W. Xu, D. Wang, L. Li, L. Niu, W. Wang, B. Wang, and Y. Song. 2018. “A study of city-level building energy efficiency benchmarking system for China.” Energy Build. 179 (Nov): 1–14. https://doi.org/10.1016/j.enbuild.2018.08.038.
Yang, Z., J. Roth, and R. K. Jain. 2018. “DUE-B: Data-driven urban energy benchmarking of buildings using recursive partitioning and stochastic frontier analysis.” Energy Build. 163 (Mar): 58–69. https://doi.org/10.1016/j.enbuild.2017.12.040.
Zimmerman, A., and C. J. Kibert. 2007. “Informing LEED’s next generation with the natural step.” Build. Res. Inf. 35 (6): 681–689. https://doi.org/10.1080/09613210701342367.
Zou, B., J. Chen, L. Zhai, X. Fang, and Z. Zheng. 2017. “Satellite based mapping of ground PM2.5 concentration using generalized additive modeling.” Remote Sens. 9 (1): 1–16. https://doi.org/10.3390/rs9010001.

Information & Authors

Information

Published In

Go to Journal of Construction Engineering and Management
Journal of Construction Engineering and Management
Volume 147Issue 11November 2021

History

Received: Jan 8, 2021
Accepted: Jul 15, 2021
Published online: Sep 14, 2021
Published in print: Nov 1, 2021
Discussion open until: Feb 14, 2022

Permissions

Request permissions for this article.

Authors

Affiliations

Yongkui Li, Ph.D. [email protected]
Professor, Dept. of Construction Management of Real Estate, School of Economics and Management, Tongji Univ., Shanghai 200092, China. Email: [email protected]
Lingyan Cao [email protected]
Ph.D. Candidate, Dept. of Construction Management of Real Estate, School of Economics and Management, Tongji Univ., Shanghai 200092, China; Ph.D. Candidate, School of Construction Management Technology, Purdue Univ., 401 N Grant St., West Lafayette, IN 47907. Email: [email protected]
Assistant Professor, School of Construction Management Technology, Purdue Univ., 401 N. Grant St., West Lafayette, IN 47907 (corresponding author). ORCID: https://orcid.org/0000-0001-5225-5943. Email: [email protected]
Professor, School of Construction Management Technology, Purdue Univ., 401 N. Grant St., West Lafayette, IN 47907. ORCID: https://orcid.org/0000-0003-2055-680X. Email: [email protected]
Assistant Professor, Dept. of Construction Management of Real Estate, School of Economics and Management, Tongji Univ., Shanghai 200092, China. ORCID: https://orcid.org/0000-0002-8818-9674. Email: [email protected]
Jianjun Wei [email protected]
Ph.D. Candidate, Dept. of Construction Management of Real Estate, School of Economics and Management, Tongji Univ., Shanghai 200092, China. Email: [email protected]

Metrics & Citations

Metrics

Citations

Download citation

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

Cited by

  • Corporate Climate Pledges of High-Revenue Design Firms and Contractors, Journal of Construction Engineering and Management, 10.1061/JCEMD4.COENG-13719, 150, 2, (2024).
  • Approaches to Greening Radiology, Academic Radiology, 10.1016/j.acra.2022.08.013, 30, 3, (528-535), (2023).
  • Energy performance of healthcare facilities in 3 climatic zones in Cyprus, Renewable Energy and Environmental Sustainability, 10.1051/rees/2022004, 7, (16), (2022).

View Options

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Get Access

Access content

Please select your options to get access

Log in/Register Log in via your institution (Shibboleth)
ASCE Members: Please log in to see member pricing

Purchase

Save for later Information on ASCE Library Cards
ASCE Library Cards let you download journal articles, proceedings papers, and available book chapters across the entire ASCE Library platform. ASCE Library Cards remain active for 24 months or until all downloads are used. Note: This content will be debited as one download at time of checkout.

Terms of Use: ASCE Library Cards are for individual, personal use only. Reselling, republishing, or forwarding the materials to libraries or reading rooms is prohibited.
ASCE Library Card (5 downloads)
$105.00
Add to cart
ASCE Library Card (20 downloads)
$280.00
Add to cart
Buy Single Article
$35.00
Add to cart

Media

Figures

Other

Tables

Share

Share

Copy the content Link

Share with email

Email a colleague

Share